0001519611-21-000006.txt : 20210211 0001519611-21-000006.hdr.sgml : 20210211 20210211142147 ACCESSION NUMBER: 0001519611-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210211 DATE AS OF CHANGE: 20210211 EFFECTIVENESS DATE: 20210211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGI Investment Services, LLC CENTRAL INDEX KEY: 0001519611 IRS NUMBER: 271003080 STATE OF INCORPORATION: KY FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14480 FILM NUMBER: 21618726 BUSINESS ADDRESS: STREET 1: 2201 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 502-753-0609 MAIL ADDRESS: STREET 1: 2201 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001519611 XXXXXXXX 12-31-2020 12-31-2020 true 1 RESTATEMENT ARGI Investment Services, LLC

2201 HIGH WICKHAM PLACE LOUISVILLE KY 40245

13F HOLDINGS REPORT 028-14480 N Justin Duncan 5027530609 Justin Duncan Louisville KY 02-11-2021 0 369 2573967 false INFORMATION TABLE 2 Q4202013F.xml SPDR SER TR NUVEEN BLMBRG SR 78468R739 2648 53178 SH SOLE 0 0 53178 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 382 17567 SH SOLE 0 0 17567 KIMBERLY-CLARK CORP COM 494368103 811 6012 SH SOLE 0 0 6012 ISHARES TR RUS 1000 GRW ETF 464287614 1294 5365 SH SOLE 0 0 5365 US BANCORP DEL COM NEW 902973304 3559 76382 SH SOLE 0 0 76382 SPDR SER TR PORTFOLIO AGRGTE 78464A649 150867 4899868 SH SOLE 0 0 4899868 ISHARES TR ESG AW MSCI EAFE 46435G516 219 3001 SH SOLE 0 0 3001 YUM CHINA HLDGS INC COM 98850P109 2732 47854 SH SOLE 0 0 47854 ISHARES TR JPMORGAN USD EMG 464288281 2073 17884 SH SOLE 0 0 17884 SPDR SER TR S&P 600 SMCP VAL 78464A300 8514 128627 SH SOLE 0 0 128627 NATIONAL FUEL GAS CO N J COM 636180101 743 18058 SH SOLE 0 0 18058 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 1680 32281 SH SOLE 0 0 32281 DOLLAR GEN CORP NEW COM 256677105 1163 5531 SH SOLE 0 0 5531 CF INDS HLDGS INC COM 125269100 232 6000 SH SOLE 0 0 6000 ISHARES TR SELECT DIVID ETF 464287168 5635 58592 SH SOLE 0 0 58592 NRG ENERGY INC COM NEW 629377508 678 18043 SH SOLE 0 0 18043 BIOLASE INC COM NEW 090911207 14 34500 SH SOLE 0 0 34500 PEPSICO INC COM 713448108 1799 12130 SH SOLE 0 0 12130 CORVUS GOLD INC COM 221013105 24 10000 SH SOLE 0 0 10000 DISNEY WALT CO COM 254687106 1807 9975 SH SOLE 0 0 9975 CITIGROUP INC COM NEW 172967424 3252 52738 SH SOLE 0 0 52738 FIDELITY COVINGTON TRUST MOMENTUM FACTR 316092816 367 8300 SH SOLE 0 0 8300 ISHARES TR RUS MD CP GR ETF 464287481 1034 10070 SH SOLE 0 0 10070 ENTERGY CORP NEW COM 29364G103 1089 10910 SH SOLE 0 0 10910 SOLIGENIX INC COM 834223307 52 40879 SH SOLE 0 0 40879 NU SKIN ENTERPRISES INC CL A 67018T105 1019 18658 SH SOLE 0 0 18658 CORCEPT THERAPEUTICS INC COM 218352102 585 22357 SH SOLE 0 0 22357 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2859 48994 SH SOLE 0 0 48994 VANGUARD INDEX FDS SMALL CP ETF 922908751 567 2914 SH SOLE 0 0 2914 ISHARES TR IBOXX INV CP ETF 464287242 17519 126830 SH SOLE 0 0 126830 KOHLS CORP COM 500255104 340 8348 SH SOLE 0 0 8348 WISDOMTREE TR US DIVID EX FNCL 97717W406 1271 15186 SH SOLE 0 0 15186 ISHARES INC MSCI EMERG MRKT 464286533 84992 1391481 SH SOLE 0 0 1391481 TRUIST FINL CORP COM 89832Q109 2807 58566 SH SOLE 0 0 58566 SPDR SER TR PORTFOLIO SH TSR 78468R101 54995 1790787 SH SOLE 0 0 1790787 ALPHABET INC CAP STK CL A 02079K305 1176 671 SH SOLE 0 0 671 AAON INC COM PAR $0.004 000360206 431 6468 SH SOLE 0 0 6468 HUMANA INC COM 444859102 3026 7375 SH SOLE 0 0 7375 SOUTHERN CO COM 842587107 1010 16436 SH SOLE 0 0 16436 VANECK VECTORS ETF TR SHORT MUNI ETF 92189F528 1141 62981 SH SOLE 0 0 62981 TYSON FOODS INC CL A 902494103 593 9206 SH SOLE 0 0 9206 UFP INDUSTRIES INC COM 90278Q108 392 7064 SH SOLE 0 0 7064 CATERPILLAR INC COM 149123101 722 3965 SH SOLE 0 0 3965 ISHARES TR INTL SEL DIV ETF 464288448 227 7687 SH SOLE 0 0 7687 VANGUARD 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37812 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 4534 30037 SH SOLE 0 0 30037 METLIFE INC COM 59156R108 2436 51894 SH SOLE 0 0 51894 AMAZON COM INC COM 023135106 3009 924 SH SOLE 0 0 924 MORGAN STANLEY COM NEW 617446448 623 9091 SH SOLE 0 0 9091 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 59251 788128 SH SOLE 0 0 788128 VERIZON COMMUNICATIONS INC COM 92343V104 2691 45798 SH SOLE 0 0 45798 CORTEVA INC COM 22052L104 220 5683 SH SOLE 0 0 5683 ISHARES TR RUSSELL 2000 ETF 464287655 2327 11868 SH SOLE 0 0 11868 ISHARES TR MSCI USA QLT FCT 46432F339 133328 1147300 SH SOLE 0 0 1147300 PNC FINL SVCS GROUP INC COM 693475105 1566 10512 SH SOLE 0 0 10512 FIRSTENERGY CORP COM 337932107 679 22195 SH SOLE 0 0 22195 NIKE INC CL B 654106103 979 6920 SH SOLE 0 0 6920 ISHARES TR MSCI INTL SML CP 46434V266 27711 832910 SH SOLE 0 0 832910 JOHNSON & JOHNSON COM 478160104 7432 47221 SH SOLE 0 0 47221 VANGUARD WORLD FDS INF TECH ETF 92204A702 1733 4900 SH SOLE 0 0 4900 CISCO SYS INC COM 17275R102 1040 23238 SH SOLE 0 0 23238 SEAGATE TECHNOLOGY PLC SHS G7945M107 4017 64625 SH SOLE 0 0 64625 ARK ETF TR INNOVATION ETF 00214Q104 694 5572 SH SOLE 0 0 5572 ISHARES TR PFD AND INCM SEC 464288687 423 10972 SH SOLE 0 0 10972 HEICO CORP NEW COM 422806109 269 2033 SH SOLE 0 0 2033 MICROSOFT CORP COM 594918104 5429 24407 SH SOLE 0 0 24407 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 441 5437 SH SOLE 0 0 5437 ALTRIA GROUP INC COM 02209S103 670 16351 SH SOLE 0 0 16351 TARGET CORP COM 87612E106 364 2061 SH SOLE 0 0 2061 ISHARES TR RUSSELL 3000 ETF 464287689 441 1974 SH SOLE 0 0 1974 INVESCO EXCHANGE TRADED FD T S&P MDCP400 EQ 46137V225 2845 37096 SH SOLE 0 0 37096 GAP INC COM 364760108 471 23339 SH SOLE 0 0 23339 EATON CORP PLC SHS G29183103 414 3443 SH SOLE 0 0 3443 INTERNATIONAL BUSINESS MACHS COM 459200101 3587 28496 SH SOLE 0 0 28496 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 47783 1488558 SH SOLE 0 0 1488558 NVIDIA CORPORATION COM 67066G104 1154 2209 SH SOLE 0 0 2209 BLOCK H & R INC COM 093671105 464 29275 SH SOLE 0 0 29275 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 284 5051 SH SOLE 0 0 5051 SPDR S&P 500 ETF TR TR UNIT 78462F103 17235 288300 SH Call SOLE 0 0 288300 WELLS FARGO CO NEW COM 949746101 428 14196 SH SOLE 0 0 14196 AUTOMATIC DATA PROCESSING IN COM 053015103 873 4956 SH SOLE 0 0 4956 BUNGE LIMITED COM G16962105 824 12572 SH SOLE 0 0 12572 BK OF AMERICA CORP COM 060505104 1156 38132 SH SOLE 0 0 38132 CLOROX CO DEL COM 189054109 569 2818 SH SOLE 0 0 2818 ORACLE CORP COM 68389X105 831 12852 SH SOLE 0 0 12852 ISHARES TR MSCI USA SZE FT 46432F370 490 4410 SH SOLE 0 0 4410 DANAHER CORPORATION COM 235851102 401 1806 SH SOLE 0 0 1806 J P MORGAN EXCHANGE-TRADED F DIV RTN EM EQT 46641Q308 5117 93252 SH SOLE 0 0 93252 SPDR S&P 500 ETF TR TR UNIT 78462F103 630 9900 SH Call SOLE 0 0 9900 COMCAST CORP NEW CL A 20030N101 805 15361 SH SOLE 0 0 15361 SPDR S&P 500 ETF TR TR UNIT 78462F103 386 5700 SH Call SOLE 0 0 5700 CREATIVE REALITIES INC COM NEW 22530J200 648 502261 SH SOLE 0 0 502261 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1837 10565 SH SOLE 0 0 10565 ISHARES TR S&P MC 400GR ETF 464287606 403 5580 SH SOLE 0 0 5580 STARBUCKS CORP COM 855244109 501 4682 SH SOLE 0 0 4682 SOUTHWEST GAS HOLDINGS INC COM 844895102 523 8605 SH SOLE 0 0 8605 AMERISOURCEBERGEN CORP COM 03070E105 832 8506 SH SOLE 0 0 8506 PHILLIPS 66 COM 718546104 491 7026 SH SOLE 0 0 7026 SHOPIFY INC CL A 82509L107 254 224 SH SOLE 0 0 224 ISHARES TR TIPS BD ETF 464287176 360 2818 SH SOLE 0 0 2818 ISHARES TR 1 3 YR TREAS BD 464287457 18888 218667 SH SOLE 0 0 218667 KRAFT HEINZ CO COM 500754106 4158 119976 SH SOLE 0 0 119976 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 13881 411289 SH SOLE 0 0 411289 VANGUARD INDEX FDS MID CAP ETF 922908629 1020 4933 SH SOLE 0 0 4933 FIDELITY NATL INFORMATION SV COM 31620M106 297 2100 SH SOLE 0 0 2100 NORFOLK SOUTHN CORP COM 655844108 611 2572 SH SOLE 0 0 2572 EDITAS MEDICINE INC COM 28106W103 474 6765 SH SOLE 0 0 6765 MEDTRONIC PLC SHS G5960L103 603 5151 SH SOLE 0 0 5151 SELECT SECTOR SPDR TR ENERGY 81369Y506 6533 172362 SH SOLE 0 0 172362 AMERICAN EXPRESS CO COM 025816109 602 4975 SH SOLE 0 0 4975 FLEXSHARES TR CR SCD US BD 33939L761 48971 892486 SH SOLE 0 0 892486 ISHARES TR RUS 1000 ETF 464287622 443 2092 SH SOLE 0 0 2092 MARRIOTT INTL INC NEW CL A 571903202 1095 8298 SH SOLE 0 0 8298 ISHARES TR MSCI USA VALUE 46432F388 44433 511253 SH SOLE 0 0 511253 HUNTINGTON BANCSHARES INC COM 446150104 743 58826 SH SOLE 0 0 58826 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 148733 5253716 SH SOLE 0 0 5253716 HARLEY DAVIDSON INC COM 412822108 464 12647 SH SOLE 0 0 12647 MYR GROUP INC DEL COM 55405W104 622 10352 SH SOLE 0 0 10352 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 81832 1733355 SH SOLE 0 0 1733355 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 30441 88571 SH SOLE 0 0 88571 AMGEN INC COM 031162100 518 2255 SH SOLE 0 0 2255 TESLA INC COM 88160R101 3597 5097 SH SOLE 0 0 5097 LILLY ELI & CO COM 532457108 1823 10795 SH SOLE 0 0 10795 NETFLIX INC COM 64110L106 596 1103 SH SOLE 0 0 1103 UNUM GROUP COM 91529Y106 2979 129872 SH SOLE 0 0 129872 DOW INC COM 260557103 805 14497 SH SOLE 0 0 14497 VISA INC COM CL A 92826C839 1387 6341 SH SOLE 0 0 6341 VANGUARD INDEX FDS LARGE CAP ETF 922908637 230 1310 SH SOLE 0 0 1310 PERDOCEO ED CORP COM 71363P106 410 32458 SH SOLE 0 0 32458 EXXON MOBIL CORP COM 30231G102 1049 25447 SH SOLE 0 0 25447 FRANKLIN RESOURCES INC COM 354613101 3176 127084 SH SOLE 0 0 127084 ISHARES TR S&P 500 VAL ETF 464287408 520 4059 SH SOLE 0 0 4059 UNITED PARCEL SERVICE INC CL B 911312106 3074 18251 SH SOLE 0 0 18251 ALLSTATE CORP COM 020002101 513 4668 SH SOLE 0 0 4668 PPL CORP COM 69351T106 3289 116627 SH SOLE 0 0 116627 UNITEDHEALTH GROUP INC COM 91324P102 1542 4397 SH SOLE 0 0 4397 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1254 5407 SH SOLE 0 0 5407 TRANE TECHNOLOGIES PLC SHS G8994E103 309 2129 SH SOLE 0 0 2129 ADOBE SYSTEMS INCORPORATED COM 00724F101 712 1423 SH SOLE 0 0 1423 MDU RES GROUP INC COM 552690109 613 23267 SH SOLE 0 0 23267 VICTORY PORTFOLIOS II VICTORYSHS SMLCP 92647N568 106854 1793160 SH SOLE 0 0 1793160 SPDR S&P 500 ETF TR TR UNIT 78462F103 369 4000 SH Call SOLE 0 0 4000 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 268 1266 SH SOLE 0 0 1266 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 213 3645 SH SOLE 0 0 3645 ABBOTT LABS COM 002824100 1196 10920 SH SOLE 0 0 10920 SMUCKER J M CO COM NEW 832696405 861 7447 SH SOLE 0 0 7447 WASTE MGMT INC DEL COM 94106L109 461 3910 SH SOLE 0 0 3910 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 28743 681756 SH SOLE 0 0 681756 DNP SELECT INCOME FD INC COM 23325P104 325 31672 SH SOLE 0 0 31672 PEOPLES UNITED FINANCIAL INC COM 712704105 3104 240095 SH SOLE 0 0 240095 QUEST DIAGNOSTICS INC COM 74834L100 686 5759 SH SOLE 0 0 5759 REPUBLIC BANCORP INC KY CL A 760281204 404 11198 SH SOLE 0 0 11198 HEALTHSTREAM INC COM 42222N103 604 27666 SH SOLE 0 0 27666 SPDR S&P 500 ETF TR TR UNIT 78462F103 344 4100 SH Call SOLE 0 0 4100 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 859 9386 SH SOLE 0 0 9386 SPDR S&P 500 ETF TR TR UNIT 78462F103 497 3800 SH Call SOLE 0 0 3800 LOWES COS INC COM 548661107 1022 6369 SH SOLE 0 0 6369 ZIMMER BIOMET HOLDINGS INC COM 98956P102 686 4451 SH SOLE 0 0 4451 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 308 20169 SH SOLE 0 0 20169 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 412 1577 SH SOLE 0 0 1577 FIDELITY COVINGTON TRUST QLTY FCTOR ETF 316092790 1090 25332 SH SOLE 0 0 25332 FIFTH THIRD BANCORP COM 316773100 2870 104111 SH SOLE 0 0 104111 BRISTOL-MYERS SQUIBB CO COM 110122108 1642 26470 SH SOLE 0 0 26470 MASTERCARD INCORPORATED CL A 57636Q104 658 1843 SH SOLE 0 0 1843 AT&T INC COM 00206R102 1660 57733 SH SOLE 0 0 57733 ISHARES TR CORE US AGGBD ET 464287226 3248 27481 SH SOLE 0 0 27481 LOCKHEED MARTIN CORP COM 539830109 423 1193 SH SOLE 0 0 1193 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 507 5479 SH SOLE 0 0 5479 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 28936 237493 SH SOLE 0 0 237493 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1072 50531 SH SOLE 0 0 50531 THERMO FISHER SCIENTIFIC INC COM 883556102 699 1501 SH SOLE 0 0 1501 SPDR SER TR NUVEEN BBG BRCLY 78464A284 1120 18990 SH SOLE 0 0 18990 DEERE & CO COM 244199105 324 1205 SH SOLE 0 0 1205 ISHARES TR MSCI EMG MKT ETF 464287234 2003 38769 SH SOLE 0 0 38769 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 840 14412 SH SOLE 0 0 14412 INGREDION INC COM 457187102 712 9055 SH SOLE 0 0 9055 ENBRIDGE INC COM 29250N105 216 6755 SH SOLE 0 0 6755 GERMAN AMERN BANCORP INC COM 373865104 470 14217 SH SOLE 0 0 14217 VANGUARD WORLD FD MEGA GRWTH IND 921910816 345 1691 SH SOLE 0 0 1691 ISHARES TR GRWT ALLOCAT ETF 464289867 271 5195 SH SOLE 0 0 5195 CIGNA CORP NEW COM 125523100 835 4010 SH SOLE 0 0 4010 SOUTHWEST AIRLS CO COM 844741108 288 6172 SH SOLE 0 0 6172 SPDR S&P 500 ETF TR TR UNIT 78462F103 275 2900 SH Call SOLE 0 0 2900 KEYCORP COM 493267108 3226 196607 SH SOLE 0 0 196607 LINCOLN NATL CORP IND COM 534187109 2995 59537 SH SOLE 0 0 59537 INVESCO LTD SHS G491BT108 3773 216448 SH SOLE 0 0 216448 FULGENT GENETICS INC COM 359664109 510 9781 SH SOLE 0 0 9781 SPDR SER TR PORTFOLIO S&P600 78468R853 3744 104589 SH SOLE 0 0 104589 SPDR SER TR PORTFOLIO S&P500 78464A854 2525 57445 SH SOLE 0 0 57445 ISHARES TR CORE S&P SCP ETF 464287804 8740 95105 SH SOLE 0 0 95105 VALERO ENERGY CORP COM 91913Y100 687 12150 SH SOLE 0 0 12150 SPDR SER TR PORTFOLIO INTRMD 78464A375 4622 124307 SH SOLE 0 0 124307 MERCK & CO. INC COM 58933Y105 1968 24054 SH SOLE 0 0 24054 ISHARES TR SP SMCP600VL ETF 464287879 5223 64235 SH SOLE 0 0 64235 ISHARES TR CORE DIV GRWTH 46434V621 215 4803 SH SOLE 0 0 4803 ISHARES TR 3 7 YR TREAS BD 464288661 123845 931309 SH SOLE 0 0 931309 ISHARES TR MSCI USA SML CP 46434V290 6076 132788 SH SOLE 0 0 132788 KROGER CO COM 501044101 322 10153 SH SOLE 0 0 10153 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 688 3076 SH SOLE 0 0 3076 TRAVELERS COMPANIES INC COM 89417E109 348 2480 SH SOLE 0 0 2480 COMERICA INC COM 200340107 3492 62515 SH SOLE 0 0 62515 ENCOMPASS HEALTH CORP COM 29261A100 718 8683 SH SOLE 0 0 8683 ANTHEM INC COM 036752103 1244 3874 SH SOLE 0 0 3874 INTEL CORP COM 458140100 953 19127 SH SOLE 0 0 19127 WALGREENS BOOTS ALLIANCE INC COM 931427108 763 19129 SH SOLE 0 0 19129 DUKE ENERGY CORP NEW COM NEW 26441C204 1760 19221 SH SOLE 0 0 19221 SPS COMMERCE INC COM 78463M107 513 4728 SH SOLE 0 0 4728 SPDR S&P 500 ETF TR TR UNIT 78462F103 13812 36944 SH SOLE 0 0 36944 GOLDMAN SACHS GROUP INC COM 38141G104 344 1305 SH SOLE 0 0 1305 MCKESSON CORP COM 58155Q103 928 5336 SH SOLE 0 0 5336 RAYTHEON TECHNOLOGIES CORP COM 75513E101 272 3801 SH SOLE 0 0 3801 TEXAS INSTRS INC COM 882508104 570 3471 SH SOLE 0 0 3471 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1868 13610 SH SOLE 0 0 13610 COCA COLA CO COM 191216100 1261 22989 SH SOLE 0 0 22989 UNIVERSAL HLTH SVCS INC CL B 913903100 654 4759 SH SOLE 0 0 4759 CAMPBELL SOUP CO COM 134429109 1328 27463 SH SOLE 0 0 27463 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 112309 3421975 SH SOLE 0 0 3421975 GENERAL MTRS CO COM 37045V100 242 5817 SH SOLE 0 0 5817 ISHARES TR FALN ANGLS USD 46435G474 999 33932 SH SOLE 0 0 33932 UNION PAC CORP COM 907818108 725 3482 SH SOLE 0 0 3482 L BRANDS INC COM 501797104 243 6535 SH SOLE 0 0 6535 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 2104 38124 SH SOLE 0 0 38124 ISHARES TR U.S. REAL ES ETF 464287739 5197 60678 SH SOLE 0 0 60678 ISHARES TR RUS 1000 VAL ETF 464287598 608 4444 SH SOLE 0 0 4444 GILEAD SCIENCES INC COM 375558103 1430 24539 SH SOLE 0 0 24539 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 7164 43501 SH SOLE 0 0 43501 UGI CORP NEW COM 902681105 598 17101 SH SOLE 0 0 17101 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 228 454 SH SOLE 0 0 454 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 254 3066 SH SOLE 0 0 3066 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 374 4243 SH SOLE 0 0 4243 HONEYWELL INTL INC COM 438516106 1486 6985 SH SOLE 0 0 6985 CHEVRON CORP NEW COM 166764100 927 10978 SH SOLE 0 0 10978 ISHARES TR AGGRES ALLOC ETF 464289859 1418 22096 SH SOLE 0 0 22096 3M CO COM 88579Y101 1057 6045 SH SOLE 0 0 6045 EPLUS INC COM 294268107 465 5292 SH SOLE 0 0 5292 CENTERPOINT ENERGY INC COM 15189T107 1250 57744 SH SOLE 0 0 57744 ALPHABET INC CAP STK CL C 02079K107 1319 753 SH SOLE 0 0 753 ISHARES TR S&P SML 600 GWT 464287887 706 6180 SH SOLE 0 0 6180 MOLSON COORS BEVERAGE CO CL B 60871R209 675 14944 SH SOLE 0 0 14944 ISHARES TR MSCI USA MULTIFT 46434V282 7140 189546 SH SOLE 0 0 189546 ROYAL GOLD INC COM 780287108 274 2576 SH SOLE 0 0 2576 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 8924 69970 SH SOLE 0 0 69970 ISHARES TR ROBOTICS ARTIF 46435U556 260 6522 SH SOLE 0 0 6522 ISHARES TR S&P MC 400VL ETF 464287705 585 6780 SH SOLE 0 0 6780 HEWLETT PACKARD ENTERPRISE C COM 42824C109 2323 196043 SH SOLE 0 0 196043 ISHARES TR MSCI ACWI ETF 464288257 1721 18969 SH SOLE 0 0 18969 ISHARES INC CORE MSCI EMKT 46434G103 2695 43447 SH SOLE 0 0 43447 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 570 12815 SH SOLE 0 0 12815 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1155 18776 SH SOLE 0 0 18776 YUM BRANDS INC COM 988498101 5302 48840 SH SOLE 0 0 48840 GIBRALTAR INDS INC COM 374689107 430 5974 SH SOLE 0 0 5974 MONDELEZ INTL INC CL A 609207105 293 5012 SH SOLE 0 0 5012 ISHARES TR CORE INTL AGGR 46435G672 4928 87670 SH SOLE 0 0 87670 ISHARES TR MSCI INTL MULTFT 46434V274 2007 73856 SH SOLE 0 0 73856 INVESCO QQQ TR UNIT SER 1 46090E103 876 2791 SH SOLE 0 0 2791 BROWN FORMAN CORP CL B 115637209 10314 129856 SH SOLE 0 0 129856 STOCK YDS BANCORP INC COM 861025104 318 7864 SH SOLE 0 0 7864 VANGUARD INDEX FDS VALUE ETF 922908744 386 3246 SH SOLE 0 0 3246 ADDUS HOMECARE CORP COM 006739106 470 4011 SH SOLE 0 0 4011 BROWN FORMAN CORP CL A 115637100 10305 140267 SH SOLE 0 0 140267 ISHARES TR NATIONAL MUN ETF 464288414 2400 20480 SH SOLE 0 0 20480 ABM INDS INC COM 000957100 406 10717 SH SOLE 0 0 10717 MCDONALDS CORP COM 580135101 1787 8328 SH SOLE 0 0 8328 GENERAL ELECTRIC CO COM 369604103 5594 517930 SH SOLE 0 0 517930 NEXTERA ENERGY INC COM 65339F101 1299 16837 SH SOLE 0 0 16837 VANGUARD INDEX FDS SM CP VAL ETF 922908611 32498 228522 SH SOLE 0 0 228522 INTERNATIONAL PAPER CO COM 460146103 1290 25935 SH SOLE 0 0 25935 HORMEL FOODS CORP COM 440452100 447 9600 SH SOLE 0 0 9600 KELLOGG CO COM 487836108 683 10977 SH SOLE 0 0 10977 CARDINAL HEALTH INC COM 14149Y108 494 9232 SH SOLE 0 0 9232 ENTERPRISE PRODS PARTNERS L COM 293792107 197 10051 SH SOLE 0 0 10051 PFIZER INC COM 717081103 1817 49359 SH SOLE 0 0 49359 ISHARES TR MSCI USA MIN VOL 46429B697 97939 1442822 SH SOLE 0 0 1442822 WESBANCO INC COM 950810101 422 14096 SH SOLE 0 0 14096 WISDOMTREE TR INTL SMCAP DIV 97717W760 588 8638 SH SOLE 0 0 8638 MERITAGE HOMES CORP COM 59001A102 309 3728 SH SOLE 0 0 3728 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 615 4734 SH SOLE 0 0 4734 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 29622 591143 SH SOLE 0 0 591143 INTERPUBLIC GROUP COS INC COM 460690100 3398 144458 SH SOLE 0 0 144458 ISHARES TR MSCI USA MMENTM 46432F396 116236 720667 SH SOLE 0 0 720667 ISHARES TR CORE S&P TTL STK 464287150 4712 54649 SH SOLE 0 0 54649 ALMADEN MINERALS LTD COM CL B 020283305 7 15000 SH SOLE 0 0 15000 ISHARES TR U.S. TECH ETF 464287721 275 3227 SH SOLE 0 0 3227 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3736 40757 SH SOLE 0 0 40757 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 392 1685 SH SOLE 0 0 1685 ISHARES TR CORE S&P500 ETF 464287200 37582 100116 SH SOLE 0 0 100116 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 398 4999 SH SOLE 0 0 4999 COLGATE PALMOLIVE CO COM 194162103 241 2817 SH SOLE 0 0 2817 EXELON CORP COM 30161N101 683 16183 SH SOLE 0 0 16183 SPDR S&P 500 ETF TR TR UNIT 78462F103 232 3000 SH Call SOLE 0 0 3000 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 235 3391 SH SOLE 0 0 3391 JPMORGAN CHASE & CO COM 46625H100 2750 21638 SH SOLE 0 0 21638 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 7873 222330 SH SOLE 0 0 222330 CHURCHILL DOWNS INC COM 171484108 4528 23246 SH SOLE 0 0 23246 SPDR S&P 500 ETF TR TR UNIT 78462F103 392 3900 SH Call SOLE 0 0 3900 PHILIP MORRIS INTL INC COM 718172109 784 9471 SH SOLE 0 0 9471 WESTERN DIGITAL CORP. COM 958102105 621 11214 SH SOLE 0 0 11214 ISHARES TR RUS MDCP VAL ETF 464287473 232 2389 SH SOLE 0 0 2389 FORD MTR CO DEL COM 345370860 191 21744 SH SOLE 0 0 21744 ABBVIE INC COM 00287Y109 5068 47299 SH SOLE 0 0 47299 APPLE INC COM 037833100 13640 102796 SH SOLE 0 0 102796 HP INC COM 40434L105 3190 129709 SH SOLE 0 0 129709 SPDR S&P 500 ETF TR TR UNIT 78462F103 424 3500 SH Call SOLE 0 0 3500 TREDEGAR CORP COM 894650100 555 33222 SH SOLE 0 0 33222 CVS HEALTH CORP COM 126650100 1240 18157 SH SOLE 0 0 18157 FACEBOOK INC CL A 30303M102 2525 9245 SH SOLE 0 0 9245 OGE ENERGY CORP COM 670837103 493 15481 SH SOLE 0 0 15481 AES CORP COM 00130H105 893 37991 SH SOLE 0 0 37991 TOMPKINS FINL CORP COM 890110109 241 3410 SH SOLE 0 0 3410 SPDR S&P 500 ETF TR TR UNIT 78462F103 659 7500 SH Call SOLE 0 0 7500 VANGUARD INDEX FDS TOTAL STK MKT 922908769 89647 460579 SH SOLE 0 0 460579 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 17049 292894 SH SOLE 0 0 292894 SPDR SER TR PORTFOLI S&P1500 78464A805 5922 128491 SH SOLE 0 0 128491 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 696 7168 SH SOLE 0 0 7168 WESTROCK CO COM 96145D105 1197 27500 SH SOLE 0 0 27500 COSTCO WHSL CORP NEW COM 22160K105 1202 3190 SH SOLE 0 0 3190 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 281 3379 SH SOLE 0 0 3379 WP CAREY INC COM 92936U109 295 4185 SH SOLE 0 0 4185 HANESBRANDS INC COM 410345102 3157 216522 SH SOLE 0 0 216522 ISHARES TR MSCI EAFE ETF 464287465 4682 64167 SH SOLE 0 0 64167 LGI HOMES INC COM 50187T106 350 3304 SH SOLE 0 0 3304 PRUDENTIAL FINL INC COM 744320102 3060 39191 SH SOLE 0 0 39191 AON PLC SHS CL A G0403H108 330 1563 SH SOLE 0 0 1563 ARCHER DANIELS MIDLAND CO COM 039483102 921 18264 SH SOLE 0 0 18264 BOOKING HOLDINGS INC COM 09857L108 292 131 SH SOLE 0 0 131 BANK NEW YORK MELLON CORP COM 064058100 293 6913 SH SOLE 0 0 6913 PAYPAL HLDGS INC COM 70450Y103 491 2096 SH SOLE 0 0 2096 SPDR S&P 500 ETF TR TR UNIT 78462F103 342 3200 SH Call SOLE 0 0 3200 SPDR SER TR BLOMBERG BRC INV 78468R200 459 15003 SH SOLE 0 0 15003 EDISON INTL COM 281020107 2906 46260 SH SOLE 0 0 46260 BLACKROCK INC COM 09247X101 513 711 SH SOLE 0 0 711 BOEING CO COM 097023105 1117 5216 SH SOLE 0 0 5216 TJX COS INC NEW COM 872540109 408 5977 SH SOLE 0 0 5977 SPDR S&P 500 ETF TR TR UNIT 78462F103 209 2700 SH Call SOLE 0 0 2700 VANGUARD INDEX FDS GROWTH ETF 922908736 1829 7218 SH SOLE 0 0 7218 AMERICAN INTL GROUP INC COM NEW 026874784 2534 66931 SH SOLE 0 0 66931 ISHARES TR 0-5 YR TIPS ETF 46429B747 26830 256921 SH SOLE 0 0 256921 ISHARES TR CORE S&P MCP ETF 464287507 40889 177911 SH SOLE 0 0 177911 PROCTER AND GAMBLE CO COM 742718109 6661 47869 SH SOLE 0 0 47869 AMERICAN TOWER CORP NEW COM 03027X100 364 1622 SH SOLE 0 0 1622 WALMART INC COM 931142103 1450 10059 SH SOLE 0 0 10059 FISERV INC COM 337738108 827 7261 SH SOLE 0 0 7261 SPDR SER TR PORTFOLIO S&P400 78464A847 4242 104989 SH SOLE 0 0 104989 GENERAL MLS INC COM 370334104 954 16217 SH SOLE 0 0 16217 ISHARES TR BARCLAYS 7 10 YR 464287440 99697 831152 SH SOLE 0 0 831152 HALLIBURTON CO COM 406216101 256 13563 SH SOLE 0 0 13563 QUALCOMM INC COM 747525103 401 2635 SH SOLE 0 0 2635 ISHARES TR ESG AWR MSCI USA 46435G425 385 4473 SH SOLE 0 0 4473 SPDR S&P 500 ETF TR TR UNIT 78462F103 513 6800 SH Call SOLE 0 0 6800 BANK OZK COM 06417N103 270 8629 SH SOLE 0 0 8629 HILL ROM HLDGS INC COM 431475102 235 2397 SH SOLE 0 0 2397 MEDIFAST INC COM 58470H101 1199 6108 SH SOLE 0 0 6108 ALLEGIANT TRAVEL CO COM 01748X102 256 1354 SH SOLE 0 0 1354 CSX CORP COM 126408103 654 7212 SH SOLE 0 0 7212 HOME DEPOT INC COM 437076102 1761 6629 SH SOLE 0 0 6629