0001104659-21-070059.txt : 20210520 0001104659-21-070059.hdr.sgml : 20210520 20210520185241 ACCESSION NUMBER: 0001104659-21-070059 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20210520 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graf James A CENTRAL INDEX KEY: 0001519672 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40427 FILM NUMBER: 21946019 MAIL ADDRESS: STREET 1: 1450 2ND STREET STREET 2: SUITE 247 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graf Acquisition Partners IV LLC CENTRAL INDEX KEY: 0001862622 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40427 FILM NUMBER: 21946020 BUSINESS ADDRESS: STREET 1: C/O GRAF ACQUISITION CORP. IV STREET 2: 1790 HUGHES LANDING BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: (346) 442-0819 MAIL ADDRESS: STREET 1: C/O GRAF ACQUISITION CORP. IV STREET 2: 1790 HUGHES LANDING BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Graf Acquisition Corp. IV CENTRAL INDEX KEY: 0001845459 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1790 HUGHES LANDING BOULEVARD STREET 2: SUITE 400 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 310-745-8669 MAIL ADDRESS: STREET 1: 1790 HUGHES LANDING BOULEVARD STREET 2: SUITE 400 CITY: THE WOODLANDS STATE: TX ZIP: 77380 3 1 tm2117006-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2021-05-20 0 0001845459 Graf Acquisition Corp. IV GFOR 0001862622 Graf Acquisition Partners IV LLC C/O GRAF ACQUISITION CORP. IV 1790 HUGHES LANDING BLVD., SUITE 400 THE WOODLANDS TX 77380 0 1 1 0 Chief Executive Officer 0001519672 Graf James A C/O GRAF ACQUISITION CORP. IV 1790 HUGHES LANDING BLVD., SUITE 400 THE WOODLANDS TX 77380 0 1 1 0 Chief Executive Officer Common Stock 4252500 D The common stock beneficially owned by the reporting persons includes up to 562,500 shares of common stock subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised as described in the Issuer's registration statement on Form S-1 (Registration No. 333-253411). Graf Acquisition Partners IV LLC (the "Sponsor") is the record holder of the securities reported herein. James A. Graf is the managing member of the Sponsor. Mr. Graf has voting and investment discretion with respect to the securities held of record by the Sponsor. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibits 24.1 and 24.2 - Powers of Attorney. /s/ Jordan Leon, Attorney-in-Fact for Graf Acquisition Partners IV LLC 2021-05-20 /s/ Jordan Leon, Attorney-in-Fact for James A. Graf 2021-05-20 EX-24.1 2 tm2117006d1_ex24-1.htm EXHIBIT 24.1

Exhibit 24.1

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Elliott Smith, Jordan Leon, Sarah Ross, Antonio Montes de Oca Marquez and Laura Campos Carrillo, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1.            prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2.            sign any and all SEC statements of beneficial ownership of securities of Graf Acquisition Corp. IV (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC.

 

Dated: May 11, 2021

 

  GRAF ACQUISITION PARTNERS IV LLC
   
 By:/s/ James A. Graf
    Name: James A. Graf
    Title: CEO

 

 

 EX-24.2 3 tm2117006d1_ex24-2.htm EXHIBIT 24.2

Exhibit 24.2

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Elliott Smith, Jordan Leon, Sarah Ross, Antonio Montes de Oca Marquez and Laura Campos Carrillo, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1.            prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2.            sign any and all SEC statements of beneficial ownership of securities of Graf Acquisition Corp. IV (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC.

 

Dated: May 11, 2021

 

By:/s/ James A. Graf
  Name: James A. Graf

 

 

 EX-99.1 4 tm2117006d1_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

 

  Joint Filer Information
Name of Joint Filer: Graf Acquisition Partners IV LLC
Address of Joint Filer: c/o Graf Acquisition Corp. IV
  1790 Hughes Landing Blvd., Suite 400
  The Woodlands, Texas 77380
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Graf Acquisition Corp. IV [GFOR]
Date of Event Requiring Statement:  
(Month/Day/Year): 05/20/2021
Designated Filer: Graf Acquisition Partners IV LLC
Name of Joint Filer: James A. Graf
Address of Joint Filer: c/o Graf Acquisition Corp. IV
  1790 Hughes Landing Blvd., Suite 400
  The Woodlands, Texas 77380
Relationship of Joint Filer to Issuer: Officer (Chief Executive Officer), 10% Owner
Issuer Name and Ticker or Trading Symbol: Graf Acquisition Corp. IV [GFOR]
Date of Event Requiring Statement:  
(Month/Day/Year): 05/20/2021
Designated Filer: Graf Acquisition Partners IV LLC