EX-FILING FEES 6 solarmax_ex107.htm FILING FEE TABLE solarmax_ex107.htm

EXHIBIT 107

 

Calculation of Filing Fee Table

 

Form S-1

 

SolarMax Technology, Inc.

 

 Table 1.  Newly Registered and Carry Forward Securities

 

 

 

Security Type

 

Security

Class

Title

 

Fee Calculation or Carry Forward Rule

 

 

Amount

Registered

 

 

Proposed

Maximum

Offering

Price Per

Security (1)

 

 

Proposed

Maximum

Aggregate

Offering

Price (1)

 

 

Fee Rate 

 

 

Amount of Registration

Fee

 

Fees to Be Paid

 

Equity

 

Common Stock, par value $0.001 per share(2)

 

 

457

(a)

 

5,175,000

shares

 

 

$

4.00

 

 

$

20,700,000

 

 

 

.0000927

 

 

$

1,918.89

 

Fees to Be Paid

 

Other

 

Underwriter Warrants(3)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

0.00

 

Fees to Be Paid

 

Equity

 

Common Stock issuable upon exercise of Underwriter Warrants(3)

 

 

457

(a)

 

414,000

shares

 

 

 

4.80

 

 

 

1,987,200

 

 

 

.0000927

 

 

 

184.21

 

Fees Previously Paid

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3,198.15

 

 

Carry Forward Securities: None

 

Total Offering Amounts

 

$ 22,687,200

 

 

$ 2,103.10

 

Total Fees Previously Paid

 

 

 

 

 

$ 3,505.17 (4)

Total Fee Offsets

 

 

 

 

 

$ 0

 

Net Fee Due

 

 

 

 

 

$ 0

 

 

(1)

Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(a) promulgated under the Securities Act of 1933, as amended. Pursuant to Rule 416 under the Securities Act, this registration statement also includes any additional shares of common stock that shall become issued to prevent dilution resulting from stock splits, stock dividends or similar transactions.

(2)

Includes 675,000 shares of common stock issuable upon exercise of the underwriters’ overallotment option.

(3)

We have agreed to issue, on the closing date of this offering, warrants to the representative of the underwriters, ViewTrade Securities, Inc., to purchase up to an amount equal to 8% of the aggregate number of shares of common stock sold by us in this offering, inclusive of the underwriters’ over-allotment option. The exercise price of the underwriter warrants is equal to 120% of the initial public offering price of our common stock offered hereby. The underwriter warrants are exercisable for a period of five years from the commencement of sales of this offering. Pursuant to Rule 457(g), the filing fee is based on the exercise price of the warrants.

(4)

$3,465.13 was paid with the initial filing and $40.04 was paid with amendment no. 1.

 

 

1

 

  

Table 2.  Fee Offset Claims and Sources

Rule 457(p)

 

 

 

Registrant

 

Form

 

File No.

 

Initial Filing Date

 

Filing Date

 

Fee

Offset Claimed

 

Security Type

Associated

with Fee

Offset

Claimed

 

Security Title

Associated

with Fee

Offset

Claimed

 

Unsold Securities

Associated

with Fee

Offset

Claimed

 

Unsold Aggregate

Offering

Amount

Associated

with Fee

Offset

Claimed 

 

Fee Paid with Fee

Offset Source

Fee Offset Claims

 

SolarMax Technology, Inc.

 

S-1

 

333-229005 (1)

 

12/24/2018/

 

 

 

$ 3,171.32

 

Common Stock, par value $0.001 per share

 

Common Stock, par value $0.001 per share

 

3,690,000

 

$ 26,166,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fee Offset Sources

 

SolarMax Technology, Inc.

 

S-1

 

333-229005 (1)

 

 

 

12/24/2018

 

 

 

 

 

 

 

 

 

 

 

$ 3,171.32

 

(1) On December 24, 2018, the registrant filed a registration statement on Form S-1 (File No. 333-229005), as amended (the “Prior Registration Statement”), and paid a registration fee of $3,171.32. The Prior Registration Statement was not declared effective, and no securities were sold thereunder. The Prior Registration Statement was withdrawn by filing a Form RW on October 28, 2020.

 

 

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