0001519611-21-000007.txt : 20210506 0001519611-21-000007.hdr.sgml : 20210506 20210506112424 ACCESSION NUMBER: 0001519611-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 EFFECTIVENESS DATE: 20210506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGI Investment Services, LLC CENTRAL INDEX KEY: 0001519611 IRS NUMBER: 271003080 STATE OF INCORPORATION: KY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14480 FILM NUMBER: 21896572 BUSINESS ADDRESS: STREET 1: 2201 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 502-753-0609 MAIL ADDRESS: STREET 1: 2201 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001519611 XXXXXXXX 03-31-2021 03-31-2021 ARGI Investment Services, LLC

2201 HIGH WICKHAM PLACE LOUISVILLE KY 40245

13F HOLDINGS REPORT 028-14480 N Justin Duncan 5027530609 Justin Duncan Louisville KY 05-06-2021 0 400 2809801 false INFORMATION TABLE 2 Q1202113F.xml BECTON DICKINSON & CO COM 075887109 718 2952 SH SOLE 0 0 2952 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2675 53977 SH SOLE 0 0 53977 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 427 19742 SH SOLE 0 0 19742 KIMBERLY-CLARK CORP COM 494368103 947 6813 SH SOLE 0 0 6813 ISHARES TR RUS 1000 GRW ETF 464287614 1304 5366 SH SOLE 0 0 5366 US BANCORP DEL COM NEW 902973304 1116 20172 SH SOLE 0 0 20172 SPDR SER TR PORTFOLIO AGRGTE 78464A649 161263 5438880 SH SOLE 0 0 5438880 ISHARES TR ESG AW MSCI EAFE 46435G516 239 3149 SH SOLE 0 0 3149 SPDR S&P 500 ETF TR TR UNIT 78462F103 423 5100 SH Call SOLE 0 0 5100 YUM CHINA HLDGS INC COM 98850P109 2864 48363 SH SOLE 0 0 48363 ISHARES TR JPMORGAN USD EMG 464288281 1976 18151 SH SOLE 0 0 18151 SPDR SER TR S&P 600 SMCP VAL 78464A300 10194 124332 SH SOLE 0 0 124332 T-MOBILE US INC COM 872590104 234 1865 SH SOLE 0 0 1865 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 1606 31336 SH SOLE 0 0 31336 DOLLAR GEN CORP NEW COM 256677105 1121 5533 SH SOLE 0 0 5533 PROLOGIS INC. COM 74340W103 247 2326 SH SOLE 0 0 2326 ISHARES TR SELECT DIVID ETF 464287168 6759 59241 SH SOLE 0 0 59241 PEPSICO INC COM 713448108 1179 8337 SH SOLE 0 0 8337 CORVUS GOLD INC COM 221013105 18 10000 SH SOLE 0 0 10000 DISNEY WALT CO COM 254687106 1583 8578 SH SOLE 0 0 8578 CITIGROUP INC COM NEW 172967424 778 10701 SH SOLE 0 0 10701 FIDELITY COVINGTON TRUST MOMENTUM FACTR 316092816 373 8310 SH SOLE 0 0 8310 ISHARES TR RUS MD CP GR ETF 464287481 1028 10068 SH SOLE 0 0 10068 ENTERGY CORP NEW COM 29364G103 4275 42974 SH SOLE 0 0 42974 SOLIGENIX INC COM 834223307 64 41978 SH SOLE 0 0 41978 NU SKIN ENTERPRISES INC CL A 67018T105 683 12921 SH SOLE 0 0 12921 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2844 46863 SH SOLE 0 0 46863 SPDR S&P 500 ETF TR TR UNIT 78462F103 304 3500 SH Call SOLE 0 0 3500 VANGUARD INDEX FDS SMALL CP ETF 922908751 542 2530 SH SOLE 0 0 2530 ISHARES TR IBOXX INV CP ETF 464287242 21675 166670 SH SOLE 0 0 166670 KOHLS CORP COM 500255104 434 7281 SH SOLE 0 0 7281 WISDOMTREE TR US DIVID EX FNCL 97717W406 1239 13135 SH SOLE 0 0 13135 ISHARES INC MSCI EMERG MRKT 464286533 91370 1446650 SH SOLE 0 0 1446650 TRUIST FINL CORP COM 89832Q109 3460 59336 SH SOLE 0 0 59336 SPDR SER TR PORTFOLIO SH TSR 78468R101 62667 2043943 SH SOLE 0 0 2043943 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 339 2176 SH SOLE 0 0 2176 ALPHABET INC CAP STK CL A 02079K305 1456 706 SH SOLE 0 0 706 AAON INC COM PAR $0.004 000360206 628 8974 SH SOLE 0 0 8974 HUMANA INC COM 444859102 3247 7744 SH SOLE 0 0 7744 SOUTHERN CO COM 842587107 953 15331 SH SOLE 0 0 15331 VANECK VECTORS ETF TR SHORT MUNI ETF 92189F528 1136 63022 SH SOLE 0 0 63022 TYSON FOODS INC CL A 902494103 900 12108 SH SOLE 0 0 12108 OWENS & MINOR INC NEW COM 690732102 959 25511 SH SOLE 0 0 25511 UFP INDUSTRIES INC COM 90278Q108 841 11087 SH SOLE 0 0 11087 CATERPILLAR INC COM 149123101 1139 4911 SH SOLE 0 0 4911 ISHARES TR INTL SEL DIV ETF 464288448 304 9643 SH SOLE 0 0 9643 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 33309 362603 SH SOLE 0 0 362603 ISHARES TR S&P 500 GRWT ETF 464287309 9437 144936 SH SOLE 0 0 144936 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4073 14829 SH SOLE 0 0 14829 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 36616 1367799 SH SOLE 0 0 1367799 DBX ETF TR XTRACK USD HIGH 233051432 10679 213630 SH SOLE 0 0 213630 ISHARES TR CORE S&P US VLU 464287663 616 8944 SH SOLE 0 0 8944 XEROX HOLDINGS CORP COM NEW 98421M106 4263 175638 SH SOLE 0 0 175638 CONAGRA BRANDS INC COM 205887102 1511 40199 SH SOLE 0 0 40199 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 4549 75863 SH SOLE 0 0 75863 STANDARD MTR PRODS INC COM 853666105 655 15746 SH SOLE 0 0 15746 ISHARES TR ISHS 5-10YR INVT 464288638 1341 22633 SH SOLE 0 0 22633 PPG INDS INC COM 693506107 378 2518 SH SOLE 0 0 2518 MARATHON PETE CORP COM 56585A102 2170 40563 SH SOLE 0 0 40563 OMNICOM GROUP INC COM 681919106 3449 46519 SH SOLE 0 0 46519 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 4782 27116 SH SOLE 0 0 27116 METLIFE INC COM 59156R108 3360 55272 SH SOLE 0 0 55272 AMAZON COM INC COM 023135106 3274 1058 SH SOLE 0 0 1058 MORGAN STANLEY COM NEW 617446448 798 10275 SH SOLE 0 0 10275 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 66552 803844 SH SOLE 0 0 803844 VERIZON COMMUNICATIONS INC COM 92343V104 5352 92042 SH SOLE 0 0 92042 CORTEVA INC COM 22052L104 274 5870 SH SOLE 0 0 5870 ISHARES TR RUSSELL 2000 ETF 464287655 2256 10209 SH SOLE 0 0 10209 ISHARES TR MSCI USA QLT FCT 46432F339 157405 1292533 SH SOLE 0 0 1292533 PNC FINL SVCS GROUP INC COM 693475105 1835 10462 SH SOLE 0 0 10462 FIRSTENERGY CORP COM 337932107 277 7980 SH SOLE 0 0 7980 NIKE INC CL B 654106103 980 7372 SH SOLE 0 0 7372 ISHARES TR U.S. MED DVC ETF 464288810 577 1746 SH SOLE 0 0 1746 ISHARES TR MSCI INTL SML CP 46434V266 29710 849329 SH SOLE 0 0 849329 JOHNSON & JOHNSON COM 478160104 9095 55340 SH SOLE 0 0 55340 VANGUARD WORLD FDS INF TECH ETF 92204A702 2325 6486 SH SOLE 0 0 6486 CISCO SYS INC COM 17275R102 1384 26756 SH SOLE 0 0 26756 SEAGATE TECHNOLOGY PLC SHS G7945M107 4968 64729 SH SOLE 0 0 64729 ARK ETF TR INNOVATION ETF 00214Q104 989 8245 SH SOLE 0 0 8245 AMERICAN ELEC PWR CO INC COM 025537101 444 5246 SH SOLE 0 0 5246 ISHARES TR PFD AND INCM SEC 464288687 410 10689 SH SOLE 0 0 10689 HEICO CORP NEW COM 422806109 256 2033 SH SOLE 0 0 2033 DOMINION ENERGY INC COM 25746U109 856 11274 SH SOLE 0 0 11274 MICROSOFT CORP COM 594918104 6056 25688 SH SOLE 0 0 25688 SCHWAB CHARLES CORP COM 808513105 425 6516 SH SOLE 0 0 6516 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 620 5438 SH SOLE 0 0 5438 ALTRIA GROUP INC COM 02209S103 869 16995 SH SOLE 0 0 16995 NATIONAL FUEL GAS CO COM 636180101 942 18847 SH SOLE 0 0 18847 TARGET CORP COM 87612E106 669 3377 SH SOLE 0 0 3377 ISHARES TR RUSSELL 3000 ETF 464287689 469 1975 SH SOLE 0 0 1975 SPDR S&P 500 ETF TR TR UNIT 78462F103 204 1800 SH Call SOLE 0 0 1800 INVESCO EXCHANGE TRADED FD T S&P MDCP400 EQ 46137V225 3294 36965 SH SOLE 0 0 36965 GAP INC COM 364760108 607 20380 SH SOLE 0 0 20380 EATON CORP PLC SHS G29183103 521 3767 SH SOLE 0 0 3767 INTERNATIONAL BUSINESS MACHS COM 459200101 4428 33231 SH SOLE 0 0 33231 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 51143 1601734 SH SOLE 0 0 1601734 NVIDIA CORPORATION COM 67066G104 1225 2294 SH SOLE 0 0 2294 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 291 5011 SH SOLE 0 0 5011 SPDR S&P 500 ETF TR TR UNIT 78462F103 218 2200 SH Call SOLE 0 0 2200 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 208 648 SH SOLE 0 0 648 SPDR S&P 500 ETF TR TR UNIT 78462F103 20408 276400 SH Call SOLE 0 0 276400 WELLS FARGO CO NEW COM 949746101 538 13771 SH SOLE 0 0 13771 AUTOMATIC DATA PROCESSING IN COM 053015103 1018 5403 SH SOLE 0 0 5403 BUNGE LIMITED COM G16962105 790 9962 SH SOLE 0 0 9962 BK OF AMERICA CORP COM 060505104 1824 47157 SH SOLE 0 0 47157 CLOROX CO DEL COM 189054109 566 2937 SH SOLE 0 0 2937 ORACLE CORP COM 68389X105 968 13792 SH SOLE 0 0 13792 QUANEX BUILDING PRODUCTS COR COM 747619104 731 27883 SH SOLE 0 0 27883 ISHARES TR MSCI USA SZE FT 46432F370 570 4745 SH SOLE 0 0 4745 DANAHER CORPORATION COM 235851102 469 2086 SH SOLE 0 0 2086 J P MORGAN EXCHANGE-TRADED F DIV RTN EM EQT 46641Q308 5256 92922 SH SOLE 0 0 92922 SPDR S&P 500 ETF TR TR UNIT 78462F103 750 9600 SH Call SOLE 0 0 9600 COMCAST CORP NEW CL A 20030N101 907 16756 SH SOLE 0 0 16756 SPDR S&P 500 ETF TR TR UNIT 78462F103 454 5500 SH Call SOLE 0 0 5500 CREATIVE REALITIES INC COM NEW 22530J200 919 502261 SH SOLE 0 0 502261 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1887 10588 SH SOLE 0 0 10588 ISHARES TR S&P MC 400GR ETF 464287606 438 5583 SH SOLE 0 0 5583 STARBUCKS CORP COM 855244109 427 3912 SH SOLE 0 0 3912 PHILLIPS 66 COM 718546104 571 6999 SH SOLE 0 0 6999 SHOPIFY INC CL A 82509L107 249 225 SH SOLE 0 0 225 ISHARES TR TIPS BD ETF 464287176 473 3771 SH SOLE 0 0 3771 SOUTHWEST GAS HLDGS INC COM 844895102 804 11698 SH SOLE 0 0 11698 ISHARES TR 1 3 YR TREAS BD 464287457 17680 204988 SH SOLE 0 0 204988 KRAFT HEINZ CO COM 500754106 5345 133628 SH SOLE 0 0 133628 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 13654 386139 SH SOLE 0 0 386139 VANGUARD INDEX FDS MID CAP ETF 922908629 1185 5354 SH SOLE 0 0 5354 NORFOLK SOUTHN CORP COM 655844108 691 2574 SH SOLE 0 0 2574 EDITAS MEDICINE INC COM 28106W103 446 10620 SH SOLE 0 0 10620 MEDTRONIC PLC SHS G5960L103 681 5761 SH SOLE 0 0 5761 AMERICAN EXPRESS CO COM 025816109 788 5574 SH SOLE 0 0 5574 FLEXSHARES TR CR SCD US BD 33939L761 52173 975173 SH SOLE 0 0 975173 SPDR S&P 500 ETF TR TR UNIT 78462F103 234 2600 SH Call SOLE 0 0 2600 ISHARES TR RUS 1000 ETF 464287622 465 2078 SH SOLE 0 0 2078 MARRIOTT INTL INC NEW CL A 571903202 1233 8328 SH SOLE 0 0 8328 VANECK VECTORS ETF TR RETAIL ETF 92189F684 664 4022 SH SOLE 0 0 4022 ISHARES TR MSCI USA VALUE 46432F388 55402 540715 SH SOLE 0 0 540715 HUNTINGTON BANCSHARES INC COM 446150104 418 26566 SH SOLE 0 0 26566 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 136795 4605885 SH SOLE 0 0 4605885 CHARTER COMMUNICATIONS INC N CL A 16119P108 207 336 SH SOLE 0 0 336 HARLEY DAVIDSON INC COM 412822108 446 11125 SH SOLE 0 0 11125 MYR GROUP INC DEL COM 55405W104 792 11051 SH SOLE 0 0 11051 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 85738 1745838 SH SOLE 0 0 1745838 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 35947 98675 SH SOLE 0 0 98675 SPDR GOLD TR GOLD SHS 78463V107 372 2324 SH SOLE 0 0 2324 AMGEN INC COM 031162100 646 2596 SH SOLE 0 0 2596 TESLA INC COM 88160R101 3607 5400 SH SOLE 0 0 5400 GARMIN LTD SHS H2906T109 207 1569 SH SOLE 0 0 1569 LILLY ELI & CO COM 532457108 2155 11538 SH SOLE 0 0 11538 LUMEN TECHNOLOGIES INC COM 550241103 4088 306226 SH SOLE 0 0 306226 NETFLIX INC COM 64110L106 641 1229 SH SOLE 0 0 1229 UNUM GROUP COM 91529Y106 3923 140978 SH SOLE 0 0 140978 DOW INC COM 260557103 925 14469 SH SOLE 0 0 14469 VISA INC COM CL A 92826C839 1426 6737 SH SOLE 0 0 6737 VANGUARD INDEX FDS LARGE CAP ETF 922908637 243 1310 SH SOLE 0 0 1310 PERDOCEO ED CORP COM 71363P106 606 50650 SH SOLE 0 0 50650 EXXON MOBIL CORP COM 30231G102 1435 25698 SH SOLE 0 0 25698 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 210 408 SH SOLE 0 0 408 FRANKLIN RESOURCES INC COM 354613101 3931 132798 SH SOLE 0 0 132798 ISHARES TR S&P 500 VAL ETF 464287408 9113 64522 SH SOLE 0 0 64522 UNITED PARCEL SERVICE INC CL B 911312106 3135 18440 SH SOLE 0 0 18440 ALLSTATE CORP COM 020002101 540 4697 SH SOLE 0 0 4697 PPL CORP COM 69351T106 997 34564 SH SOLE 0 0 34564 UNITEDHEALTH GROUP INC COM 91324P102 1616 4345 SH SOLE 0 0 4345 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1379 5398 SH SOLE 0 0 5398 TRANE TECHNOLOGIES PLC SHS G8994E103 355 2143 SH SOLE 0 0 2143 EVERGY INC COM 30034W106 611 10269 SH SOLE 0 0 10269 ADOBE SYSTEMS INCORPORATED COM 00724F101 747 1572 SH SOLE 0 0 1572 MDU RES GROUP INC COM 552690109 773 24448 SH SOLE 0 0 24448 VICTORY PORTFOLIOS II VICTORYSHS SMLCP 92647N568 115472 1692787 SH SOLE 0 0 1692787 SPDR S&P 500 ETF TR TR UNIT 78462F103 403 5100 SH Call SOLE 0 0 5100 SPDR S&P 500 ETF TR TR UNIT 78462F103 373 3400 SH Call SOLE 0 0 3400 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 272 1266 SH SOLE 0 0 1266 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 208 3647 SH SOLE 0 0 3647 ABBOTT LABS COM 002824100 521 4346 SH SOLE 0 0 4346 CONMED CORP COM 207410101 201 1537 SH SOLE 0 0 1537 SMUCKER J M CO COM NEW 832696405 918 7252 SH SOLE 0 0 7252 WASTE MGMT INC DEL COM 94106L109 506 3923 SH SOLE 0 0 3923 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 31383 716837 SH SOLE 0 0 716837 DNP SELECT INCOME FD INC COM 23325P104 407 41175 SH SOLE 0 0 41175 PEOPLES UNITED FINANCIAL INC COM 712704105 4729 264196 SH SOLE 0 0 264196 QUEST DIAGNOSTICS INC COM 74834L100 762 5941 SH SOLE 0 0 5941 REPUBLIC BANCORP INC KY CL A 760281204 685 15462 SH SOLE 0 0 15462 SPDR S&P 500 ETF TR TR UNIT 78462F103 392 3900 SH Call SOLE 0 0 3900 INSIGHT ENTERPRISES INC COM 45765U103 769 8059 SH SOLE 0 0 8059 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 804 7953 SH SOLE 0 0 7953 SPDR S&P 500 ETF TR TR UNIT 78462F103 576 3800 SH Call SOLE 0 0 3800 LOWES COS INC COM 548661107 1342 7055 SH SOLE 0 0 7055 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 305 20355 SH SOLE 0 0 20355 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 512 1855 SH SOLE 0 0 1855 FIDELITY COVINGTON TRUST QLTY FCTOR ETF 316092790 1119 24665 SH SOLE 0 0 24665 FIFTH THIRD BANCORP COM 316773100 4005 106931 SH SOLE 0 0 106931 SOUTH JERSEY INDS INC COM 838518108 715 31668 SH SOLE 0 0 31668 BRISTOL-MYERS SQUIBB CO COM 110122108 789 12498 SH SOLE 0 0 12498 FLOWERS FOODS INC COM 343498101 775 32579 SH SOLE 0 0 32579 MASTERCARD INCORPORATED CL A 57636Q104 779 2189 SH SOLE 0 0 2189 AT&T INC COM 00206R102 1700 56174 SH SOLE 0 0 56174 ISHARES TR CORE US AGGBD ET 464287226 2877 25271 SH SOLE 0 0 25271 LOCKHEED MARTIN CORP COM 539830109 480 1300 SH SOLE 0 0 1300 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 513 5278 SH SOLE 0 0 5278 WINNEBAGO INDS INC COM 974637100 753 9811 SH SOLE 0 0 9811 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 29786 232033 SH SOLE 0 0 232033 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 927 43874 SH SOLE 0 0 43874 THERMO FISHER SCIENTIFIC INC COM 883556102 764 1675 SH SOLE 0 0 1675 SPDR SER TR NUVEEN BBG BRCLY 78464A284 1127 18994 SH SOLE 0 0 18994 DEERE & CO COM 244199105 451 1205 SH SOLE 0 0 1205 ISHARES TR MSCI EMG MKT ETF 464287234 1904 35690 SH SOLE 0 0 35690 INGREDION INC COM 457187102 956 10630 SH SOLE 0 0 10630 ENBRIDGE INC COM 29250N105 373 10260 SH SOLE 0 0 10260 GERMAN AMERN BANCORP INC COM 373865104 657 14218 SH SOLE 0 0 14218 VANGUARD WORLD FD MEGA GRWTH IND 921910816 350 1691 SH SOLE 0 0 1691 ISHARES TR GRWT ALLOCAT ETF 464289867 256 4785 SH SOLE 0 0 4785 CIGNA CORP NEW COM 125523100 966 3996 SH SOLE 0 0 3996 SOUTHWEST AIRLS CO COM 844741108 356 5838 SH SOLE 0 0 5838 SPDR S&P 500 ETF TR TR UNIT 78462F103 202 1800 SH Call SOLE 0 0 1800 KEYCORP COM 493267108 4171 208737 SH SOLE 0 0 208737 INVESCO LTD SHS G491BT108 862 34172 SH SOLE 0 0 34172 FULGENT GENETICS INC COM 359664109 904 9357 SH SOLE 0 0 9357 SPDR SER TR PORTFOLIO S&P600 78468R853 3804 89989 SH SOLE 0 0 89989 SPDR SER TR PORTFOLIO S&P500 78464A854 2606 55901 SH SOLE 0 0 55901 ISHARES TR CORE S&P SCP ETF 464287804 13831 127440 SH SOLE 0 0 127440 VALERO ENERGY CORP COM 91913Y100 840 11727 SH SOLE 0 0 11727 SPDR SER TR PORTFOLIO INTRMD 78464A375 4234 116809 SH SOLE 0 0 116809 MERCK & CO. INC COM 58933Y105 1663 21574 SH SOLE 0 0 21574 NIC INC COM 62914B100 228 6715 SH SOLE 0 0 6715 ISHARES TR SP SMCP600VL ETF 464287879 5848 58053 SH SOLE 0 0 58053 ISHARES TR CORE DIV GRWTH 46434V621 341 7064 SH SOLE 0 0 7064 ISHARES TR 3 7 YR TREAS BD 464288661 131740 1014240 SH SOLE 0 0 1014240 ISHARES TR MSCI USA SML CP 46434V290 6550 124873 SH SOLE 0 0 124873 KROGER CO COM 501044101 213 5926 SH SOLE 0 0 5926 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 702 3069 SH SOLE 0 0 3069 TRAVELERS COMPANIES INC COM 89417E113 376 2501 SH SOLE 0 0 2501 COMERICA INC COM 200340107 401 5593 SH SOLE 0 0 5593 ANTHEM INC COM 036752103 1458 4062 SH SOLE 0 0 4062 INTEL CORP COM 458140100 1537 24012 SH SOLE 0 0 24012 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 236 1606 SH SOLE 0 0 1606 WALGREENS BOOTS ALLIANCE INC COM 931427108 4910 89439 SH SOLE 0 0 89439 DUKE ENERGY CORP NEW COM NEW 26441C204 1325 13721 SH SOLE 0 0 13721 SPDR S&P 500 ETF TR TR UNIT 78462F103 14954 37732 SH SOLE 0 0 37732 GOLDMAN SACHS GROUP INC COM 38141G104 252 769 SH SOLE 0 0 769 MCKESSON CORP COM 58155Q103 874 4482 SH SOLE 0 0 4482 RAYTHEON TECHNOLOGIES CORP COM 75513E105 332 4296 SH SOLE 0 0 4296 TEXAS INSTRS INC COM 882508104 724 3833 SH SOLE 0 0 3833 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1883 13401 SH SOLE 0 0 13401 COCA COLA CO COM 191216100 1292 24521 SH SOLE 0 0 24521 UNIVERSAL HLTH SVCS INC CL B 913903100 664 4980 SH SOLE 0 0 4980 CAMPBELL SOUP CO COM 134429109 1387 27586 SH SOLE 0 0 27586 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 92536 2895374 SH SOLE 0 0 2895374 GENERAL MTRS CO COM 37045V100 225 3924 SH SOLE 0 0 3924 ISHARES TR FALN ANGLS USD 46435G474 996 34065 SH SOLE 0 0 34065 MARATHON OIL CORP COM 565849106 113 10549 SH SOLE 0 0 10549 UNION PAC CORP COM 907818108 830 3766 SH SOLE 0 0 3766 ENERGIZER HLDGS INC NEW COM 29272W109 713 15016 SH SOLE 0 0 15016 L BRANDS INC COM 501797104 230 3721 SH SOLE 0 0 3721 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 2230 40818 SH SOLE 0 0 40818 ISHARES TR U.S. REAL ES ETF 464287739 4987 54247 SH SOLE 0 0 54247 CITIZENS FINANCIAL GROUP INC COM 174610105 4057 91899 SH SOLE 0 0 91899 ISHARES TR RUS 1000 VAL ETF 464287598 625 4121 SH SOLE 0 0 4121 GILEAD SCIENCES INC COM 375558103 4281 66236 SH SOLE 0 0 66236 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 7232 40878 SH SOLE 0 0 40878 UGI CORP NEW COM 902681105 810 19741 SH SOLE 0 0 19741 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 275 3241 SH SOLE 0 0 3241 HONEYWELL INTL INC COM 438516106 1519 6996 SH SOLE 0 0 6996 SPDR S&P 500 ETF TR TR UNIT 78462F103 278 4100 SH Call SOLE 0 0 4100 CHEVRON CORP NEW COM 166764100 1032 9847 SH SOLE 0 0 9847 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 222 2615 SH SOLE 0 0 2615 ISHARES TR AGGRES ALLOC ETF 464289859 1555 23235 SH SOLE 0 0 23235 3M CO COM 88579Y101 1226 6364 SH SOLE 0 0 6364 CENTERPOINT ENERGY INC COM 15189T107 891 39348 SH SOLE 0 0 39348 ALPHABET INC CAP STK CL C 02079K107 1529 739 SH SOLE 0 0 739 ISHARES TR S&P SML 600 GWT 464287887 777 6063 SH SOLE 0 0 6063 B2GOLD CORP COM 11777Q209 86 20000 SH SOLE 0 0 20000 ISHARES TR MSCI USA MULTIFT 46434V282 7723 190031 SH SOLE 0 0 190031 ROYAL GOLD INC COM 780287108 277 2576 SH SOLE 0 0 2576 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 9202 64958 SH SOLE 0 0 64958 ISHARES TR ROBOTICS ARTIF 46435U556 281 6522 SH SOLE 0 0 6522 ISHARES TR S&P MC 400VL ETF 464287705 686 6729 SH SOLE 0 0 6729 HEWLETT PACKARD ENTERPRISE C COM 42824C109 3743 237780 SH SOLE 0 0 237780 APPLIED MATLS INC COM 038222105 594 4446 SH SOLE 0 0 4446 ISHARES TR MSCI ACWI ETF 464288257 1975 20757 SH SOLE 0 0 20757 ISHARES INC CORE MSCI EMKT 46434G103 2174 33775 SH SOLE 0 0 33775 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 584 12359 SH SOLE 0 0 12359 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1170 18827 SH SOLE 0 0 18827 YUM BRANDS INC COM 988498101 5348 49434 SH SOLE 0 0 49434 GIBRALTAR INDS INC COM 374689107 713 7794 SH SOLE 0 0 7794 MONDELEZ INTL INC CL A 609207105 231 3953 SH SOLE 0 0 3953 ISHARES TR CORE INTL AGGR 46435G672 5915 107825 SH SOLE 0 0 107825 SEA LTD SPONSORD ADS 81141R100 201 900 SH SOLE 0 0 900 ISHARES TR MSCI INTL MULTFT 46434V274 1994 69459 SH SOLE 0 0 69459 INVESCO QQQ TR UNIT SER 1 46090E107 990 3101 SH SOLE 0 0 3101 BROWN FORMAN CORP CL B 115637209 9990 144847 SH SOLE 0 0 144847 STOCK YDS BANCORP INC COM 861025104 402 7864 SH SOLE 0 0 7864 VANGUARD INDEX FDS VALUE ETF 922908744 501 3811 SH SOLE 0 0 3811 ADDUS HOMECARE CORP COM 006739106 590 5641 SH SOLE 0 0 5641 BROWN FORMAN CORP CL A 115637100 9188 144300 SH SOLE 0 0 144300 ISHARES TR NATIONAL MUN ETF 464288414 2487 21431 SH SOLE 0 0 21431 PINNACLE WEST CAP CORP COM 723484101 3935 48367 SH SOLE 0 0 48367 VISTRA CORP COM 92840M102 579 32774 SH SOLE 0 0 32774 MCDONALDS CORP COM 580135101 1960 8745 SH SOLE 0 0 8745 GENERAL ELECTRIC CO COM 369604103 6531 497407 SH SOLE 0 0 497407 NEXTERA ENERGY INC COM 65339F101 1311 17345 SH SOLE 0 0 17345 VANGUARD INDEX FDS SM CP VAL ETF 922908611 37277 225090 SH SOLE 0 0 225090 INTERNATIONAL PAPER CO COM 460146103 4168 77089 SH SOLE 0 0 77089 HORMEL FOODS CORP COM 440452100 459 9600 SH SOLE 0 0 9600 KELLOGG CO COM 487836108 1255 19824 SH SOLE 0 0 19824 SPDR S&P 500 ETF TR TR UNIT 78462F103 364 5100 SH Call SOLE 0 0 5100 CARDINAL HEALTH INC COM 14149Y108 1342 22088 SH SOLE 0 0 22088 ENTERPRISE PRODS PARTNERS L COM 293792107 221 10051 SH SOLE 0 0 10051 PFIZER INC COM 717081103 4938 136294 SH SOLE 0 0 136294 COMFORT SYS USA INC COM 199908104 899 12018 SH SOLE 0 0 12018 ISHARES TR MSCI USA MIN VOL 46429B697 115156 1664341 SH SOLE 0 0 1664341 WESBANCO INC COM 950810101 496 13743 SH SOLE 0 0 13743 WISDOMTREE TR INTL SMCAP DIV 97717W760 621 8603 SH SOLE 0 0 8603 MERITAGE HOMES CORP COM 59001A102 705 7672 SH SOLE 0 0 7672 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1217 9161 SH SOLE 0 0 9161 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 28104 539946 SH SOLE 0 0 539946 INTERPUBLIC GROUP COS INC COM 460690100 4224 144655 SH SOLE 0 0 144655 ISHARES TR MSCI USA MMENTM 46432F396 133506 829953 SH SOLE 0 0 829953 ISHARES TR CORE S&P TTL STK 464287150 3422 37359 SH SOLE 0 0 37359 ALMADEN MINERALS LTD COM CL B 020283305 8 15000 SH SOLE 0 0 15000 ISHARES TR U.S. TECH ETF 464287721 285 3246 SH SOLE 0 0 3246 WESTERN UN CO COM 959802109 3364 136415 SH SOLE 0 0 136415 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 799 7676 SH SOLE 0 0 7676 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 383 1689 SH SOLE 0 0 1689 ISHARES TR CORE S&P500 ETF 464287200 34930 87803 SH SOLE 0 0 87803 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 401 4913 SH SOLE 0 0 4913 COLGATE PALMOLIVE CO COM 194162103 205 2595 SH SOLE 0 0 2595 EXELON CORP COM 30161N101 759 17350 SH SOLE 0 0 17350 SPDR S&P 500 ETF TR TR UNIT 78462F103 283 3000 SH Call SOLE 0 0 3000 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 251 3730 SH SOLE 0 0 3730 JPMORGAN CHASE & CO COM 46625H100 3605 23683 SH SOLE 0 0 23683 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 8171 218653 SH SOLE 0 0 218653 CHURCHILL DOWNS INC COM 171484108 5287 23248 SH SOLE 0 0 23248 PHILIP MORRIS INTL INC COM 718172109 716 8071 SH SOLE 0 0 8071 POLARIS INC COM 731068102 219 1643 SH SOLE 0 0 1643 WESTERN DIGITAL CORP. COM 958102105 741 11104 SH SOLE 0 0 11104 ISHARES TR RUS MDCP VAL ETF 464287473 238 2181 SH SOLE 0 0 2181 FORD MTR CO DEL COM 345370860 267 21804 SH SOLE 0 0 21804 ABBVIE INC COM 00287Y109 5323 49185 SH SOLE 0 0 49185 APPLE INC COM 037833100 12342 101042 SH SOLE 0 0 101042 HP INC COM 40434L105 963 30337 SH SOLE 0 0 30337 SPDR S&P 500 ETF TR TR UNIT 78462F103 496 3500 SH Call SOLE 0 0 3500 CVS HEALTH CORP COM 126650100 1242 16515 SH SOLE 0 0 16515 FACEBOOK INC CL A 30303M102 3008 10212 SH SOLE 0 0 10212 OGE ENERGY CORP COM 670837103 738 22816 SH SOLE 0 0 22816 TOMPKINS FINL CORP COM 890110109 282 3413 SH SOLE 0 0 3413 SPDR S&P 500 ETF TR TR UNIT 78462F103 744 7100 SH Call SOLE 0 0 7100 VANGUARD INDEX FDS TOTAL STK MKT 922908769 86748 419703 SH SOLE 0 0 419703 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 16340 267873 SH SOLE 0 0 267873 SPDR SER TR PORTFOLI S&P1500 78464A805 6252 127098 SH SOLE 0 0 127098 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 673 2037 SH SOLE 0 0 2037 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 424 4559 SH SOLE 0 0 4559 WESTROCK CO COM 96145D105 798 15329 SH SOLE 0 0 15329 VANGUARD WORLD FDS MATERIALS ETF 92204A801 222 1285 SH SOLE 0 0 1285 COSTCO WHSL CORP NEW COM 22160K105 1322 3752 SH SOLE 0 0 3752 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 306 3707 SH SOLE 0 0 3707 WP CAREY INC COM 92936U109 298 4209 SH SOLE 0 0 4209 HANESBRANDS INC COM 410345102 5156 262139 SH SOLE 0 0 262139 ISHARES TR MSCI EAFE ETF 464287465 4721 62223 SH SOLE 0 0 62223 LGI HOMES INC COM 50187T106 879 5885 SH SOLE 0 0 5885 PRUDENTIAL FINL INC COM 744320102 3802 41733 SH SOLE 0 0 41733 SPDR S&P 500 ETF TR TR UNIT 78462F103 314 4900 SH Call SOLE 0 0 4900 AON PLC SHS CL A G0403H108 360 1563 SH SOLE 0 0 1563 ARCHER DANIELS MIDLAND CO COM 039483102 903 15834 SH SOLE 0 0 15834 BOOKING HOLDINGS INC COM 09857L108 373 160 SH SOLE 0 0 160 BANK NEW YORK MELLON CORP COM 064058100 326 6889 SH SOLE 0 0 6889 SPDR S&P 500 ETF TR TR UNIT 78462F103 379 6000 SH Call SOLE 0 0 6000 PAYPAL HLDGS INC COM 70450Y103 557 2294 SH SOLE 0 0 2294 BLACK HILLS CORP COM 092113109 774 11597 SH SOLE 0 0 11597 SPDR S&P 500 ETF TR TR UNIT 78462F103 406 3200 SH Call SOLE 0 0 3200 SPDR SER TR BLOMBERG BRC INV 78468R200 621 20255 SH SOLE 0 0 20255 EDISON INTL COM 281020107 3457 59001 SH SOLE 0 0 59001 BLACKROCK INC COM 09247X101 595 789 SH SOLE 0 0 789 BOEING CO COM 097023105 1198 4705 SH SOLE 0 0 4705 SPS COMM INC COM 78463M107 602 6059 SH SOLE 0 0 6059 SPDR S&P 500 ETF TR TR UNIT 78462F103 221 2300 SH Call SOLE 0 0 2300 TJX COS INC NEW COM 872540109 461 6972 SH SOLE 0 0 6972 ISHARES TR PHLX SEMICND ETF 464287523 423 998 SH SOLE 0 0 998 VANGUARD INDEX FDS GROWTH ETF 922908736 1927 7498 SH SOLE 0 0 7498 AMPLIFY ETF TR BLACKSWAN ISWN 032108821 27566 1145048 SH SOLE 0 0 1145048 ISHARES TR 0-5 YR TIPS ETF 46429B747 29731 281221 SH SOLE 0 0 281221 ISHARES TR CORE S&P MCP ETF 464287507 47246 181518 SH SOLE 0 0 181518 PROCTER AND GAMBLE CO COM 742718109 6525 48183 SH SOLE 0 0 48183 AMERICAN TOWER CORP NEW COM 03027X100 488 2039 SH SOLE 0 0 2039 WALMART INC COM 931142103 1410 10382 SH SOLE 0 0 10382 SPDR S&P 500 ETF TR TR UNIT 78462F103 219 2900 SH Call SOLE 0 0 2900 FISERV INC COM 337738108 883 7418 SH SOLE 0 0 7418 SPDR SER TR PORTFOLIO S&P400 78464A847 3804 83127 SH SOLE 0 0 83127 GENERAL MLS INC COM 370334104 978 15945 SH SOLE 0 0 15945 ISHARES TR BARCLAYS 7 10 YR 464287440 98957 876271 SH SOLE 0 0 876271 LAM RESEARCH CORP COM 512807108 450 756 SH SOLE 0 0 756 ANALOG DEVICES INC COM 032654105 338 2177 SH SOLE 0 0 2177 SPDR S&P 500 ETF TR TR UNIT 78462F103 204 1600 SH Call SOLE 0 0 1600 QUALCOMM INC COM 747525103 244 1842 SH SOLE 0 0 1842 ISHARES TR ESG AWR MSCI USA 46435G425 410 4516 SH SOLE 0 0 4516 SPDR S&P 500 ETF TR TR UNIT 78462F103 620 6800 SH Call SOLE 0 0 6800 HILL ROM HLDGS INC COM 431475102 265 2397 SH SOLE 0 0 2397 ALLEGIANT TRAVEL CO COM 01748X102 330 1354 SH SOLE 0 0 1354 CSX CORP COM 126408103 696 7217 SH SOLE 0 0 7217 HOME DEPOT INC COM 437076102 2090 6847 SH SOLE 0 0 6847 NEWELL BRANDS INC COM 651229106 3686 137621 SH SOLE 0 0 137621