0000899243-18-024171.txt : 20180910
0000899243-18-024171.hdr.sgml : 20180910
20180910215303
ACCESSION NUMBER: 0000899243-18-024171
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180831
FILED AS OF DATE: 20180910
DATE AS OF CHANGE: 20180910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross Ocean Partners Management GP, LLC
CENTRAL INDEX KEY: 0001752227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35333
FILM NUMBER: 181063827
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2033407850
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross Ocean Partners Management LP
CENTRAL INDEX KEY: 0001752226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35333
FILM NUMBER: 181063828
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2033407850
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross Ocean USSS GP Ltd
CENTRAL INDEX KEY: 0001752222
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35333
FILM NUMBER: 181063829
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2033407850
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross Ocean USSS GP LP
CENTRAL INDEX KEY: 0001752223
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35333
FILM NUMBER: 181063830
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2033407850
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross Ocean USSS Fund I (A) Del Feeder LP
CENTRAL INDEX KEY: 0001691998
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35333
FILM NUMBER: 181063831
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-340-7850
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERMIANVILLE HOLDINGS LLC
CENTRAL INDEX KEY: 0001752284
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35333
FILM NUMBER: 181063832
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2033407850
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldsmith Graham C
CENTRAL INDEX KEY: 0001658618
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35333
FILM NUMBER: 181063833
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GG Managers LLC
CENTRAL INDEX KEY: 0001752309
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35333
FILM NUMBER: 181063834
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2033407850
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enduro Royalty Trust
CENTRAL INDEX KEY: 0001520048
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 456259461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS STREET, FLOOR 16
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 5122366555
MAIL ADDRESS:
STREET 1: 601 TRAVIS STREET, FLOOR 16
CITY: HOUSTON
STATE: TX
ZIP: 77002
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-08-31
0
0001520048
Enduro Royalty Trust
NDRO
0001752284
PERMIANVILLE HOLDINGS LLC
20 HORSENECK LANE
GREENWICH
CT
06830
0
0
1
0
0001691998
Cross Ocean USSS Fund I (A) Del Feeder LP
20 HORSENECK LANE
GREENWICH
CT
06830
0
0
1
0
0001752223
Cross Ocean USSS GP LP
20 HORSENECK LANE
GREENWICH
CT
06830
0
0
1
0
0001752222
Cross Ocean USSS GP Ltd
20 HORSENECK LANE
GREENWICH
CT
06830
0
0
1
0
0001752226
Cross Ocean Partners Management LP
20 HORSENECK LANE
GREENWICH
CT
06830
0
0
1
0
0001752227
Cross Ocean Partners Management GP, LLC
20 HORSENECK LANE
GREENWICH
CT
06830
0
0
1
0
0001752309
GG Managers LLC
20 HORSENECK LANE
GREENWICH
CT
06830
0
0
1
0
0001658618
Goldsmith Graham C
20 HORSENECK LANE
GREENWICH
CT
06830
0
0
1
0
Trust Units
8600000
I
See footnotes
Reflects securities held directly by Permianville Holdings LLC ("Holdings").
Permianville Intermediary LLC - Series 1 ("Series 1 Intermediary"), Permianville Intermediary LLC - Series 2 ("Series 2 Intermediary"), Permianville Intermediary LLC - Series 3 ("Series 3 Intermediary") and Cross Ocean USSS Fund I (A) Del Feeder LP ("DE Feeder") are the sole members of Holdings. Cross Ocean USSS Fund I (A) (Cayman) LP ("Cayman Feeder"), Cross Ocean USSS SIF I LP ("Cross Ocean SIF") and T-VI Co ES LP are the sole members of each of Series 1 Intermediary, Series 2 Intermediary and Series 3 Intermediary. Cross Ocean USSS GP LP ("Cross Ocean GP") is the sole general partner of Cayman Feeder, DE Feeder and Cross Ocean SIF. Cross Ocean USSS GP Ltd ("Cross Ocean Ltd") is the sole general partner of Cross Ocean GP.
(Continuation from footnote 2) Cross Ocean Partners Management LP ("Cross Ocean Management") is the sole member of Cross Ocean Ltd. Cross Ocean Partners Management GP, LLC ("Management GP") is the sole general partner of Cross Ocean Management. GG Managers LLC ("GG Managers") is the sole member of Management GP. Graham Goldsmith is the sole member of GG Managers. T-VI Co ES GP LLC ("T-VI GP") is the sole general partner of T-VI Co ES LP. Trident VI, L.P. ("Trident VI") is the sole member of T-VI GP. Trident Capital VI, LP ("Trident Capital") is the sole general partner of Trident VI.
Series 1 Intermediary and Series 2 Intermediary can each be deemed to beneficially own 2,293,053 and Series 3 Intermediary can be deemed to beneficially own 2,293,052 trust units of the Issuer. DE Feeder can be deemed to beneficially own 1,720,842 trust units. Cayman Feeder can be deemed to beneficially own 1,165,871 trust units. Cross Ocean SIF can be deemed to beneficially own 2,233,017 of the Trust Units. T-VI Co ES LP, T-VI GP, Trident VI and Trident Capital can be deemed to beneficially own 3,480,270 of the Trust Units. Cross Ocean GP, Cross Ocean Ltd, Cross Ocean Management, Management GP and GG Managers can each be deemed to beneficially own 5,119,730 of the Trust Units.
Information with respect to each of the reporting persons is given solely by such reporting person, and no reporting person has responsibility for the accuracy or completeness of information supplied by another reporting person.
Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.
In connection with the closing of the transactions contemplated by the purchase and sale agreement, dated as of July 19, 2018, by and among Enduro Operating LLC ("Enduro") and COERT Holdings 1 LLC, for aggregate, gross consideration of $35,750,000, before the effects of customary purchase price adjustment, Enduro transferred, among other items, 8,600,000 Trust Units to Holdings.
Form 2 of 2
Permianville Holdings LLC, By: /s/ Richard Gannalo, Name: Richard Gannalo, Title: CFO and COO
2018-09-10
Cross Ocean USSS Fund I (A) Del Feeder LP, By: Cross Ocean USSS GP LP, its general partner, By: /s/ Greg Bennett, Name: Greg Bennett, Title: Director
2018-09-10
Cross Ocean USSS GP LP, By: Cross Ocean USSS GP Ltd, its general partner, By: /s/ Greg Bennett, Name: Greg Bennett, Title: Director
2018-09-10
Cross Ocean USSS GP Ltd, By: /s/ Greg Bennett, Name: Greg Bennett, Title: Director
2018-09-10
Cross Ocean Partners Management LP, By: /s/ Matthew Rymer, Name: Matthew Rymer, Title: General Counsel & Chief Compliance Officer
2018-09-10
Cross Ocean Partners Management GP, LLC, By GG Managers LLC, its sole member, By: /s/ Graham Goldsmith, Name: Graham Goldsmith, Title: Member
2018-09-10
GG Managers LLC, By: /s/ Graham Goldsmith, Name: Graham Goldsmith, Title: Member
2018-09-10
/s/ Graham Goldsmith
2018-09-10