0001519611-13-000005.txt : 20130819 0001519611-13-000005.hdr.sgml : 20130819 20130819102507 ACCESSION NUMBER: 0001519611-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130819 EFFECTIVENESS DATE: 20130819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGI Investment Services, LLC CENTRAL INDEX KEY: 0001519611 IRS NUMBER: 271003080 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14480 FILM NUMBER: 131047223 BUSINESS ADDRESS: BUSINESS PHONE: 502-753-0609 MAIL ADDRESS: STREET 1: 1914 STANLEY GAULT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40202 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001519611 XXXXXXXX 06-30-2013 06-30-2013 true 1 RESTATEMENT ARGI Investment Services, LLC

1914 STANLEY GAULT PARKWAY LOUISVILLE KY 40202

13F HOLDINGS REPORT 028-14480 N Janice Peebles Janice Peebles Janice Peebles Louisville KY 08-19-2013 0 132 486842 false INFORMATION TABLE 2 aisjune30_1.xml REVISED FORM 13F (JUNE 30, 2013) APPLE INC COMMON 37833100 1380 3482 SH SOLE 0 0 0 3482 ISHARES MSCI ALL (EX JPN) ETF 464288182 561 10250 SH SOLE 0 0 0 10250 ABBVIE INC COMMON 00287Y109 319 7709 SH SOLE 0 0 0 7709 ABBOTT LABS COMMON 2824100 702 20136 SH SOLE 0 0 0 20136 ALLIANCEBERNSTEIN INCOME ETF 00142J362 250 33487 SH SOLE 0 0 0 33487 ARCHER DANIELS MIDLAND CO ETF 39483102 448 13208 SH SOLE 0 0 0 13208 ISHARES CORE U.S. BOND ETF 464287226 1060 9887 SH SOLE 0 0 0 9887 ISHARES S&P ASIA 50 INDEX ETF 464288430 395 9303 SH SOLE 0 0 0 9303 ALPS TRUST ETF 00162Q866 722 40450 SH SOLE 0 0 0 40450 APACHE CORP COMMON 37411105 344 4105 SH SOLE 0 0 0 4105 BOEING CO COMMON 097023105 201 1967 SH SOLE 0 0 0 1967 BAXTER INTERNATIONAL INC COMMON 071813109 223 3225 SH SOLE 0 0 0 3225 BUNGE LTD COMMON G16962105 431 6087 SH SOLE 0 0 0 6087 VANGUARD TOTAL BOND MKT ETF 921937835 1452 17958 SH SOLE 0 0 0 17958 PEABODY ENERGY CORP COMMON 70454904 210 14318 SH SOLE 0 0 0 14318 CATERPILLAR INC COMMON 149123101 607 7354 SH SOLE 0 0 0 7354 CHUBB CORP COMMON 171232101 421 4972 SH SOLE 0 0 0 4972 COMMUNITY BANK SHARES/IN COMMON 203599105 219 11751 SH SOLE 0 0 0 11751 CF INDUSTRIES HOLDINGS INC COMMON 125269100 375 2188 SH SOLE 0 0 0 2188 CINCINNATI FINANCIAL CORP COMMON 172062101 329 7156 SH SOLE 0 0 0 7156 ISHARES BRCLYS INT CREDIT ETF 464288638 39474 366453 SH SOLE 0 0 0 366453 CONOCOPHILLIPS CORP COMMON 20825C104 577 9535 SH SOLE 0 0 0 9535 CISCO SYSTEMS INC COMMON 17275R102 391 16058 SH SOLE 0 0 0 16058 ISHARES BRCLYS 1-3 YEAR BD ETF 464288646 5141 48952 SH SOLE 0 0 0 48952 CHEVRON CORP COMMON 166764100 1077 9102 SH SOLE 0 0 0 9102 PSHARES COMMODITY ETF 73935S105 2145 85372 SH SOLE 0 0 0 85372 DU PONT E I DE NEMOURS COMMON 263534109 348 6625 SH SOLE 0 0 0 6625 WISDOMTREE EMERG MKTS EQ ETF 97717W315 249 5162 SH SOLE 0 0 0 5162 WALT DISNEY CO COMMON 254687106 379 6008 SH SOLE 0 0 0 6008 WISDOMTREE DVD EX-FIN ETF 97717W406 1885 30272 SH SOLE 0 0 0 30272 ISHARES MSCI EMERGING MKTS ETF 464287234 2316 60121 SH SOLE 0 0 0 60121 ISHARES MSCI EAFE INDEX ETF 464287465 899 15695 SH SOLE 0 0 0 15695 ISHARES MSCI GWTH IDX FD ETF 464288885 815 13198 SH SOLE 0 0 0 13198 ENTERGY CORP COMMON 29364G103 402 5775 SH SOLE 0 0 0 5775 ISHARES MSCI CANADA ETF 464286509 338 12884 SH SOLE 0 0 0 12884 ISHARES MSCI GERMANY ETF 464286806 10878 440406 SH SOLE 0 0 0 440406 GUGGENHEIM RUSSELL MCAP ETF 78355W577 25802 640401 SH SOLE 0 0 0 640401 ISHARES MSCI Uk ETF 464286699 11631 658624 SH SOLE 0 0 0 658624 FORD MOTOR COMMON 345370860 986 63726 SH SOLE 0 0 0 63726 FREEPORT MCMORAN COMMON 35671D857 373 13513 SH SOLE 0 0 0 13513 GREENHAVEN COMMODITY ETF 395258106 14309 554833 SH SOLE 0 0 0 554833 GENERAL DYNAMICS CORP COMMON 369550108 473 6043 SH SOLE 0 0 0 6043 GENERAL ELECTRIC CO COMMON 369604103 11233 484398 SH SOLE 0 0 0 484398 SPDR GOLD TR GOLD SHS ETF 78463V107 312 2620 SH SOLE 0 0 0 2620 CORNING INC COMMON 219350105 390 27416 SH SOLE 0 0 0 27416 HALLIBURTON CO COMMON 406216101 522 12503 SH SOLE 0 0 0 12503 HEWLETT PACKARD CO COMMON 428236103 388 15648 SH SOLE 0 0 0 15648 HOSPIRA INC COMMON 441060100 203 5300 SH SOLE 0 0 0 5300 HUMANA INC COMMON 444859102 963 11415 SH SOLE 0 0 0 11415 ISHARES IBOXX HI YIELD CAP ETF 464288513 2015 22169 SH SOLE 0 0 0 22169 INTL BUSINESS MACHINES ETF 459200101 1204 6300 SH SOLE 0 0 0 6300 ISHARES MSCI ETF 46434G103 835 18119 SH SOLE 0 0 0 18119 ISHARES CORE S&P MID-CAP ETF 464287507 1705 14764 SH SOLE 0 0 0 14764 ISHARES S&P MDCP 400 VALUE ETF 464287705 327 3225 SH SOLE 0 0 0 3225 ISHARES S&P MIDCAP 400 ETF 464287606 203 1579 SH SOLE 0 0 0 1579 ISHARES CORE S&P SCAP ETF 464287804 1738 19244 SH SOLE 0 0 0 19244 ISHARES S&P SCAP 600 ETF 464287879 19224 205737 SH SOLE 0 0 0 205737 ISHARES S&P SCAP 600 GRW ETF 464287887 1518 15647 SH SOLE 0 0 0 15647 INTEL CORP COMMON 458140100 636 26237 SH SOLE 0 0 0 26237 MKT V. INTERMEDIATE MUNI ETF 57060U845 343 15556 SH SOLE 0 0 0 15556 ISHARES S&P 500 VALUE ETF 464287408 300 3956 SH SOLE 0 0 0 3956 ISHARES CORE S&P 500 ETF 464287200 33077 205599 SH SOLE 0 0 0 205599 ISHARES S&P 500 GROWTH ETF 464287309 235 2795 SH SOLE 0 0 0 2795 ISHARES RUSSELL 1000 ETF 464287622 383 4254 SH SOLE 0 0 0 4254 ISHARES DJ US ENERRGY ETF 464287796 262 5892 SH SOLE 0 0 0 5892 ISHARES DJ US REAL ESTATE ETF 464287739 473 7119 SH SOLE 0 0 0 7119 JOHNSON & JOHNSON COMMON 478160104 346 4027 SH SOLE 0 0 0 4027 SPDR BRCLYS HIGH YLD BOND ETF 78464A417 16368 414492 SH SOLE 0 0 0 414492 JP MORGAN CHASE COMMON 46625H100 762 14443 SH SOLE 0 0 0 14443 COCA COLA CO COMMON 191216100 527 13132 SH SOLE 0 0 0 13132 KRAFT FOODS GROUP INC COMMON 50076Q106 313 5594 SH SOLE 0 0 0 5594 ISHARES IBOXX & INVTOP INV ETF 464287242 2171 19106 SH SOLE 0 0 0 19106 ISHARES BRCLYS MBS BOND ETF 464288588 1997 18975 SH SOLE 0 0 0 18975 MCDONALDS CORP COMMON 580135101 336 3391 SH SOLE 0 0 0 3391 MONDELEZ INTL INC COMMON 609207105 323 11308 SH SOLE 0 0 0 11308 ALTRIA GROUP INC COMMON 02209S103 538 15384 SH SOLE 0 0 0 15384 THE MOSAIC CO. COMMON 61945C103 363 6753 SH SOLE 0 0 0 6753 MARATHON PETE CORP COMMON 56585A102 333 4679 SH SOLE 0 0 0 4679 MERCK & CO INC. COMMON 589331107 505 10866 SH SOLE 0 0 0 10866 MICROSOFT CORP COMMON 594918104 363 10515 SH SOLE 0 0 0 10515 ISHARES S&P NATL MUNI BD FD ETF 464288414 471 4482 SH SOLE 0 0 0 4482 NEXTERA ENERGY INC COMMON 65339F101 316 3877 SH SOLE 0 0 0 3877 NEWMONT MINING CORP COMMON 651639106 438 14626 SH SOLE 0 0 0 14626 ORACLE CORP COMMON 68389X105 321 10444 SH SOLE 0 0 0 10444 OCCIDENTAL PETROLEUM COMMON 674599105 453 5078 SH SOLE 0 0 0 5078 PSHARES EMG MKTS SOV DEB ETF 73936T573 13139 481093 SH SOLE 0 0 0 481093 PEPSICO INC COMMON 713448108 494 6044 SH SOLE 0 0 0 6044 PFIZER INC COMMON 717081103 404 14412 SH SOLE 0 0 0 14412 ISHARES US PFD STOCK ETF 464288687 657 16725 SH SOLE 0 0 0 16725 PROCTER GAMBLE CO COMMON 742718109 4146 53851 SH SOLE 0 0 0 53851 POWERSHARES PFD PORT ETF 73936T565 462 32351 SH SOLE 0 0 0 32351 PHILIP MORRIS INTL COMMON 718172109 974 11249 SH SOLE 0 0 0 11249 PSHARES 1500 SMALL-MID ETF 73935X567 380 4688 SH SOLE 0 0 0 4688 PHILLIPS 66 COMMON 718546104 503 8537 SH SOLE 0 0 0 8537 PSHARES INSRD NATL MUNI ETF 73936T474 271 11350 SH SOLE 0 0 0 11350 QUALCOMM INC COMMON 747525103 421 6890 SH SOLE 0 0 0 6890 GUGGENHEIM S&P 500 ETF 78355W106 1947 31781 SH SOLE 0 0 0 31781 RAYTHEON CO COMMON 755111507 462 6982 SH SOLE 0 0 0 6982 SPDR GLOBAL REAL ESTATE ETF 78463X749 25188 598443 SH SOLE 0 0 0 598443 SCH US REIT ETF 80852487 511 15925 SH SOLE 0 0 0 15925 ISHARES BRCLYS SHORT T-BD ETF 464288679 816 7406 SH SOLE 0 0 0 7406 ISHARES BRCLYS1-3 YR TRS ETF 464287457 582 6905 SH SOLE 0 0 0 6905 MKT V. SHORT MUNI INDEX ETF 57060U803 767 43818 SH SOLE 0 0 0 43818 S P D R S&P 500 TR ETF 78462F103 298 1865 SH SOLE 0 0 0 1865 ISHARES MSCI 0-5 YR TIPS ETF 46429B747 46447 461337 SH SOLE 0 0 0 461337 AT&T INC COMMON 00206R102 427 12057 SH SOLE 0 0 0 12057 ISHARES BRCLYS TIPS BOND ETF 464287176 1653 14754 SH SOLE 0 0 0 14754 THERMO FISHER SCIENTIFIC COMMON 883556102 262 3100 SH SOLE 0 0 0 3100 THE TRAVELERS COMPANIES COMMON 89417E109 313 3920 SH SOLE 0 0 0 3920 UNITED PARCEL SERVICE CL B COMMON 911312106 881 10186 SH SOLE 0 0 0 10186 US BANCORP COMMON 902973304 400 11066 SH SOLE 0 0 0 11066 US COMMODITY INDEX ETF 911717106 298 5576 SH SOLE 0 0 0 5576 VISA INC CLASS A COMMON 92826C839 324 1775 SH SOLE 0 0 0 1775 VANGUARD US SCAP GROWTH ETF 922908595 16901 164179 SH SOLE 0 0 0 164179 VANGUARD US SCAP VALUE ETF 922908611 2182 26069 SH SOLE 0 0 0 26069 VANGUARD CONS. STAPLES ETF 92204A207 15113 148170 SH SOLE 0 0 0 148170 VANGUARD INTL EQUITY INDEX ETF 922042775 7906 178796 SH SOLE 0 0 0 178796 VANGUARD REIT INDEX ETF 922908553 2758 40137 SH SOLE 0 0 0 40137 VANGUARD US MCAP GROWTH ETF 922908538 233 2978 SH SOLE 0 0 0 2978 VANGUARD FTSE PACIFIC ETF 922042866 19574 350607 SH SOLE 0 0 0 350607 VANGUARD UTILITIES INDEX ETF 92204A876 14379 174950 SH SOLE 0 0 0 174950 VANGUARD TOTAL STK MKT ETF 922908769 36519 441742 SH SOLE 0 0 0 441742 VANGUARD US LCAP GRW ETF 922908736 208 2657 SH SOLE 0 0 0 2657 VANGUARD EMERG. MKTS ETF 922042858 24031 619430 SH SOLE 0 0 0 619430 VERIZON COMMUNICATIONS COMMON 92343V104 309 6135 SH SOLE 0 0 0 6135 WESTERN DIGITAL CORP COMMON 958102105 525 8449 SH SOLE 0 0 0 8449 WESTERN ASSET CLAYMORE ETF 95766R104 324 27325 SH SOLE 0 0 0 27325 WAL-MART STORES COMMON 931142103 246 3308 SH SOLE 0 0 0 3308 SPDR TECHNOLOGY SELECT ETF 81369Y803 208 6800 SH SOLE 0 0 0 6800 EXXON MOBIL COMMON 30231G102 1730 19148 SH SOLE 0 0 0 19148 XEROX CORP COMMON 984121103 430 47417 SH SOLE 0 0 0 47417 YUM! BRANDS INC COMMON 988498101 2569 37043 SH SOLE 0 0 0 37043