8-A12B 1 solarmax_8a12b.htm FORM 8-A12B solarmax_8a12b.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

SolarMax Technology, Inc.

(Exact name of registrant as specified in its charter)

  

Nevada

 

26-2028786

(State or other jurisdiction of 

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

 

3080 12th Street, Riverside, California

 

92507

(Address of principal executive offices)

 

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be registered

 

Name of each exchange on which

each class is to be registered

Common Stock, par value $0.001 per share

 

The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.   ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.   ☐

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.   ☐

 

Securities Act Registration Statement or Regulation A offering statement file number to which this form relates: 333-266206

 

Securities to be registered pursuant to Section 12(g) of the Act:

None

 

(Title of Class)

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The securities to be registered hereby are the shares of common stock of SolarMax Technology, Inc. (the “Company”). The description of the common stock contained in the section entitled “Description of Capital Stock” in the prospectus included in the Company’s Registration Statement on Form S-1 (File No. 333-266206) filed with the U.S. Securities and Exchange Commission on July 19, 2022, as amended from time to time (the “Registration Statement”), to which this Form 8-A relates, is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that is subsequently filed is also incorporated by reference herein.

 

Item 2. Exhibits.

 

Pursuant to the instructions for Form 8-A, no exhibits are required to be filed as part of this registration statement because no other securities of the Company are registered on the Nasdaq Stock Market LLC, and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended. 

 

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Company has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

SolarMax Technology, Inc.

 

 

 

 

 

By:

/s/ David Hsu

 

 

 

David Hsu

 

 

 

Chief Executive Officer

 

 

Dated: February 12, 2024

 

 

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