0001213900-14-000300.txt : 20140116
0001213900-14-000300.hdr.sgml : 20140116
20140116214915
ACCESSION NUMBER: 0001213900-14-000300
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140116
FILED AS OF DATE: 20140116
DATE AS OF CHANGE: 20140116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hennessy Capital Acquisition Corp.
CENTRAL INDEX KEY: 0001589526
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0913
BUSINESS ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-876-1956
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hennessy Capital LLC
CENTRAL INDEX KEY: 0001597166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36267
FILM NUMBER: 14533471
BUSINESS ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
STREET 2: SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-876-1956
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
STREET 2: SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNESSY DANIEL J
CENTRAL INDEX KEY: 0001519536
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36267
FILM NUMBER: 14533472
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
3
1
f3011614daniel_hennessy.xml
OWNERSHIP DOCUMENT
X0206
3
2014-01-16
0
0001589526
Hennessy Capital Acquisition Corp.
HCAC
0001519536
HENNESSY DANIEL J
10 SOUTH WACKER DR., SUITE 3175
CHICAGO
IL
60606
1
1
1
0
CEO & Chairman
0001597166
Hennessy Capital LLC
10 SOUTH WACKER DRIVE
SUITE 3175
CHICAGO
IL
60606
0
0
1
0
Common Stock
2675000
I
See footnote
These shares represent common stock held by Hennessy Capital Partners I LLC, acquired pursuant to a certain Securities Subscription Agreement dated as of September 24, 2013 by and among HCP I LLC and the Company. Daniel J. Hennessy, the Chairman and Chief Executive Officer of the Company, is the sole managing member of Hennessy Capital LLC, the managing member of HCP I LLC. Mr. Hennessy may be deemed the beneficial owner of the securities held by HCP I LLC and has sole voting and dispositive control over such securities. These shares include an aggregate of 375,000 shares that are subject to forfeiture to the extent that the underwriter's overallotment option in the Company's initial public offering is not exercised and between 625,000 and 718,750 shares which are subject to forfeiture four years following the Company's initial business combination in the event a certain price target is not met.
Mr. Hennessy disclaims beneficial ownership over any securities owned by Hennessy Capital Partners I LLC in which he does not have any pecuniary interest.
These shares represent common stock held by Hennessy Capital Partners I LLC, acquired pursuant to a certain Securities Subscription Agreement dated as of September 24, 2013 by and among Hennessy Capital Partners I LLC and the Company. Hennessy Capital LLC is the managing member of Hennessy Capital Partners I LLC. Hennessy Capital LLC may be deemed the beneficial owner of the securities held by Hennessy Capital Partners I LLC and has sole voting and dispositive control over such securities. These shares include an aggregate of 375,000 shares that are subject to forfeiture to the extent that the underwriter's overallotment option in the Company's initial public offering is not exercised and between 625,000 and 718,750 shares which are subject to forfeiture four years following the Company's initial business combination in the event a certain price target is not met.
Hennessy Capital LLC disclaims beneficial ownership over any securities owned by Hennessy Capital Partners I LLC in which it does not have any pecuniary interest.
/s/ Daniel J. Hennessy
2014-01-16
/s/ Daniel J. Hennessy Managing Member of Hennessy Capital LLC
2014-01-16