Compliance Associate

0001519611-18-000009.txt : 20180813 0001519611-18-000009.hdr.sgml : 20180813 20180813115155 ACCESSION NUMBER: 0001519611-18-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 EFFECTIVENESS DATE: 20180813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGI Investment Services, LLC CENTRAL INDEX KEY: 0001519611 IRS NUMBER: 271003080 STATE OF INCORPORATION: KY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14480 FILM NUMBER: 181011070 BUSINESS ADDRESS: STREET 1: 2110 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 502-753-0609 MAIL ADDRESS: STREET 1: 2110 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001519611 XXXXXXXX 06-30-2018 06-30-2018 ARGI Investment Services, LLC

2110 HIGH WICKHAM PLACE LOUISVILLE KY 40245

13F HOLDINGS REPORT 028-14480 N Justin Duncan Compliance Associate 5027530609 Justin Duncan Louisville KY 08-13-2018 0 274 1582 false INFORMATION TABLE 2 ARGI_2018_Q2_13F_1.xml SPDR S&P 500 SPY Dec 21 18 225.0 C ETF 78462F103 612 12300 SH Call SOLE 0 0 12300 SPDR S&P 500 SPY Dec 21 18 241.0 C ETF 78462F103 4239 119700 SH Call SOLE 0 0 119700 SPDR S&P 500 SPY Jun 21 19 240.0 C ETF 78462F103 216 5300 SH Call SOLE 0 0 5300 SPDR S&P 500 SPY Jun 21 19 250.0 C ETF 78462F103 224 6800 SH Call SOLE 0 0 6800 3M CO COM Com 88579Y101 671 3481 SH SOLE 0 0 3481 ABBOTT LABS COM Com 002824100 637 10448 SH SOLE 0 0 10448 ABBVIE INC COM ETF 00287Y109 1113 12012 SH SOLE 0 0 12012 ACCENTURE LTD COM Com G1151C101 363 2219 SH SOLE 0 0 2219 AES CORP COM Com 00130H105 4277 318957 SH SOLE 0 0 318957 AGNC INVESTMENT CORP COM Com 00123Q104 581 31253 SH SOLE 0 0 31253 ALLSTATE CORP COM Com 020002101 368 4033 SH SOLE 0 0 4033 ALPHABET INC COM CL A Com 02079K305 358 349 SH SOLE 0 0 349 ALPHABET INC COM CL C Com 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BRANDS INC COM Com 988498101 3722 47581 SH SOLE 0 0 47581 ZIMMER BIOMET HOLDINGS INC COM Com 98956P102 740 6643 SH SOLE 0 0 6643 INVESCO BULSHS 2019 CB ETF ETF 46138J304 510 24311 SH SOLE 0 0 24311 INVESCO BULSHS 2020 CB ETF ETF 46138J502 344 16347 SH SOLE 0 0 16347 INVESCO BULSHS2018 COR ETF ETF 46138J106 461 21782 SH SOLE 0 0 21782 INVESCO EXCHANGE-TRADED FD TR EMRNG MKT SVRG ETF ETF 46138E784 25074 945471 SH SOLE 0 0 945471 INVESCO EXCHANGE-TRADED FD TR NATL AMT MUNI ETF ETF 73936T474 242 9645 SH SOLE 0 0 9645 INVESCO FTSE RAFI 1500 ETF ETF 46137V597 54595 392316 SH SOLE 0 0 392316 INVESCO QQQ TR UNIT SER 1 ETF ETF 46090E103 563 3282 SH SOLE 0 0 3282 INVESCO S&P MDCP400 EQ ETF ETF 739371680 3376 50778 SH SOLE 0 0 50778 INVESCO S&P500 EQL WGT ETF ETF 46137V357 40484 397327 SH SOLE 0 0 397327 ISHARES 0-5 YR TIPS ETF ETF 46429B747 24345 244016 SH SOLE 0 0 244016 ISHARES 1 3 YR TREAS BD ETF ETF 464287457 22488 269736 SH SOLE 0 0 269736 ISHARES AGGRES ALLOC ETF ETF 464289859 445 8324 SH SOLE 0 0 8324 ISHARES BARCLAYS 7 10 YR ETF ETF 464287440 47708 465394 SH SOLE 0 0 465394 ISHARES CORE MSCI EMKT ETF ETF 46434G103 7311 139222 SH SOLE 0 0 139222 ISHARES CORE S&P MCP ETF ETF 464287507 68982 354385 SH SOLE 0 0 354385 ISHARES CORE S&P SCP ETF ETF 464287804 17107 204968 SH SOLE 0 0 204968 ISHARES CORE S&P TTL STK ETF ETF 464287150 21737 347676 SH SOLE 0 0 347676 ISHARES CORE S&P US VLU ETF ETF 464287663 500 9319 SH SOLE 0 0 9319 ISHARES CORE S&P500 ETF ETF 464287200 43715 160099 SH SOLE 0 0 160099 ISHARES CORE US AGGBD ET ETF ETF 464287226 5816 54706 SH SOLE 0 0 54706 ISHARES MIN VOL EMRG MKT ETF ETF 464286533 44501 769377 SH SOLE 0 0 769377 ISHARES MIN VOL USA ETF ETF 46429B697 52973 996485 SH SOLE 0 0 996485 ISHARES MSCI EAFE ETF ETF 464287465 2701 40337 SH SOLE 0 0 40337 ISHARES MSCI EMG MKT ETF ETF 464287234 1511 34878 SH SOLE 0 0 34878 ISHARES RUS 1000 ETF ETF 464287622 253 1664 SH SOLE 0 0 1664 ISHARES RUSSELL 2000 ETF ETF 464287655 1723 10520 SH SOLE 0 0 10520 ISHARES RUSSELL 3000 ETF ETF 464287689 319 1966 SH SOLE 0 0 1966 ISHARES S&P 500 GRWT ETF ETF 464287309 410 2518 SH SOLE 0 0 2518 ISHARES S&P 500 VAL ETF ETF 464287408 457 4152 SH SOLE 0 0 4152 ISHARES S&P MC 400GR ETF ETF 464287606 325 1444 SH SOLE 0 0 1444 ISHARES S&P MC 400VL ETF ETF 464287705 492 3037 SH SOLE 0 0 3037 ISHARES S&P SML 600 GWT ETF ETF 464287887 535 2829 SH SOLE 0 0 2829 ISHARES SELECT DIVID ETF ETF 464287168 950 9721 SH SOLE 0 0 9721 ISHARES SP SMCP600VL ETF ETF 464287879 30460 186563 SH SOLE 0 0 186563 ISHARES TRUST 3 7 YR TREAS BD ETF ETF 464288661 85893 715387 SH SOLE 0 0 715387 ISHARES TRUST INTRMD CR BD ETF ETF 464288638 36153 340293 SH SOLE 0 0 340293 ISHARES TRUST JPMORGAN USD EMG ETF ETF 464288281 235 2198 SH SOLE 0 0 2198 ISHARES TRUST MSCI ACWI ETF ETF 464288257 423 5944 SH SOLE 0 0 5944 ISHARES TRUST MULTIFACTOR INTL ETF ETF 46434V274 1209 43772 SH SOLE 0 0 43772 ISHARES TRUST MULTIFACTOR USA ETF ETF 46434V290 1880 44956 SH SOLE 0 0 44956 ISHARES TRUST MULTIFACTOR USA ETF ETF 46434V282 4695 146866 SH SOLE 0 0 146866 ISHARES TRUST NATIONAL MUN ETF ETF 464288414 3187 29237 SH SOLE 0 0 29237 ISHARES TRUST S&P US PFD STK ETF ETF 464288687 472 12515 SH SOLE 0 0 12515 ISHARES U.S. ENERGY ETF ETF 464287796 316 7546 SH SOLE 0 0 7546 ISHARES U.S. REAL ES ETF ETF 464287739 421 5224 SH SOLE 0 0 5224 ISHARES USA MOMENTUM FCT ETF ETF 46432F396 58163 530202 SH SOLE 0 0 530202 ISHARES USA QUALITY FCTR ETF ETF 46432F339 55714 667639 SH SOLE 0 0 667639 JOHN HANCOCK MULTIFACTOR MI ETF ETF 47804J206 28149 807896 SH SOLE 0 0 807896 JP MORGAN DIV RTN INT EQ ETF ETF 46641Q209 83845 1455640 SH SOLE 0 0 1455640 OPPENHEIMER S&P SMALLCAP 600 ETF ETF 68386C302 1396 19014 SH SOLE 0 0 19014 SPDR DJ GLB RL ES ETF ETF 78463X749 1103 22918 SH SOLE 0 0 22918 SPDR FTSE NUV HGHYLD MUN ETF ETF 78464A284 323 5718 SH SOLE 0 0 5718 SPDR FTSE PORTFOLIO AGRGTE ETF ETF 78464A649 88821 3184608 SH SOLE 0 0 3184608 SPDR FTSE PORTFOLIO SHORT ETF ETF 78464A474 277 9200 SH SOLE 0 0 9200 SPDR FTSE PORTFOLIO TL STK ETF ETF 78464A805 1277 37558 SH SOLE 0 0 37558 SPDR PORTFOLIO DEVLPD ETF ETF 78463X889 831 27345 SH SOLE 0 0 27345 SPDR S&P 500 TR UNIT ETF ETF 78462F103 3219 12344 SH SOLE 0 0 12344 SPDR SERIES TRUST BLOMBERG BRC INV ETF ETF 78468R200 30170 981143 SH SOLE 0 0 981143 SPDR SERIES TRUST NUVEEN BLMBRG SR ETF ETF 78468R739 2561 53359 SH SOLE 0 0 53359 SPDR SERIES TRUST PORTFOLIO SH TSR ETF ETF 78468R101 307 10384 SH SOLE 0 0 10384 VANECK VECTORS AMT FREE INT ETF ETF 92189F544 2757 117057 SH SOLE 0 0 117057 VANECK VECTORS AMT FREE SHORT M ETF ETF 92189F528 1265 73240 SH SOLE 0 0 73240 VANECK VECTORS FALLEN ANGEL HG ETF ETF 92189F437 43979 1533437 SH SOLE 0 0 1533437 VANECK VECTORS HIGH YLD MUN ETF ETF 92189F361 3084 97985 SH SOLE 0 0 97985 VANGUARD ALLWRLD EX US ETF ETF 922042775 6876 132646 SH SOLE 0 0 132646 VANGUARD FTSE DEV MKT ETF ETF 921943858 93875 2189742 SH SOLE 0 0 2189742 VANGUARD FTSE EMR MKT ETF ETF 922042858 51543 1222473 SH SOLE 0 0 1222473 VANGUARD FTSE PACIFIC ETF ETF 922042866 419 5993 SH SOLE 0 0 5993 VANGUARD FTSE SMCAP ETF ETF 922042718 28583 248319 SH SOLE 0 0 248319 VANGUARD GROWTH ETF ETF 922908736 537 3585 SH SOLE 0 0 3585 VANGUARD HIGH DIV YLD ETF ETF 921946406 380 4578 SH SOLE 0 0 4578 VANGUARD INTER TERM TREAS ETF ETF 92206C706 8331 132974 SH SOLE 0 0 132974 VANGUARD INTL BD IDX ETF ETF 92203J407 286 5228 SH SOLE 0 0 5228 VANGUARD MCAP VL IDXVIP ETF ETF 922908512 274 2478 SH SOLE 0 0 2478 VANGUARD MID CAP ETF ETF 922908629 459 3213 SH SOLE 0 0 3213 VANGUARD REAL ESTATE ETF ETF 922908553 15310 187867 SH SOLE 0 0 187867 VANGUARD SHORT TERM TREAS ETF ETF 92206C102 2648 44198 SH SOLE 0 0 44198 VANGUARD SM CP VAL ETF ETF 922908611 22663 167383 SH SOLE 0 0 167383 VANGUARD SMALL CP ETF ETF 922908751 588 3774 SH SOLE 0 0 3774 VANGUARD SML CP GRW ETF ETF 922908595 2850 16212 SH SOLE 0 0 16212 VANGUARD TAX EXEMPT BD ETF ETF 922907746 1910 37484 SH SOLE 0 0 37484 VANGUARD TOTAL BND MRKT ETF ETF 921937835 742 9370 SH SOLE 0 0 9370 VANGUARD TOTAL STK MKT ETF ETF 922908769 66875 478199 SH SOLE 0 0 478199 VANGUARD WORLD FUNDS CONSUM STP ETF ETF 92204A207 1024 7625 SH SOLE 0 0 7625 VANGUARD WORLD FUNDS ENERGY ETF ETF 92204A306 274 2608 SH SOLE 0 0 2608 VANGUARD WORLD FUNDS UTILITIES ETF ETF 92204A876 1326 11439 SH SOLE 0 0 11439 WISDOMTREE INTL SMCAP DIV ETF ETF 97717W760 13673 190036 SH SOLE 0 0 190036 WISDOMTREE US DIVID EX FNCL ETF ETF 97717W406 1434 16498 SH SOLE 0 0 16498 DIVERSIFIED RESTAURANT HOLDINGS INC COM USD0.0001 Com 25532M105 19 15000 SH SOLE 0 0 15000