EDGAR Filing Documents for 0001144204-12-059771

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001144204-12-059771

Filing Date

2012-11-06

Accepted

2012-11-06 16:55:54

Documents

Period of Report

2012-11-05

Document Format Files

Seq	Description	Document	Type	Size
1	OWNERSHIP DOCUMENT	v327578_4.html	4
1	OWNERSHIP DOCUMENT	v327578_4.xml	4	3866
	Complete submission text file	0001144204-12-059771.txt		5315

Mailing Address 100 PARK AVE. 16TH FLOOR. NEW YORK NY 10017

Business Address 100 PARK AVE. 16TH FLOOR. NEW YORK NY 10017 212-984-0635

IRS No.: 510662991 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 6221 Commodity Contracts Brokers & Dealers

Mailing Address 41 UNIVERSITY DRIVE SUITE 400 NEWTOWN PA 18940

Business Address

Type: 4 | Act: 34 | File No.: 000-54391 | Film No.: 121183869