0001520006-21-000016.txt : 20210121 0001520006-21-000016.hdr.sgml : 20210121 20210121213913 ACCESSION NUMBER: 0001520006-21-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210119 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foran Joseph Wm CENTRAL INDEX KEY: 0001540655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35410 FILM NUMBER: 21543589 MAIL ADDRESS: STREET 1: 5400 LBJ FREEWAY STREET 2: SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Matador Resources Co CENTRAL INDEX KEY: 0001520006 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 274662601 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5400 LBJ FREEWAY STREET 2: SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9723715200 MAIL ADDRESS: STREET 1: 5400 LBJ FREEWAY STREET 2: SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: Matador Holdco, Inc. DATE OF NAME CHANGE: 20110505 4 1 wf-form4_161128313765062.xml FORM 4 X0306 4 2021-01-19 0 0001520006 Matador Resources Co MTDR 0001540655 Foran Joseph Wm 5400 LBJ FREEWAY SUITE 1500 DALLAS TX 75240 1 1 0 0 Chairman and CEO Common Stock 31279 D Common Stock 1105913 I See footnote Common Stock 1177568 I See footnote Common Stock 435566 I See footnote Common Stock 389634 I See footnote Common Stock 17488 I See footnote Common Stock 60796 I See footnote Common Stock 60796 I See footnote Common Stock 114236 I See footnote Common Stock 114236 I See footnote Common Stock 473217 I See footnote Common Stock 473217 I See footnote Common Stock 290000 I See footnote Common Stock 290000 I See footnote Common Stock 105000 I See footnote Common Stock 40000 I See footnote Employee Stock Option 15.0 2021-01-19 4 D 0 15465 1.46 D 2021-02-18 Common Stock 15465.0 0 D Includes 29,949 shares of restricted stock granted to the reporting person on February 16, 2018 that vest on the third anniversary of the date of grant. Also reflects the total number of shares directly held by the reporting person following a distribution from the JWF 2020-1 GRAT to its settlor as an annuity payment required by the terms thereof and the subsequent contribution of shares by the reporting person to the Foran 2012 Savings Trust, pursuant to the terms thereof. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Represents shares held of record by Sage Resources, Ltd., which is a limited partnership owned by the reporting person's family, including the reporting person. Represents shares held of record collectively by the LRF 2011 Non-GST Trust, WJF 2011 Non-GST Trust, JNF 2011 Non-GST Trust, SIF 2011 Non-GST Trust and MCF 2011 Non-GST Trust (collectively, the "Non-GST Trusts"). The reporting person and his spouse, as settlors of each of the Non-GST Trusts, retain the power of substitution with respect to the property of the Non-GST Trusts. Represents shares held of record by the Foran 2012 Savings Trust for which the reporting person's spouse is a trustee. Includes shares held by the trust following a contribution of shares by the reporting person to the trust, pursuant to the terms thereof. Represents shares held of record by the Foran 2012 Security Trust for which the reporting person is the trustee. Includes shares held by the trust following a contribution of shares by the reporting person's spouse to the trust, pursuant to the terms thereof. Represents shares held of record by the reporting person's spouse. Includes shares held by the reporting person's spouse following a distribution from the NNF 2020-1 GRAT to its settlor as an annuity payment required by the terms thereof and the subsequent contribution of shares by the reporting person's spouse to the Foran 2012 Security Trust, pursuant to the terms thereof. Represents shares held of record by the JWF 2019-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Represents shares held of record by the NNF 2019-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Represents shares held of record by the JWF 2020-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Represents shares held of record by the NNF 2020-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Represents shares held of record by the JWF 2020-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Represents shares held of record by the NNF 2020-2 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Represents shares held of record by the JWF 2021-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Includes 168,156 shares gifted to the trust following their distribution from the JWF 2019-1 GRAT to its settlor as an annuity payment required by the terms thereof. Also includes 121,844 shares gifted to the trust following their distribution from the JWF 2020-1 GRAT to its settlor as an annuity payment required by the terms thereof. Represents shares held of record by the NNF 2021-1 GRAT, for which the reporting person is the trustee and over which the reporting person has sole voting and investment power. Includes 168,156 shares gifted to the trust following their distribution from the NNF 2019-1 GRAT to its settlor as an annuity payment required by the terms thereof. Also includes 121,844 shares gifted to the trust following their distribution from the NNF 2020-1 GRAT to its settlor as an annuity payment required by the terms thereof. Represents shares held of record by The Joseph Donald Foran Family Trust 2008, for which the reporting person is the co-trustee and over which the reporting person has shared voting and investment power with other members of his family. Represents shares held of record by The Foran Family Special Needs Trust for which the reporting person is the co-trustee and over which the reporting person has shared voting and investment power with other members of his family. The employee stock options vested on the third anniversary of the date of grant, February 19, 2019. The employee stock options were cancelled by mutual agreement of the reporting person and the Issuer. The reporting person received $1.46 per share for the cancellation of the in-the-money options, equaling the positive difference between the closing price of the Issuer's common stock on the date of cancellation and the exercise price of the options. The reporting person received a grant of 235,465 options on February 19, 2016 and exercised, via cash payments, 220,000 of such options following their vesting in 2019. The 15,465 options cancelled as of January 19, 2021 represent the remainder of such outstanding options. /s/ Joseph Wm. Foran, by Kyle A. Ellis as attorney-in-fact 2021-01-21