0001213900-19-003352.txt : 20190228
0001213900-19-003352.hdr.sgml : 20190228
20190228215204
ACCESSION NUMBER: 0001213900-19-003352
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190228
DATE AS OF CHANGE: 20190228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNESSY DANIEL J
CENTRAL INDEX KEY: 0001519536
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 19646528
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hennessy Capital Partners IV LLC
CENTRAL INDEX KEY: 0001750196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 19646529
BUSINESS ADDRESS:
STREET 1: 3485 N PINES WAY SUITE 110
CITY: WILSON
STATE: WY
ZIP: 83014
BUSINESS PHONE: 3077344849
MAIL ADDRESS:
STREET 1: 3485 N PINES WAY SUITE 110
CITY: WILSON
STATE: WY
ZIP: 83014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hennessy Capital LLC
CENTRAL INDEX KEY: 0001597166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 19646530
BUSINESS ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
STREET 2: SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-876-1956
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
STREET 2: SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hennessy Capital Acquisition Corp IV
CENTRAL INDEX KEY: 0001750153
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 831476189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3485 N PINES WAY SUITE 110
CITY: WILSON
STATE: WY
ZIP: 83014
BUSINESS PHONE: 3077344849
MAIL ADDRESS:
STREET 1: 3485 N PINES WAY SUITE 110
CITY: WILSON
STATE: WY
ZIP: 83014
3
1
ownership.xml
X0206
3
2019-02-28
0
0001750153
Hennessy Capital Acquisition Corp IV
HCACU
0001519536
HENNESSY DANIEL J
C/O HENNESSY CAPITAL ACQ. CORP. IV
3485 N. PINES WAY, SUITE 110
WILSON
WY
83014
1
1
1
0
Chief Executive Officer
0001750196
Hennessy Capital Partners IV LLC
3485 N. PINES WAY, SUITE 110
WILSON
WY
83014
0
0
1
0
0001597166
Hennessy Capital LLC
3485 N. PINES WAY, SUITE 110
WILSON
WY
83014
0
0
1
0
Class B Common Stock
Class A Common Stock
5656820
I
See footnote
As described in the registrant's registration statement on Form S-1 (File No. 333-229608) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
These shares of Class B common stock are held by Hennessy Capital Partners IV LLC ("HCP"), acquired pursuant to a subscription agreement dated as of August 16, 2018 by and among HCP and the registrant. Daniel J. Hennessy, the Chairman and Chief Executive Officer of the registrant, is the sole managing member of Hennessy Capital LLC, the sole managing member of HCP. Mr. Hennessy has sole voting and dispositive control over the shares held by HCP and may be deemed the beneficial owner of such shares. These shares include an aggregate of 847,171 shares that are subject to forfeiture to the extent that the underwriters do not exercise their over-allotment option in connection with the registrant's initial public offering in full. Mr. Hennessy disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.
/s/ Daniel J. Hennessy
2019-02-28
/s/ Daniel J. Hennessy, the Managing Member of Hennessy Capital LLC
2019-02-28
/s/ Daniel J. Hennessy, the Managing Member of Hennessy Capital LLC, the Managing Member of Hennessy Capital Partners IV LLC
2019-02-28