0001640334-24-000287.txt : 20240220 0001640334-24-000287.hdr.sgml : 20240220 20240220183813 ACCESSION NUMBER: 0001640334-24-000287 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240212 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Stephen P CENTRAL INDEX KEY: 0001586456 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41959 FILM NUMBER: 24655604 MAIL ADDRESS: STREET 1: 1911 WALKER AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SolarMax Technology, Inc. CENTRAL INDEX KEY: 0001519472 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 262028786 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3080 12TH STREET CITY: RIVERSIDE STATE: CA ZIP: 92507 BUSINESS PHONE: (951) 300-0788 MAIL ADDRESS: STREET 1: 3080 12TH STREET CITY: RIVERSIDE STATE: CA ZIP: 92507 3 1 form3.xml FORM 3 X0206 3 2024-02-12-05:00 0 0001519472 SolarMax Technology, Inc. SMXT 0001586456 Brown Stephen P 3080 12TH STREET RIVERSIDE CA 92507 false true false false Chief Financial Officer Common stock, par value $0.001 per share 0 D Stock Option 5.01 Common Stock 199736 D The stock option is a non-qualified stock option granted pursuant to the Company's 2016 Equity Incentive Plan, and is exercisable as to 149,802 shares and becomes exercisable as to the remaining shares on the closing date of the Company's initial public offering. The option expires on April 30, 2027. /s/ Stephen Brown 2024-02-20-05:00