0001519964-20-000008.txt : 20201116
0001519964-20-000008.hdr.sgml : 20201116
20201116152741
ACCESSION NUMBER: 0001519964-20-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201116
DATE AS OF CHANGE: 20201116
EFFECTIVENESS DATE: 20201116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd
CENTRAL INDEX KEY: 0001519964
IRS NUMBER: 000000000
STATE OF INCORPORATION: K3
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14472
FILM NUMBER: 201316229
BUSINESS ADDRESS:
STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
BUSINESS PHONE: 852 3761 5000
MAIL ADDRESS:
STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001519964
XXXXXXXX
09-30-2020
09-30-2020
MARSHALL WACE ASIA Ltd
23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CENTRAL
K3
HONG KONG
13F HOLDINGS REPORT
028-14472
N
Patrick Lawenda
Operations Manager
2122352841
Patrick Lawenda
Union City
NJ
11-16-2020
2
222
4325871
false
1
0001318757
028-11304
MARSHALL WACE, LLP
2
0001325091
028-11377
Marshall Wace North America L.P.
INFORMATION TABLE
2
mwalp3q20.xml
3M CO
COMMON STOCK
88579Y101
2193
13688
SH
SOLE
0
13688
0
0
AARON'S INC
COMMON STOCK
002535300
31082
548671
SH
OTR
2811304
0
548671
0
AARON'S INC
COMMON STOCK
002535300
25832
455994
SH
SOLE
0
455994
0
0
AGIOS PHARMACEUT
COMMON STOCK
00847X104
784
22405
SH
SOLE
0
22405
0
0
ALASKA AIR GROUP
COMMON STOCK
011659109
2185
59653
SH
SOLE
0
59653
0
0
ALIBABA GRP-ADR
ADR
01609W102
8119
27619
SH
OTR
2811304
0
27619
0
ALPHABET INC-A
COMMON STOCK
02079K305
29387
20051
SH
OTR
2811304
0
20051
0
ALPHABET INC-A
COMMON STOCK
02079K305
24014
16385
SH
SOLE
0
16385
0
0
AMAZON.COM INC
COMMON STOCK
023135106
58519
18585
SH
OTR
2811304
0
18585
0
AMAZON.COM INC
COMMON STOCK
023135106
47744
15163
SH
SOLE
0
15163
0
0
APPLE INC
COMMON STOCK
037833100
2220
19173
SH
SOLE
0
19173
0
0
ASE TECHN-ADR
ADR
00215W100
1614
395510
SH
OTR
2811304
0
395510
0
AUTOHOME INC-ADR
ADR
05278C107
280
2914
SH
OTR
2811304
0
2914
0
AVANGRID INC
COMMON STOCK
05351W103
21745
430942
SH
OTR
2811304
0
430942
0
AVANGRID INC
COMMON STOCK
05351W103
17773
352221
SH
SOLE
0
352221
0
0
BAIDU INC-SP ADR
ADR
056752108
1490
11770
SH
OTR
2811304
0
11770
0
BANK NY MELLON
COMMON STOCK
064058100
67787
1973987
SH
OTR
2811304
0
1973987
0
BANK NY MELLON
COMMON STOCK
064058100
9484
276181
SH
SOLE
0
276181
0
0
BAOZUN INC-ADR
ADR
06684L103
893
27496
SH
OTR
2811304
0
27496
0
BERKSHIRE HATH-B
COMMON STOCK
084670702
2213
10394
SH
SOLE
0
10394
0
0
BILL.COM HOLDING
COMMON STOCK
090043100
925
9221
SH
OTR
2811304
0
9221
0
BILL.COM HOLDING
COMMON STOCK
090043100
133
1326
SH
SOLE
0
1326
0
0
BOOKING HOLDINGS
COMMON STOCK
09857L108
17250
10084
SH
OTR
2811304
0
10084
0
BOOKING HOLDINGS
COMMON STOCK
09857L108
14097
8241
SH
SOLE
0
8241
0
0
BOOZ ALLEN HAMIL
COMMON STOCK
099502106
2155
25967
SH
SOLE
0
25967
0
0
BROADCOM INC
COMMON STOCK
11135F101
20163
55345
SH
OTR
2811304
0
55345
0
BROADCOM INC
COMMON STOCK
11135F101
16470
45208
SH
SOLE
0
45208
0
0
BRUNSWICK CORP
COMMON STOCK
117043109
22564
383024
SH
OTR
2811304
0
383024
0
BRUNSWICK CORP
COMMON STOCK
117043109
18439
313000
SH
SOLE
0
313000
0
0
BURNING ROCK-ADR
ADR
12233L107
1609
64171
SH
OTR
2811304
0
64171
0
CARDINAL HEALTH
COMMON STOCK
14149Y108
1068
22751
SH
SOLE
0
22751
0
0
CARRIER GLOB
COMMON STOCK
14448C104
28925
947125
SH
OTR
2811304
0
947125
0
CARRIER GLOB
COMMON STOCK
14448C104
23639
774048
SH
SOLE
0
774048
0
0
CHINA BIOLOGIC P
COMMON STOCK
G21515104
2483
22344
SH
OTR
2811304
0
22344
0
CHINA MOBILE-ADR
ADR
16941M109
4537
141066
SH
OTR
2811304
0
141066
0
CHINA PETRO-ADR
ADR
16941R108
5399
133448
SH
OTR
2811304
0
133448
0
CHINA TELECO-ADR
ADR
169426103
735
24483
SH
OTR
2811304
0
24483
0
CHINA UNICOM-ADR
ADR
16945R104
969
148233
SH
OTR
2811304
0
148233
0
CHINA YUCHAI
COMMON STOCK
G21082105
407
22623
SH
OTR
2811304
0
22623
0
CITIGROUP INC
COMMON STOCK
172967424
22678
526060
SH
OTR
2811304
0
526060
0
CITIGROUP INC
COMMON STOCK
172967424
3173
73601
SH
SOLE
0
73601
0
0
CITIZENS FINANCI
COMMON STOCK
174610105
31155
1232400
SH
OTR
2811304
0
1232400
0
CITIZENS FINANCI
COMMON STOCK
174610105
4427
175100
SH
SOLE
0
175100
0
0
CLOUDFLARE INC-A
COMMON STOCK
18915M107
780
19007
SH
SOLE
0
19007
0
0
CNOOC LTD-ADR
ADR
126132109
3366
35041
SH
OTR
2811304
0
35041
0
COOPER COS INC
COMMON STOCK
216648402
22149
65700
SH
OTR
2811304
0
65700
0
COOPER COS INC
COMMON STOCK
216648402
18098
53684
SH
SOLE
0
53684
0
0
COPA HOLDIN-CL A
COMMON STOCK
P31076105
14929
296575
SH
OTR
2811304
0
296575
0
COPA HOLDIN-CL A
COMMON STOCK
P31076105
12153
241421
SH
SOLE
0
241421
0
0
CORTEVA INC
COMMON STOCK
22052L104
861
29900
SH
SOLE
0
29900
0
0
DARLING INGREDIE
COMMON STOCK
237266101
30577
848654
SH
OTR
2811304
0
848654
0
DARLING INGREDIE
COMMON STOCK
237266101
24984
693410
SH
SOLE
0
693410
0
0
DELL TECHN-C
COMMON STOCK
24703L202
20276
299538
SH
OTR
2811304
0
299538
0
DELL TECHN-C
COMMON STOCK
24703L202
16562
244680
SH
SOLE
0
244680
0
0
DISCOVER FINANCI
COMMON STOCK
254709108
22128
382977
SH
OTR
2811304
0
382977
0
DISCOVER FINANCI
COMMON STOCK
254709108
3096
53581
SH
SOLE
0
53581
0
0
DISCOVERY INC-C
COMMON STOCK
25470F302
1917
97820
SH
SOLE
0
97820
0
0
DR HORTON INC
COMMON STOCK
23331A109
7840
103667
SH
OTR
2811304
0
103667
0
DR HORTON INC
COMMON STOCK
23331A109
1097
14504
SH
SOLE
0
14504
0
0
DUPONT DE NEMOUR
COMMON STOCK
26614N102
33390
601840
SH
OTR
2811304
0
601840
0
DUPONT DE NEMOUR
COMMON STOCK
26614N102
27282
491743
SH
SOLE
0
491743
0
0
EATON VANCE CORP
COMMON STOCK
278265103
31079
814662
SH
OTR
2811304
0
814662
0
EATON VANCE CORP
COMMON STOCK
278265103
4450
116645
SH
SOLE
0
116645
0
0
ENTEGRIS INC
COMMON STOCK
29362U104
54328
730808
SH
OTR
2811304
0
730808
0
ENTEGRIS INC
COMMON STOCK
29362U104
44405
597333
SH
SOLE
0
597333
0
0
EQUINIX INC
REIT
29444U700
16067
21137
SH
OTR
2811304
0
21137
0
EQUINIX INC
REIT
29444U700
13130
17273
SH
SOLE
0
17273
0
0
FAIR ISAAC CORP
COMMON STOCK
303250104
16707
39275
SH
OTR
2811304
0
39275
0
FAIR ISAAC CORP
COMMON STOCK
303250104
13650
32089
SH
SOLE
0
32089
0
0
FIAT CHRYSLER AU
COMMON STOCK
N31738102
22928
1867067
SH
OTR
2811304
0
1867067
0
FIAT CHRYSLER AU
COMMON STOCK
N31738102
18748
1526682
SH
SOLE
0
1526682
0
0
FIDELITY NATIONA
COMMON STOCK
31620M106
54528
370407
SH
OTR
2811304
0
370407
0
FIDELITY NATIONA
COMMON STOCK
31620M106
7629
51823
SH
SOLE
0
51823
0
0
FLUOR CORP
COMMON STOCK
343412102
152
17203
SH
SOLE
0
17203
0
0
GLOBAL CORD BLOO
COMMON STOCK
G39342103
165
46613
SH
OTR
2811304
0
46613
0
GOLDMAN SACHS GP
COMMON STOCK
38141G104
38657
192352
SH
OTR
2811304
0
192352
0
GOLDMAN SACHS GP
COMMON STOCK
38141G104
5409
26912
SH
SOLE
0
26912
0
0
HAMILTON LANE-A
COMMON STOCK
407497106
1433
22187
SH
SOLE
0
22187
0
0
HIMAX TECHNO-ADR
ADR
43289P106
772
216718
SH
OTR
2811304
0
216718
0
HOLLYSYS AUTOMAT
COMMON STOCK
G45667105
1317
119212
SH
OTR
2811304
0
119212
0
HUAZHU GROUP LTD
ADR
44332N106
24089
557089
SH
OTR
2811304
0
557089
0
HUYA INC-ADR
ADR
44852D108
10399
434186
SH
OTR
2811304
0
434186
0
HUYA INC-ADR
ADR
44852D108
8500
354892
SH
SOLE
0
354892
0
0
IAA INC
COMMON STOCK
449253103
104071
1998677
SH
OTR
2811304
0
1998677
0
IAA INC
COMMON STOCK
449253103
85062
1633595
SH
SOLE
0
1633595
0
0
INTERACTIVE BROK
COMMON STOCK
45841N107
29478
609942
SH
OTR
2811304
0
609942
0
INTERACTIVE BROK
COMMON STOCK
45841N107
4124
85336
SH
SOLE
0
85336
0
0
INTERCONTINENTAL
COMMON STOCK
45866F104
154371
1542934
SH
OTR
2811304
0
1542934
0
INTERCONTINENTAL
COMMON STOCK
45866F104
21598
215869
SH
SOLE
0
215869
0
0
JINKOSOLAR-ADR
ADR
47759T100
1261
31710
SH
OTR
2811304
0
31710
0
JOHNSON&JOHNSON
COMMON STOCK
478160104
2214
14874
SH
SOLE
0
14874
0
0
JP MORGAN CHASE
COMMON STOCK
46625H100
75071
779792
SH
OTR
2811304
0
779792
0
JP MORGAN CHASE
COMMON STOCK
46625H100
10503
109103
SH
SOLE
0
109103
0
0
KANSAS CITY SOUT
COMMON STOCK
485170302
12760
70566
SH
OTR
2811304
0
70566
0
KANSAS CITY SOUT
COMMON STOCK
485170302
10427
57658
SH
SOLE
0
57658
0
0
KE HOLDINGS INC
ADR
482497104
4126
67318
SH
OTR
2811304
0
67318
0
KINGSOFT CLO-ADR
ADR
49639K101
3076
104180
SH
OTR
2811304
0
104180
0
LAS VEGAS SANDS
COMMON STOCK
517834107
39132
838657
SH
OTR
2811304
0
838657
0
LENNAR CORP-A
COMMON STOCK
526057104
7968
97546
SH
OTR
2811304
0
97546
0
LENNAR CORP-A
COMMON STOCK
526057104
1115
13648
SH
SOLE
0
13648
0
0
LINDE PLC
COMMON STOCK
G5494J103
79864
335380
SH
OTR
2811304
0
335380
0
LINDE PLC
COMMON STOCK
G5494J103
65278
274131
SH
SOLE
0
274131
0
0
LIVERAMP HOLDING
COMMON STOCK
53815P108
15360
296701
SH
OTR
2811304
0
296701
0
LIVERAMP HOLDING
COMMON STOCK
53815P108
12519
241826
SH
SOLE
0
241826
0
0
LPL FINANCIAL HO
COMMON STOCK
50212V100
58868
767806
SH
OTR
2811304
0
767806
0
LPL FINANCIAL HO
COMMON STOCK
50212V100
8236
107422
SH
SOLE
0
107422
0
0
MADISON SQUARE G
COMMON STOCK
55825T103
69037
458781
SH
OTR
2811304
0
458781
0
MADISON SQUARE G
COMMON STOCK
55825T103
56428
374989
SH
SOLE
0
374989
0
0
MADISON SQUARE G
COMMON STOCK
55826T102
33622
490898
SH
OTR
2811304
0
490898
0
MADISON SQUARE G
COMMON STOCK
55826T102
27481
401243
SH
SOLE
0
401243
0
0
MAKEMYTRIP LTD
COMMON STOCK
V5633W109
11826
769902
SH
OTR
2811304
0
769902
0
MAKEMYTRIP LTD
COMMON STOCK
V5633W109
9664
629153
SH
SOLE
0
629153
0
0
MANULIFE FIN
COMMON STOCK
56501R106
1197
86700
SH
OTR
2811304
0
86700
0
MARKETAXESS
COMMON STOCK
57060D108
7961
16530
SH
OTR
2811304
0
16530
0
MARKETAXESS
COMMON STOCK
57060D108
3307
6866
SH
SOLE
0
6866
0
0
MARVELL TECH GRP
COMMON STOCK
G5876H105
32378
815559
SH
OTR
2811304
0
815559
0
MARVELL TECH GRP
COMMON STOCK
G5876H105
26453
666319
SH
SOLE
0
666319
0
0
MASTERCARD INC-A
COMMON STOCK
57636Q104
16194
47887
SH
OTR
2811304
0
47887
0
MASTERCARD INC-A
COMMON STOCK
57636Q104
13228
39117
SH
SOLE
0
39117
0
0
MCDONALDS CORP
COMMON STOCK
580135101
9664
44029
SH
OTR
2811304
0
44029
0
MCDONALDS CORP
COMMON STOCK
580135101
7897
35978
SH
SOLE
0
35978
0
0
MELCO RESO-ADR
ADR
585464100
4704
282507
SH
OTR
2811304
0
282507
0
MERCADOLIBRE INC
COMMON STOCK
58733R102
38197
35287
SH
OTR
2811304
0
35287
0
MERCADOLIBRE INC
COMMON STOCK
58733R102
5381
4971
SH
SOLE
0
4971
0
0
MGIC INVT CORP
COMMON STOCK
552848103
19482
2198909
SH
OTR
2811304
0
2198909
0
MGIC INVT CORP
COMMON STOCK
552848103
2806
316736
SH
SOLE
0
316736
0
0
MICRON TECH
COMMON STOCK
595112103
20444
435361
SH
OTR
2811304
0
435361
0
MICRON TECH
COMMON STOCK
595112103
7421
158033
SH
SOLE
0
158033
0
0
MICROSOFT CORP
COMMON STOCK
594918104
32071
152479
SH
OTR
2811304
0
152479
0
MICROSOFT CORP
COMMON STOCK
594918104
26198
124554
SH
SOLE
0
124554
0
0
MOODY'S CORP
COMMON STOCK
615369105
38986
134503
SH
OTR
2811304
0
134503
0
MOODY'S CORP
COMMON STOCK
615369105
16761
57827
SH
SOLE
0
57827
0
0
MORGAN STANLEY
COMMON STOCK
617446448
190927
3948851
SH
OTR
2811304
0
3948851
0
MORGAN STANLEY
COMMON STOCK
617446448
26712
552481
SH
SOLE
0
552481
0
0
MSCI INC
COMMON STOCK
55354G100
10135
28407
SH
OTR
2811304
0
28407
0
MSCI INC
COMMON STOCK
55354G100
8282
23212
SH
SOLE
0
23212
0
0
NEW ORIENTAL-ADR
ADR
647581107
15121
101144
SH
OTR
2811304
0
101144
0
NEXTERA ENERGY
COMMON STOCK
65339F101
23522
84745
SH
OTR
2811304
0
84745
0
NEXTERA ENERGY
COMMON STOCK
65339F101
19223
69257
SH
SOLE
0
69257
0
0
NOAH HOLDING-ADS
ADR
65487X102
1330
50999
SH
OTR
2811304
0
50999
0
NORFOLK SOUTHERN
COMMON STOCK
655844108
77269
361085
SH
OTR
2811304
0
361085
0
NORFOLK SOUTHERN
COMMON STOCK
655844108
63143
295075
SH
SOLE
0
295075
0
0
NURIX THERAPEUTI
COMMON STOCK
67080M103
485
13906
SH
SOLE
0
13906
0
0
ORACLE CORP
COMMON STOCK
68389X105
583
9763
SH
SOLE
0
9763
0
0
OTIS WORLDWI
COMMON STOCK
68902V107
83460
1337074
SH
OTR
2811304
0
1337074
0
OTIS WORLDWI
COMMON STOCK
68902V107
68218
1092887
SH
SOLE
0
1092887
0
0
PANDION THERAPEU
COMMON STOCK
698340106
315
27476
SH
SOLE
0
27476
0
0
PAYPAL HOLDINGS
COMMON STOCK
70450Y103
69356
352008
SH
OTR
2811304
0
352008
0
PAYPAL HOLDINGS
COMMON STOCK
70450Y103
9704
49250
SH
SOLE
0
49250
0
0
PETROCHINA -ADR
ADR
71646E100
2456
83425
SH
OTR
2811304
0
83425
0
PINDUODUO INC
ADR
722304102
6527
88026
SH
OTR
2811304
0
88026
0
PROGRESSIVE CORP
COMMON STOCK
743315103
53882
569155
SH
OTR
2811304
0
569155
0
PROGRESSIVE CORP
COMMON STOCK
743315103
44039
465186
SH
SOLE
0
465186
0
0
QORVO INC
COMMON STOCK
74736K101
8112
62881
SH
OTR
2811304
0
62881
0
QORVO INC
COMMON STOCK
74736K101
2158
16727
SH
SOLE
0
16727
0
0
QUDIAN INC-SPON
ADR
747798106
44
35784
SH
OTR
2811304
0
35784
0
QURATE RETAIL-A
COMMON STOCK
74915M100
2175
302976
SH
SOLE
0
302976
0
0
RADIAN GROUP INC
COMMON STOCK
750236101
16784
1148828
SH
OTR
2811304
0
1148828
0
RADIAN GROUP INC
COMMON STOCK
750236101
2399
164224
SH
SOLE
0
164224
0
0
ROCKET COS INC-A
COMMON STOCK
77311W101
8399
421435
SH
OTR
2811304
0
421435
0
ROCKET COS INC-A
COMMON STOCK
77311W101
1175
58962
SH
SOLE
0
58962
0
0
ROKU INC
COMMON STOCK
77543R102
53679
284315
SH
OTR
2811304
0
284315
0
ROKU INC
COMMON STOCK
77543R102
43866
232339
SH
SOLE
0
232339
0
0
SEA LTD-ADR
ADR
81141R100
15269
99122
SH
OTR
2811304
0
99122
0
SEA LTD-ADR
ADR
81141R100
2175
14118
SH
SOLE
0
14118
0
0
SILICON MOTI-ADR
ADR
82706C108
4161
110131
SH
OTR
2811304
0
110131
0
SOUTHWEST AIR
COMMON STOCK
844741108
22092
589121
SH
OTR
2811304
0
589121
0
SOUTHWEST AIR
COMMON STOCK
844741108
18050
481329
SH
SOLE
0
481329
0
0
STARBUCKS CORP
COMMON STOCK
855244109
1939
22568
SH
SOLE
0
22568
0
0
STURM RUGER & CO
COMMON STOCK
864159108
1921
31417
SH
SOLE
0
31417
0
0
SYNCHRONY FINANC
COMMON STOCK
87165B103
137218
5243314
SH
OTR
2811304
0
5243314
0
SYNCHRONY FINANC
COMMON STOCK
87165B103
48689
1860485
SH
SOLE
0
1860485
0
0
TAIWAN SEMIC-ADR
ADR
874039100
16942
208979
SH
OTR
2811304
0
208979
0
TAKE-TWO INTERAC
COMMON STOCK
874054109
17592
106476
SH
OTR
2811304
0
106476
0
TAKE-TWO INTERAC
COMMON STOCK
874054109
14379
87029
SH
SOLE
0
87029
0
0
TELEFLEX INC
COMMON STOCK
879369106
2219
6519
SH
SOLE
0
6519
0
0
TEXTAINER GROUP
COMMON STOCK
G8766E109
278
19618
SH
OTR
2811304
0
19618
0
T-MOBILE US INC
COMMON STOCK
872590104
43378
379309
SH
OTR
2811304
0
379309
0
T-MOBILE US INC
COMMON STOCK
872590104
35440
309903
SH
SOLE
0
309903
0
0
TRANE TECHNOLOGI
COMMON STOCK
G8994E103
28018
231074
SH
OTR
2811304
0
231074
0
TRANE TECHNOLOGI
COMMON STOCK
G8994E103
22891
188790
SH
SOLE
0
188790
0
0
TRANSUNION
COMMON STOCK
89400J107
18523
220171
SH
OTR
2811304
0
220171
0
TRANSUNION
COMMON STOCK
89400J107
2592
30804
SH
SOLE
0
30804
0
0
TRIP.COM GRO-ADR
ADR
89677Q107
12762
409812
SH
OTR
2811304
0
409812
0
TRIP.COM GRO-ADR
ADR
89677Q107
10427
334833
SH
SOLE
0
334833
0
0
UBS GROUP AG
COMMON STOCK
H42097107
7751
691433
SH
OTR
2811304
0
691433
0
UBS GROUP AG
COMMON STOCK
H42097107
1141
101747
SH
SOLE
0
101747
0
0
UNION PAC CORP
COMMON STOCK
907818108
48615
246939
SH
OTR
2811304
0
246939
0
UNION PAC CORP
COMMON STOCK
907818108
39713
201721
SH
SOLE
0
201721
0
0
UNITED RENTALS
COMMON STOCK
911363109
48470
277765
SH
OTR
2811304
0
277765
0
UNITED RENTALS
COMMON STOCK
911363109
39608
226978
SH
SOLE
0
226978
0
0
VALE SA-SP ADR
ADR
91912E105
173
16314
SH
OTR
2811304
0
16314
0
VARONIS SYSTEMS
COMMON STOCK
922280102
14383
124612
SH
OTR
2811304
0
124612
0
VARONIS SYSTEMS
COMMON STOCK
922280102
11753
101832
SH
SOLE
0
101832
0
0
VIPER ENERGY PAR
COMMON STOCK
92763M105
307
40800
SH
SOLE
0
40800
0
0
VMWARE INC-CL A
COMMON STOCK
928563402
37773
262918
SH
OTR
2811304
0
262918
0
VMWARE INC-CL A
COMMON STOCK
928563402
30866
214837
SH
SOLE
0
214837
0
0
WAITR HOLDINGS I
COMMON STOCK
930752100
889
276207
SH
SOLE
0
276207
0
0
WERNER ENT
COMMON STOCK
950755108
273
6508
SH
SOLE
0
6508
0
0
YUM CHINA HO
COMMON STOCK
98850P109
30936
584258
SH
OTR
2811304
0
584258
0
YUM CHINA HOLDIN
COMMON STOCK
98850P109
19695
383550
SH
OTR
2811304
0
383550
0
ZTO EXPRESS -ADR
ADR
98980A105
7891
263743
SH
OTR
2811304
0
263743
0