0001144204-19-001256.txt : 20190109 0001144204-19-001256.hdr.sgml : 20190109 20190109190021 ACCESSION NUMBER: 0001144204-19-001256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190107 FILED AS OF DATE: 20190109 DATE AS OF CHANGE: 20190109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graf James A CENTRAL INDEX KEY: 0001519672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38703 FILM NUMBER: 19519018 MAIL ADDRESS: STREET 1: 1450 2ND STREET STREET 2: SUITE 247 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Graf Industrial Corp. CENTRAL INDEX KEY: 0001745317 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 VINTAGE PARK BLVD STREET 2: SUITE W-222 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 3107458669 MAIL ADDRESS: STREET 1: 118 VINTAGE PARK BLVD STREET 2: SUITE W-222 CITY: HOUSTON STATE: TX ZIP: 77070 4 1 tv510851_form4.xml FORM 4 X0306 4 2019-01-07 0 0001745317 Graf Industrial Corp. GRAF 0001519672 Graf James A C/O GRAF INDUSTRIAL CORP. 118 VINTAGE PARK BLVD., SUITE W-222 HOUSTON TX 77070 1 1 0 0 Chief Executive Officer Public Warrants (right to buy) 11.50 2019-01-07 4 P 0 28725 0.348 A Common Stock 14362 28725 D Public Warrants (right to buy) 11.50 2019-01-08 4 P 0 50000 0.30 A Common Stock 25000 78725 D Public Warrants (right to buy) 11.50 2019-01-09 4 P 0 83330 0.30 A Common Stock 41665 162055 D Each whole public warrant is exercisable to purchase one-half of one share of Graf Industrial Corp.'s (the "Company") common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396). The public warrants will become exercisable beginning on the later of November 18, 2018 or 30 days after the completion of the Company's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396). The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396). /s/ Joel L. Rubinstein, Attorney-in-Fact 2019-01-09