0001104659-20-044321.txt : 20200407
0001104659-20-044321.hdr.sgml : 20200407
20200407190355
ACCESSION NUMBER: 0001104659-20-044321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200403
FILED AS OF DATE: 20200407
DATE AS OF CHANGE: 20200407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graf James A
CENTRAL INDEX KEY: 0001519672
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38703
FILM NUMBER: 20780756
MAIL ADDRESS:
STREET 1: 1450 2ND STREET
STREET 2: SUITE 247
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Graf Industrial Corp.
CENTRAL INDEX KEY: 0001745317
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 VINTAGE PARK BLVD
STREET 2: SUITE W-222
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 3107458669
MAIL ADDRESS:
STREET 1: 118 VINTAGE PARK BLVD
STREET 2: SUITE W-222
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
tm2015321d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-04-03
0
0001745317
Graf Industrial Corp.
GRAF
0001519672
Graf James A
C/O GRAF INDUSTRIAL CORP.
118 VINTAGE PARK BLVD., SUITE W-222
HOUSTON
TX
77070
0
1
0
0
Chief Executive Officer
Public Warrants (right to buy)
11.50
2020-04-03
4
P
0
50000
0.05
A
Common Stock
37500
263000
D
Each whole public warrant is exercisable to purchase three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement").
The public warrants will become exercisable beginning 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.
The public warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.
/s/ Sarah Ross, Attorney-in-Fact
2020-04-07