0001209191-23-028512.txt : 20230510 0001209191-23-028512.hdr.sgml : 20230510 20230510171356 ACCESSION NUMBER: 0001209191-23-028512 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230105 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francis Douglas CENTRAL INDEX KEY: 0001519966 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39021 FILM NUMBER: 23907660 MAIL ADDRESS: STREET 1: 49 DISCOVERY, STE 200 CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ghost Media Group, LLC CENTRAL INDEX KEY: 0001859722 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39021 FILM NUMBER: 23907663 BUSINESS ADDRESS: STREET 1: 49 DISCOVERY, STE 200 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949.940.6041 MAIL ADDRESS: STREET 1: 49 DISCOVERY, STE 200 CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Genco Incentives, LLC CENTRAL INDEX KEY: 0001859765 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39021 FILM NUMBER: 23907661 BUSINESS ADDRESS: STREET 1: 49 DISCOVERY, STE 200 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949.940.6041 MAIL ADDRESS: STREET 1: 49 DISCOVERY, STE 200 CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WM Founders Legacy I, LLC CENTRAL INDEX KEY: 0001859724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39021 FILM NUMBER: 23907662 BUSINESS ADDRESS: STREET 1: 40 MORRIS AV., STE 230 CITY: BRYN MAWR STATE: PA ZIP: 19010 BUSINESS PHONE: 949.940.6041 MAIL ADDRESS: STREET 1: 40 MORRIS AV., STE 230 CITY: BRYN MAWR STATE: PA ZIP: 19010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WM TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001779474 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 41 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 646-699-3750 MAIL ADDRESS: STREET 1: 41 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Silver Spike Acquisition Corp. DATE OF NAME CHANGE: 20190611 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0407 4/A 2023-01-05 2023-01-09 0 0001779474 WM TECHNOLOGY, INC. MAPS 0001519966 Francis Douglas C/O WM TECHNOLOGY, INC. 41 DISCOVERY IRVINE CA 92618 1 1 1 0 Executive Chair 0001859722 Ghost Media Group, LLC C/O WM TECHNOLOGY, INC. 41 DISCOVERY IRVINE CA 92618 0 0 1 0 0001859724 WM Founders Legacy I, LLC C/O WM TECHNOLOGY, INC. 41 DISCOVERY IRVINE CA 92618 0 0 1 0 0001859765 Genco Incentives, LLC C/O WM TECHNOLOGY, INC. 41 DISCOVERY IRVINE CA 92618 0 0 1 0 0 Class A Common Stock 2023-01-05 4 J 0 481927 0.00 D 4792347 D Class V Common Stock 12431818 D Class V Common Stock 8469191 I By LLC Class V Common Stock 1468555 I By LLC Class V Common Stock 600618 I By LLC On January 5, 2023, the Issuer granted 481,927 restricted stock units to the Reporting Person, which the Reporting Person subsequently declined on May 8, 2023, and the Issuer rescinded. These shares of Class V common stock ("Class V Common Stock") of the Issuer (as defined below) provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock will be entitled to vote with the holders of Class A common stock ("Class A Common Stock") of the Issuer, with each share of Class V Common Stock entitling the holder to a number of votes equal to the number of Post-Merger Class A Units (as described in footnote 3 below) held by such Class V Common Stock holder at the time of such vote. Post-Merger Class A Units represent non-voting limited liability company interests of WM Holding Company, LLC. Pursuant to the terms of an exchange agreement, these Class A units and an equivalent number of shares of Class V Common Stock are exchangeable on a one-for-one basis for shares of Class A Common Stock. These exchange rights do not expire. Shares are held directly by Ghost Media Group, LLC ("Ghost Media") which is controlled by Mr. Francis. Accordingly, Mr. Francis may be deemed to be a beneficial owner of the shares held by Ghost Media. Shares are held directly by WM Founders Legacy I, LLC ("WM Founders") which is controlled by Mr. Francis. Accordingly, Mr. Francis may be deemed to be a beneficial owner of the shares held by WM Founders. Shares are held directly by Genco Incentives, LLC ("Genco") which is controlled by Mr. Francis. Accordingly, Mr. Francis may be deemed to be a beneficial owner of the shares held by Genco. Douglas Francis, by /s/ Ron A. Metzger, Attorney-in-Fact 2023-05-10 Ghost Media Group, LLC, by Douglas Francis, Manager, by /s/ Ron A. Metzger, Attorney-in-Fact 2023-05-10 WM Founders Legacy I, LLC, by Douglas Francis, Manager, by /s/ Ron A. Metzger, Attorney-in-Fact 2023-05-10 Genco Incentives, LLC, by Douglas Francis, Manager, by /s/ Ron A. Metzger, Attorney-in-Fact 2023-05-10