0001144204-19-001256.txt : 20190109
0001144204-19-001256.hdr.sgml : 20190109
20190109190021
ACCESSION NUMBER: 0001144204-19-001256
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190107
FILED AS OF DATE: 20190109
DATE AS OF CHANGE: 20190109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graf James A
CENTRAL INDEX KEY: 0001519672
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38703
FILM NUMBER: 19519018
MAIL ADDRESS:
STREET 1: 1450 2ND STREET
STREET 2: SUITE 247
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Graf Industrial Corp.
CENTRAL INDEX KEY: 0001745317
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 VINTAGE PARK BLVD
STREET 2: SUITE W-222
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 3107458669
MAIL ADDRESS:
STREET 1: 118 VINTAGE PARK BLVD
STREET 2: SUITE W-222
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
tv510851_form4.xml
FORM 4
X0306
4
2019-01-07
0
0001745317
Graf Industrial Corp.
GRAF
0001519672
Graf James A
C/O GRAF INDUSTRIAL CORP.
118 VINTAGE PARK BLVD., SUITE W-222
HOUSTON
TX
77070
1
1
0
0
Chief Executive Officer
Public Warrants (right to buy)
11.50
2019-01-07
4
P
0
28725
0.348
A
Common Stock
14362
28725
D
Public Warrants (right to buy)
11.50
2019-01-08
4
P
0
50000
0.30
A
Common Stock
25000
78725
D
Public Warrants (right to buy)
11.50
2019-01-09
4
P
0
83330
0.30
A
Common Stock
41665
162055
D
Each whole public warrant is exercisable to purchase one-half of one share of Graf Industrial Corp.'s (the "Company") common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).
The public warrants will become exercisable beginning on the later of November 18, 2018 or 30 days after the completion of the Company's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).
The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).
/s/ Joel L. Rubinstein, Attorney-in-Fact
2019-01-09