0001519964-20-000008.txt : 20201116 0001519964-20-000008.hdr.sgml : 20201116 20201116152741 ACCESSION NUMBER: 0001519964-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 201316229 BUSINESS ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001519964 XXXXXXXX 09-30-2020 09-30-2020 MARSHALL WACE ASIA Ltd
23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CENTRAL K3 HONG KONG
13F HOLDINGS REPORT 028-14472 N
Patrick Lawenda Operations Manager 2122352841 Patrick Lawenda Union City NJ 11-16-2020 2 222 4325871 false 1 0001318757 028-11304 MARSHALL WACE, LLP 2 0001325091 028-11377 Marshall Wace North America L.P.
INFORMATION TABLE 2 mwalp3q20.xml 3M CO COMMON STOCK 88579Y101 2193 13688 SH SOLE 0 13688 0 0 AARON'S INC COMMON STOCK 002535300 31082 548671 SH OTR 2811304 0 548671 0 AARON'S INC COMMON STOCK 002535300 25832 455994 SH SOLE 0 455994 0 0 AGIOS PHARMACEUT COMMON STOCK 00847X104 784 22405 SH SOLE 0 22405 0 0 ALASKA AIR GROUP COMMON STOCK 011659109 2185 59653 SH SOLE 0 59653 0 0 ALIBABA GRP-ADR ADR 01609W102 8119 27619 SH OTR 2811304 0 27619 0 ALPHABET INC-A COMMON STOCK 02079K305 29387 20051 SH OTR 2811304 0 20051 0 ALPHABET INC-A COMMON STOCK 02079K305 24014 16385 SH SOLE 0 16385 0 0 AMAZON.COM INC COMMON STOCK 023135106 58519 18585 SH OTR 2811304 0 18585 0 AMAZON.COM INC COMMON STOCK 023135106 47744 15163 SH SOLE 0 15163 0 0 APPLE INC COMMON STOCK 037833100 2220 19173 SH SOLE 0 19173 0 0 ASE TECHN-ADR ADR 00215W100 1614 395510 SH OTR 2811304 0 395510 0 AUTOHOME INC-ADR ADR 05278C107 280 2914 SH OTR 2811304 0 2914 0 AVANGRID INC COMMON STOCK 05351W103 21745 430942 SH OTR 2811304 0 430942 0 AVANGRID INC COMMON STOCK 05351W103 17773 352221 SH SOLE 0 352221 0 0 BAIDU INC-SP ADR ADR 056752108 1490 11770 SH OTR 2811304 0 11770 0 BANK NY MELLON COMMON STOCK 064058100 67787 1973987 SH OTR 2811304 0 1973987 0 BANK NY MELLON COMMON STOCK 064058100 9484 276181 SH SOLE 0 276181 0 0 BAOZUN INC-ADR ADR 06684L103 893 27496 SH OTR 2811304 0 27496 0 BERKSHIRE HATH-B COMMON STOCK 084670702 2213 10394 SH SOLE 0 10394 0 0 BILL.COM HOLDING COMMON STOCK 090043100 925 9221 SH OTR 2811304 0 9221 0 BILL.COM HOLDING COMMON STOCK 090043100 133 1326 SH SOLE 0 1326 0 0 BOOKING HOLDINGS COMMON STOCK 09857L108 17250 10084 SH OTR 2811304 0 10084 0 BOOKING HOLDINGS COMMON STOCK 09857L108 14097 8241 SH SOLE 0 8241 0 0 BOOZ ALLEN HAMIL COMMON STOCK 099502106 2155 25967 SH SOLE 0 25967 0 0 BROADCOM INC COMMON STOCK 11135F101 20163 55345 SH OTR 2811304 0 55345 0 BROADCOM INC COMMON STOCK 11135F101 16470 45208 SH SOLE 0 45208 0 0 BRUNSWICK CORP COMMON STOCK 117043109 22564 383024 SH OTR 2811304 0 383024 0 BRUNSWICK CORP COMMON STOCK 117043109 18439 313000 SH SOLE 0 313000 0 0 BURNING ROCK-ADR ADR 12233L107 1609 64171 SH OTR 2811304 0 64171 0 CARDINAL HEALTH COMMON STOCK 14149Y108 1068 22751 SH SOLE 0 22751 0 0 CARRIER GLOB COMMON STOCK 14448C104 28925 947125 SH OTR 2811304 0 947125 0 CARRIER GLOB COMMON STOCK 14448C104 23639 774048 SH SOLE 0 774048 0 0 CHINA BIOLOGIC P COMMON STOCK G21515104 2483 22344 SH OTR 2811304 0 22344 0 CHINA MOBILE-ADR ADR 16941M109 4537 141066 SH OTR 2811304 0 141066 0 CHINA PETRO-ADR ADR 16941R108 5399 133448 SH OTR 2811304 0 133448 0 CHINA TELECO-ADR ADR 169426103 735 24483 SH OTR 2811304 0 24483 0 CHINA UNICOM-ADR ADR 16945R104 969 148233 SH OTR 2811304 0 148233 0 CHINA YUCHAI COMMON STOCK G21082105 407 22623 SH OTR 2811304 0 22623 0 CITIGROUP INC COMMON STOCK 172967424 22678 526060 SH OTR 2811304 0 526060 0 CITIGROUP INC COMMON STOCK 172967424 3173 73601 SH SOLE 0 73601 0 0 CITIZENS FINANCI COMMON STOCK 174610105 31155 1232400 SH OTR 2811304 0 1232400 0 CITIZENS FINANCI COMMON STOCK 174610105 4427 175100 SH SOLE 0 175100 0 0 CLOUDFLARE INC-A COMMON STOCK 18915M107 780 19007 SH SOLE 0 19007 0 0 CNOOC LTD-ADR ADR 126132109 3366 35041 SH OTR 2811304 0 35041 0 COOPER COS INC COMMON STOCK 216648402 22149 65700 SH OTR 2811304 0 65700 0 COOPER COS INC COMMON STOCK 216648402 18098 53684 SH SOLE 0 53684 0 0 COPA HOLDIN-CL A COMMON STOCK P31076105 14929 296575 SH OTR 2811304 0 296575 0 COPA HOLDIN-CL A COMMON STOCK P31076105 12153 241421 SH SOLE 0 241421 0 0 CORTEVA INC COMMON STOCK 22052L104 861 29900 SH SOLE 0 29900 0 0 DARLING INGREDIE COMMON STOCK 237266101 30577 848654 SH OTR 2811304 0 848654 0 DARLING INGREDIE COMMON STOCK 237266101 24984 693410 SH SOLE 0 693410 0 0 DELL TECHN-C COMMON STOCK 24703L202 20276 299538 SH OTR 2811304 0 299538 0 DELL TECHN-C COMMON STOCK 24703L202 16562 244680 SH SOLE 0 244680 0 0 DISCOVER FINANCI COMMON STOCK 254709108 22128 382977 SH OTR 2811304 0 382977 0 DISCOVER FINANCI COMMON STOCK 254709108 3096 53581 SH SOLE 0 53581 0 0 DISCOVERY INC-C COMMON STOCK 25470F302 1917 97820 SH SOLE 0 97820 0 0 DR HORTON INC COMMON STOCK 23331A109 7840 103667 SH OTR 2811304 0 103667 0 DR HORTON INC COMMON STOCK 23331A109 1097 14504 SH SOLE 0 14504 0 0 DUPONT DE NEMOUR COMMON STOCK 26614N102 33390 601840 SH OTR 2811304 0 601840 0 DUPONT DE NEMOUR COMMON STOCK 26614N102 27282 491743 SH SOLE 0 491743 0 0 EATON VANCE CORP COMMON STOCK 278265103 31079 814662 SH OTR 2811304 0 814662 0 EATON VANCE CORP COMMON STOCK 278265103 4450 116645 SH SOLE 0 116645 0 0 ENTEGRIS INC COMMON STOCK 29362U104 54328 730808 SH OTR 2811304 0 730808 0 ENTEGRIS INC COMMON STOCK 29362U104 44405 597333 SH SOLE 0 597333 0 0 EQUINIX INC REIT 29444U700 16067 21137 SH OTR 2811304 0 21137 0 EQUINIX INC REIT 29444U700 13130 17273 SH SOLE 0 17273 0 0 FAIR ISAAC CORP COMMON STOCK 303250104 16707 39275 SH OTR 2811304 0 39275 0 FAIR ISAAC CORP COMMON STOCK 303250104 13650 32089 SH SOLE 0 32089 0 0 FIAT CHRYSLER AU COMMON STOCK N31738102 22928 1867067 SH OTR 2811304 0 1867067 0 FIAT CHRYSLER AU COMMON STOCK N31738102 18748 1526682 SH SOLE 0 1526682 0 0 FIDELITY NATIONA COMMON STOCK 31620M106 54528 370407 SH OTR 2811304 0 370407 0 FIDELITY NATIONA COMMON STOCK 31620M106 7629 51823 SH SOLE 0 51823 0 0 FLUOR CORP COMMON STOCK 343412102 152 17203 SH SOLE 0 17203 0 0 GLOBAL CORD BLOO COMMON STOCK G39342103 165 46613 SH OTR 2811304 0 46613 0 GOLDMAN SACHS GP COMMON STOCK 38141G104 38657 192352 SH OTR 2811304 0 192352 0 GOLDMAN SACHS GP COMMON STOCK 38141G104 5409 26912 SH SOLE 0 26912 0 0 HAMILTON LANE-A COMMON STOCK 407497106 1433 22187 SH SOLE 0 22187 0 0 HIMAX TECHNO-ADR ADR 43289P106 772 216718 SH OTR 2811304 0 216718 0 HOLLYSYS AUTOMAT COMMON STOCK G45667105 1317 119212 SH OTR 2811304 0 119212 0 HUAZHU GROUP LTD ADR 44332N106 24089 557089 SH OTR 2811304 0 557089 0 HUYA INC-ADR ADR 44852D108 10399 434186 SH OTR 2811304 0 434186 0 HUYA INC-ADR ADR 44852D108 8500 354892 SH SOLE 0 354892 0 0 IAA INC COMMON STOCK 449253103 104071 1998677 SH OTR 2811304 0 1998677 0 IAA INC COMMON STOCK 449253103 85062 1633595 SH SOLE 0 1633595 0 0 INTERACTIVE BROK COMMON STOCK 45841N107 29478 609942 SH OTR 2811304 0 609942 0 INTERACTIVE BROK COMMON STOCK 45841N107 4124 85336 SH SOLE 0 85336 0 0 INTERCONTINENTAL COMMON STOCK 45866F104 154371 1542934 SH OTR 2811304 0 1542934 0 INTERCONTINENTAL COMMON STOCK 45866F104 21598 215869 SH SOLE 0 215869 0 0 JINKOSOLAR-ADR ADR 47759T100 1261 31710 SH OTR 2811304 0 31710 0 JOHNSON&JOHNSON COMMON STOCK 478160104 2214 14874 SH SOLE 0 14874 0 0 JP MORGAN CHASE COMMON STOCK 46625H100 75071 779792 SH OTR 2811304 0 779792 0 JP MORGAN CHASE COMMON STOCK 46625H100 10503 109103 SH SOLE 0 109103 0 0 KANSAS CITY SOUT COMMON STOCK 485170302 12760 70566 SH OTR 2811304 0 70566 0 KANSAS CITY SOUT COMMON STOCK 485170302 10427 57658 SH SOLE 0 57658 0 0 KE HOLDINGS INC ADR 482497104 4126 67318 SH OTR 2811304 0 67318 0 KINGSOFT CLO-ADR ADR 49639K101 3076 104180 SH OTR 2811304 0 104180 0 LAS VEGAS SANDS COMMON STOCK 517834107 39132 838657 SH OTR 2811304 0 838657 0 LENNAR CORP-A COMMON STOCK 526057104 7968 97546 SH OTR 2811304 0 97546 0 LENNAR CORP-A COMMON STOCK 526057104 1115 13648 SH SOLE 0 13648 0 0 LINDE PLC COMMON STOCK G5494J103 79864 335380 SH OTR 2811304 0 335380 0 LINDE PLC COMMON STOCK G5494J103 65278 274131 SH SOLE 0 274131 0 0 LIVERAMP HOLDING COMMON STOCK 53815P108 15360 296701 SH OTR 2811304 0 296701 0 LIVERAMP HOLDING COMMON STOCK 53815P108 12519 241826 SH SOLE 0 241826 0 0 LPL FINANCIAL HO COMMON STOCK 50212V100 58868 767806 SH OTR 2811304 0 767806 0 LPL FINANCIAL HO COMMON STOCK 50212V100 8236 107422 SH SOLE 0 107422 0 0 MADISON SQUARE G COMMON STOCK 55825T103 69037 458781 SH OTR 2811304 0 458781 0 MADISON SQUARE G COMMON STOCK 55825T103 56428 374989 SH SOLE 0 374989 0 0 MADISON SQUARE G COMMON STOCK 55826T102 33622 490898 SH OTR 2811304 0 490898 0 MADISON SQUARE G COMMON STOCK 55826T102 27481 401243 SH SOLE 0 401243 0 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 11826 769902 SH OTR 2811304 0 769902 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 9664 629153 SH SOLE 0 629153 0 0 MANULIFE FIN COMMON STOCK 56501R106 1197 86700 SH OTR 2811304 0 86700 0 MARKETAXESS COMMON STOCK 57060D108 7961 16530 SH OTR 2811304 0 16530 0 MARKETAXESS COMMON STOCK 57060D108 3307 6866 SH SOLE 0 6866 0 0 MARVELL TECH GRP COMMON STOCK G5876H105 32378 815559 SH OTR 2811304 0 815559 0 MARVELL TECH GRP COMMON STOCK G5876H105 26453 666319 SH SOLE 0 666319 0 0 MASTERCARD INC-A COMMON STOCK 57636Q104 16194 47887 SH OTR 2811304 0 47887 0 MASTERCARD INC-A COMMON STOCK 57636Q104 13228 39117 SH SOLE 0 39117 0 0 MCDONALDS CORP COMMON STOCK 580135101 9664 44029 SH OTR 2811304 0 44029 0 MCDONALDS CORP COMMON STOCK 580135101 7897 35978 SH SOLE 0 35978 0 0 MELCO RESO-ADR ADR 585464100 4704 282507 SH OTR 2811304 0 282507 0 MERCADOLIBRE INC COMMON STOCK 58733R102 38197 35287 SH OTR 2811304 0 35287 0 MERCADOLIBRE INC COMMON STOCK 58733R102 5381 4971 SH SOLE 0 4971 0 0 MGIC INVT CORP COMMON STOCK 552848103 19482 2198909 SH OTR 2811304 0 2198909 0 MGIC INVT CORP COMMON STOCK 552848103 2806 316736 SH SOLE 0 316736 0 0 MICRON TECH COMMON STOCK 595112103 20444 435361 SH OTR 2811304 0 435361 0 MICRON TECH COMMON STOCK 595112103 7421 158033 SH SOLE 0 158033 0 0 MICROSOFT CORP COMMON STOCK 594918104 32071 152479 SH OTR 2811304 0 152479 0 MICROSOFT CORP COMMON STOCK 594918104 26198 124554 SH SOLE 0 124554 0 0 MOODY'S CORP COMMON STOCK 615369105 38986 134503 SH OTR 2811304 0 134503 0 MOODY'S CORP COMMON STOCK 615369105 16761 57827 SH SOLE 0 57827 0 0 MORGAN STANLEY COMMON STOCK 617446448 190927 3948851 SH OTR 2811304 0 3948851 0 MORGAN STANLEY COMMON STOCK 617446448 26712 552481 SH SOLE 0 552481 0 0 MSCI INC COMMON STOCK 55354G100 10135 28407 SH OTR 2811304 0 28407 0 MSCI INC COMMON STOCK 55354G100 8282 23212 SH SOLE 0 23212 0 0 NEW ORIENTAL-ADR ADR 647581107 15121 101144 SH OTR 2811304 0 101144 0 NEXTERA ENERGY COMMON STOCK 65339F101 23522 84745 SH OTR 2811304 0 84745 0 NEXTERA ENERGY COMMON STOCK 65339F101 19223 69257 SH SOLE 0 69257 0 0 NOAH HOLDING-ADS ADR 65487X102 1330 50999 SH OTR 2811304 0 50999 0 NORFOLK SOUTHERN COMMON STOCK 655844108 77269 361085 SH OTR 2811304 0 361085 0 NORFOLK SOUTHERN COMMON STOCK 655844108 63143 295075 SH SOLE 0 295075 0 0 NURIX THERAPEUTI COMMON STOCK 67080M103 485 13906 SH SOLE 0 13906 0 0 ORACLE CORP COMMON STOCK 68389X105 583 9763 SH SOLE 0 9763 0 0 OTIS WORLDWI COMMON STOCK 68902V107 83460 1337074 SH OTR 2811304 0 1337074 0 OTIS WORLDWI COMMON STOCK 68902V107 68218 1092887 SH SOLE 0 1092887 0 0 PANDION THERAPEU COMMON STOCK 698340106 315 27476 SH SOLE 0 27476 0 0 PAYPAL HOLDINGS COMMON STOCK 70450Y103 69356 352008 SH OTR 2811304 0 352008 0 PAYPAL HOLDINGS COMMON STOCK 70450Y103 9704 49250 SH SOLE 0 49250 0 0 PETROCHINA -ADR ADR 71646E100 2456 83425 SH OTR 2811304 0 83425 0 PINDUODUO INC ADR 722304102 6527 88026 SH OTR 2811304 0 88026 0 PROGRESSIVE CORP COMMON STOCK 743315103 53882 569155 SH OTR 2811304 0 569155 0 PROGRESSIVE CORP COMMON STOCK 743315103 44039 465186 SH SOLE 0 465186 0 0 QORVO INC COMMON STOCK 74736K101 8112 62881 SH OTR 2811304 0 62881 0 QORVO INC COMMON STOCK 74736K101 2158 16727 SH SOLE 0 16727 0 0 QUDIAN INC-SPON ADR 747798106 44 35784 SH OTR 2811304 0 35784 0 QURATE RETAIL-A COMMON STOCK 74915M100 2175 302976 SH SOLE 0 302976 0 0 RADIAN GROUP INC COMMON STOCK 750236101 16784 1148828 SH OTR 2811304 0 1148828 0 RADIAN GROUP INC COMMON STOCK 750236101 2399 164224 SH SOLE 0 164224 0 0 ROCKET COS INC-A COMMON STOCK 77311W101 8399 421435 SH OTR 2811304 0 421435 0 ROCKET COS INC-A COMMON STOCK 77311W101 1175 58962 SH SOLE 0 58962 0 0 ROKU INC COMMON STOCK 77543R102 53679 284315 SH OTR 2811304 0 284315 0 ROKU INC COMMON STOCK 77543R102 43866 232339 SH SOLE 0 232339 0 0 SEA LTD-ADR ADR 81141R100 15269 99122 SH OTR 2811304 0 99122 0 SEA LTD-ADR ADR 81141R100 2175 14118 SH SOLE 0 14118 0 0 SILICON MOTI-ADR ADR 82706C108 4161 110131 SH OTR 2811304 0 110131 0 SOUTHWEST AIR COMMON STOCK 844741108 22092 589121 SH OTR 2811304 0 589121 0 SOUTHWEST AIR COMMON STOCK 844741108 18050 481329 SH SOLE 0 481329 0 0 STARBUCKS CORP COMMON STOCK 855244109 1939 22568 SH SOLE 0 22568 0 0 STURM RUGER & CO COMMON STOCK 864159108 1921 31417 SH SOLE 0 31417 0 0 SYNCHRONY FINANC COMMON STOCK 87165B103 137218 5243314 SH OTR 2811304 0 5243314 0 SYNCHRONY FINANC COMMON STOCK 87165B103 48689 1860485 SH SOLE 0 1860485 0 0 TAIWAN SEMIC-ADR ADR 874039100 16942 208979 SH OTR 2811304 0 208979 0 TAKE-TWO INTERAC COMMON STOCK 874054109 17592 106476 SH OTR 2811304 0 106476 0 TAKE-TWO INTERAC COMMON STOCK 874054109 14379 87029 SH SOLE 0 87029 0 0 TELEFLEX INC COMMON STOCK 879369106 2219 6519 SH SOLE 0 6519 0 0 TEXTAINER GROUP COMMON STOCK G8766E109 278 19618 SH OTR 2811304 0 19618 0 T-MOBILE US INC COMMON STOCK 872590104 43378 379309 SH OTR 2811304 0 379309 0 T-MOBILE US INC COMMON STOCK 872590104 35440 309903 SH SOLE 0 309903 0 0 TRANE TECHNOLOGI COMMON STOCK G8994E103 28018 231074 SH OTR 2811304 0 231074 0 TRANE TECHNOLOGI COMMON STOCK G8994E103 22891 188790 SH SOLE 0 188790 0 0 TRANSUNION COMMON STOCK 89400J107 18523 220171 SH OTR 2811304 0 220171 0 TRANSUNION COMMON STOCK 89400J107 2592 30804 SH SOLE 0 30804 0 0 TRIP.COM GRO-ADR ADR 89677Q107 12762 409812 SH OTR 2811304 0 409812 0 TRIP.COM GRO-ADR ADR 89677Q107 10427 334833 SH SOLE 0 334833 0 0 UBS GROUP AG COMMON STOCK H42097107 7751 691433 SH OTR 2811304 0 691433 0 UBS GROUP AG COMMON STOCK H42097107 1141 101747 SH SOLE 0 101747 0 0 UNION PAC CORP COMMON STOCK 907818108 48615 246939 SH OTR 2811304 0 246939 0 UNION PAC CORP COMMON STOCK 907818108 39713 201721 SH SOLE 0 201721 0 0 UNITED RENTALS COMMON STOCK 911363109 48470 277765 SH OTR 2811304 0 277765 0 UNITED RENTALS COMMON STOCK 911363109 39608 226978 SH SOLE 0 226978 0 0 VALE SA-SP ADR ADR 91912E105 173 16314 SH OTR 2811304 0 16314 0 VARONIS SYSTEMS COMMON STOCK 922280102 14383 124612 SH OTR 2811304 0 124612 0 VARONIS SYSTEMS COMMON STOCK 922280102 11753 101832 SH SOLE 0 101832 0 0 VIPER ENERGY PAR COMMON STOCK 92763M105 307 40800 SH SOLE 0 40800 0 0 VMWARE INC-CL A COMMON STOCK 928563402 37773 262918 SH OTR 2811304 0 262918 0 VMWARE INC-CL A COMMON STOCK 928563402 30866 214837 SH SOLE 0 214837 0 0 WAITR HOLDINGS I COMMON STOCK 930752100 889 276207 SH SOLE 0 276207 0 0 WERNER ENT COMMON STOCK 950755108 273 6508 SH SOLE 0 6508 0 0 YUM CHINA HO COMMON STOCK 98850P109 30936 584258 SH OTR 2811304 0 584258 0 YUM CHINA HOLDIN COMMON STOCK 98850P109 19695 383550 SH OTR 2811304 0 383550 0 ZTO EXPRESS -ADR ADR 98980A105 7891 263743 SH OTR 2811304 0 263743 0