0001213900-14-000300.txt : 20140116 0001213900-14-000300.hdr.sgml : 20140116 20140116214915 ACCESSION NUMBER: 0001213900-14-000300 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140116 FILED AS OF DATE: 20140116 DATE AS OF CHANGE: 20140116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hennessy Capital Acquisition Corp. CENTRAL INDEX KEY: 0001589526 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0913 BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE SUITE 3175 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-876-1956 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE SUITE 3175 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hennessy Capital LLC CENTRAL INDEX KEY: 0001597166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36267 FILM NUMBER: 14533471 BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 3175 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-876-1956 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 3175 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNESSY DANIEL J CENTRAL INDEX KEY: 0001519536 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36267 FILM NUMBER: 14533472 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 3 1 f3011614daniel_hennessy.xml OWNERSHIP DOCUMENT X0206 3 2014-01-16 0 0001589526 Hennessy Capital Acquisition Corp. HCAC 0001519536 HENNESSY DANIEL J 10 SOUTH WACKER DR., SUITE 3175 CHICAGO IL 60606 1 1 1 0 CEO & Chairman 0001597166 Hennessy Capital LLC 10 SOUTH WACKER DRIVE SUITE 3175 CHICAGO IL 60606 0 0 1 0 Common Stock 2675000 I See footnote These shares represent common stock held by Hennessy Capital Partners I LLC, acquired pursuant to a certain Securities Subscription Agreement dated as of September 24, 2013 by and among HCP I LLC and the Company. Daniel J. Hennessy, the Chairman and Chief Executive Officer of the Company, is the sole managing member of Hennessy Capital LLC, the managing member of HCP I LLC. Mr. Hennessy may be deemed the beneficial owner of the securities held by HCP I LLC and has sole voting and dispositive control over such securities. These shares include an aggregate of 375,000 shares that are subject to forfeiture to the extent that the underwriter's overallotment option in the Company's initial public offering is not exercised and between 625,000 and 718,750 shares which are subject to forfeiture four years following the Company's initial business combination in the event a certain price target is not met. Mr. Hennessy disclaims beneficial ownership over any securities owned by Hennessy Capital Partners I LLC in which he does not have any pecuniary interest. These shares represent common stock held by Hennessy Capital Partners I LLC, acquired pursuant to a certain Securities Subscription Agreement dated as of September 24, 2013 by and among Hennessy Capital Partners I LLC and the Company. Hennessy Capital LLC is the managing member of Hennessy Capital Partners I LLC. Hennessy Capital LLC may be deemed the beneficial owner of the securities held by Hennessy Capital Partners I LLC and has sole voting and dispositive control over such securities. These shares include an aggregate of 375,000 shares that are subject to forfeiture to the extent that the underwriter's overallotment option in the Company's initial public offering is not exercised and between 625,000 and 718,750 shares which are subject to forfeiture four years following the Company's initial business combination in the event a certain price target is not met. Hennessy Capital LLC disclaims beneficial ownership over any securities owned by Hennessy Capital Partners I LLC in which it does not have any pecuniary interest. /s/ Daniel J. Hennessy 2014-01-16 /s/ Daniel J. Hennessy Managing Member of Hennessy Capital LLC 2014-01-16