0001519418-19-000005.txt : 20190214
0001519418-19-000005.hdr.sgml : 20190214
20190214094337
ACCESSION NUMBER: 0001519418-19-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14519
FILM NUMBER: 19601714
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001519418
XXXXXXXX
12-31-2018
12-31-2018
Horizon Kinetics LLC
470 PARK AVENUE SOUTH
4TH FLOOR SOUTH
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-14519
N
Jay Kesslen
General Counsel
646-867-1176
Jay Kesslen
New York
NY
02-14-2019
4
691
3062452
false
1
0001056823
028-06986
HORIZON ASSET MANAGEMENT LLC
2
0001011814
028-05163
KINETICS ASSET MANAGEMENT LLC
3
0001527271
028-14521
Kinetics Advisers, LLC
4
0000019481
028-00085
Virtus Investment Advisers, Inc.
INFORMATION TABLE
2
form13fhr-infoTable.xml
3M CO
COM
88579Y101
379
1987
SH
DFND
1
1987
0
0
A T & T INC
COM
00206R102
451
15787
SH
DFND
1
15787
0
0
ABB LTD
SPONSORED ADR
000375204
293
15400
SH
DFND
1
15400
0
0
ABBOTT LABS
COM
002824100
1612
22284
SH
DFND
1
22284
0
0
ABBVIE INC
COM
00287Y109
1808
19609
SH
DFND
1
19609
0
0
ABBVIE INC
COM
00287Y109
922
10000
SH
DFND
2
10000
0
0
AFLAC INC
COM
001055102
269
5900
SH
DFND
1
5900
0
0
AIR LEASE CORP
CL A
00912X302
299
9885
SH
OTR
4
0
9885
0
AKEBIA THERAPEUTICS INC
COM
00972D105
749
135517
SH
DFND
1
135517
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
54
37620
SH
DFND
1
37620
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
253
1844
SH
DFND
1
1844
0
0
ALICO INC
COM
016230104
873
29600
SH
DFND
1
29600
0
0
ALKERMES PLC
COM
G01767105
620
21000
SH
DFND
2
21000
0
0
ALLEGHANY CORP DEL
COM
017175100
4114
6600
SH
DFND
1
6600
0
0
ALPHABET INC
CL A
02079K305
4074
3899
SH
DFND
1
3899
0
0
ALPHABET INC
CL A
02079K305
3508
3357
SH
DFND
2
3357
0
0
ALPHABET INC
CL C
02079K107
3644
3519
SH
DFND
1
3519
0
0
ALPHABET INC
CL C
02079K107
3477
3357
SH
DFND
2
3357
0
0
ALPHABET INC
CL C
02079K107
321
310
SH
OTR
4
0
310
0
ALTRIA GROUP INC
COM
02209S103
1662
33646
SH
DFND
1
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0
0
AMAZON COM INC
COM
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670
446
SH
DFND
1
446
0
0
AMAZON COM INC
COM
023135106
320
213
SH
OTR
4
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213
0
AMC NETWORKS INC
CL A
00164V103
19779
360409
SH
DFND
1
360409
0
0
AMC NETWORKS INC
CL A
00164V103
20
371
SH
DFND
2
371
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0
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CL A
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322
5876
SH
OTR
4
0
5876
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
339
17540
SH
OTR
4
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17540
0
AMERICAN EXPRESS COMPANY
COM
025816109
1106
11603
SH
DFND
1
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0
0
AMERICAN FINL GROUP INC
COM
025932104
321
3544
SH
OTR
4
0
3544
0
AMERICAN HOMES 4 RENT CL A
CL A
02665T306
314
15823
SH
OTR
4
0
15823
0
AMERICAN INTL GROUP INC
W EXP 01/19/202
026874156
8
1456
SH
DFND
1
1456
0
0
AMERICAN INTL GROUP INC
W EXP 01/19/202
026874156
272
49933
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DFND
3
49933
0
0
AMERICAN TOWER REIT
COM
03027X100
225
1425
SH
DFND
1
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0
AMERIPRISE FINL INC
COM
03076C106
280
2681
SH
DFND
1
2681
0
0
AMKOR TECHNOLOGY INC
COM
031652100
337
51326
SH
OTR
4
0
51326
0
ANALOG DEVICES INC
COM
032654105
736
8580
SH
DFND
1
8580
0
0
ANIXTER INTL INC
COM
035290105
316
5824
SH
OTR
4
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5824
0
ANTHEM INC
COM
036752103
231
878
SH
DFND
1
878
0
0
ANTHEM INC
COM
036752103
12
46
SH
DFND
2
46
0
0
APPLE INC
COM
037833100
2036
12909
SH
DFND
1
12909
0
0
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COM NEW
03842K200
23
11286
SH
DFND
1
11286
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0
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COM NEW
03842K200
307
149556
SH
OTR
4
0
149556
0
ARES CAP CORP
COM
04010L103
166
10675
SH
DFND
10675
0
0
ASCENT CAPITAL GROUP INC
COM SER A
043632108
6
16111
SH
DFND
1
16111
0
0
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CL A
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32673
927426
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DFND
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0
ASSOCIATED CAP GROUP INC
CL A
045528106
20958
594895
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DFND
2
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0
ASSOCIATED CAP GROUP INC
CL A
045528106
4
100
SH
DFND
3
100
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
959
25263
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DFND
2
25263
0
0
AUTONATION INC
COM
05329W102
79
2226
SH
DFND
2226
0
0
AUTONATION INC
COM
05329W102
333
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SH
OTR
4
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AVANOS MEDICAL INC
COM
05350V106
3
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SH
DFND
1
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0
0
AVANOS MEDICAL INC
COM
05350V106
475
10600
SH
DFND
2
10600
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COM
057665200
4286
54704
SH
DFND
1
54704
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ADR
05964H105
663
147913
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DFND
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BANK AMER CORP
COM
060505104
1283
52070
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DFND
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0
BANK OF NEW YORK MELLON CORP
COM
064058100
1462
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DFND
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31052
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0
BAXTER INTL INC
COM
071813109
762
11583
SH
DFND
1
11583
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0
BEL FUSE INC
CL B
077347300
621
33718
SH
DFND
1
33718
0
0
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COM
084423102
322
4352
SH
OTR
4
0
4352
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3672
12
SH
DFND
1
12
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
26453
129556
SH
DFND
1
129556
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CL B NEW
084670702
935
4577
SH
DFND
2
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0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
332
1628
SH
OTR
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0
1628
0
BGC PARTNERS INC
CL A
05541T101
1024
197986
SH
DFND
1
197986
0
0
BIOGEN INC
COM
09062X103
211
700
SH
DFND
1
700
0
0
BIOGEN INC
COM
09062X103
1128
3750
SH
DFND
2
3750
0
0
BLACK KNIGHT INC
COM
09215C105
537
11923
SH
DFND
1
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BLACK STONE MINERALS L P
COM UNIT
09225M101
7028
453978
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DFND
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COM
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DFND
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COM
09255X100
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DFND
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BLACKROCK FLOATING RATE INCOME
COM
091941104
146
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DFND
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BLACKROCK MUN 2030 TAR TERM
COM SHS BEN IN
09257P105
835
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SH
DFND
1
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BLACKROCK MUN INC INVESTMENT QUALITY TRUST
COM
09250G102
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100101
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DFND
1
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BLACKROCK MUNI INTER DR FD I
COM
09253X102
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DFND
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BLACKROCK MUNICIPAL INCOME INVEST TRUST
COM
09248H105
132
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COM
092479104
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DFND
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COM
09254C107
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DFND
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BLACKROCK MUNIHLDGS QUALITY FUND INC
COM
09254A101
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DFND
1
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COM
09255C106
210
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DFND
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BLACKROCK MUNIYIELD N Y QUALITY FUND INC
COM
09255E102
213
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SH
DFND
1
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0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
518
42975
SH
DFND
1
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0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
370
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SH
DFND
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BLACKROCK NY MUN INC QUALITY TRUST
COM
09249U105
225
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DFND
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BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
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SH
DFND
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BLACKSTONE MTG TR INC
COM CL A
09257W100
207
6500
SH
DFND
1
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BOEING CO
COM
097023105
2491
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SH
DFND
1
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0
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BOK FINL CORP
COM NEW
05561Q201
148
2022
SH
DFND
1
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0
0
BOK FINL CORP
COM NEW
05561Q201
318
4332
SH
OTR
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4332
0
BOSTON BEER INC
CL A
100557107
303
1259
SH
OTR
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0
1259
0
BOSTON OMAHA CORP
COM
101044105
951
40637
SH
DFND
1
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0
BOVIE MEDICAL CORP
COM
10211F100
3985
615000
SH
DFND
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BP PLC
SPONSORED ADR
055622104
1462
38554
SH
DFND
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BRISTOL MYERS SQUIBBCO
COM
110122108
1284
24699
SH
DFND
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BRISTOL MYERS SQUIBBCO
COM
110122108
1066
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DFND
2
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COM
11133T103
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DFND
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CL A LTD VT SH
112585104
28834
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DFND
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BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
30653
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DFND
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LP INT UNIT
G16252101
332
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LP INT UNIT
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UNIT LTD PARTN
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SHS BEN INT
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514
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DFND
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BROWN & BROWN INC
COM
115236101
323
11736
SH
OTR
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11736
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CL B
115637209
14
284
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DFND
1
284
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BROWN FORMAN CORP
CL B
115637209
332
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OTR
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6970
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BRUKER CORP
COM
116794108
321
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OTR
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10789
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BUCKLE INC
COM
118440106
324
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OTR
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16738
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CABLE ONE INC
COM
12685J105
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COM
12685J105
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CL A
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DFND
1
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CL A
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DFND
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CL A
127190304
12
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140501107
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140501107
356
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COM
140781105
106
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DFND
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UNIT 99/99/9999
143658300
1253
25415
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DFND
1
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CARNIVAL CORP
UNIT 99/99/9999
143658300
25
513
SH
DFND
2
513
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CARNIVAL CORP
UNIT 99/99/9999
143658300
285
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OTR
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COM
149123101
1395
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SH
DFND
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COM
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DFND
1
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CBOE GLOBAL MARKETS INC
COM
12503M108
22051
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DFND
2
225405
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CBOE GLOBAL MARKETS INC
COM
12503M108
202
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DFND
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CBS CORP NEW
CL B
124857202
800
18293
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DFND
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CL B
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DFND
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CL B
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306
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OTR
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COM
151020104
1
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DFND
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CELGENE CORP
COM
151020104
449
7000
SH
DFND
2
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COM
15117B103
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41
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DFND
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41
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CELLDEX THERAPEUTICS INC
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15117B103
5
26294
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DFND
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26294
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COM
15189T107
1276
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DFND
1
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16411R208
14604
246729
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DFND
1
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COM NEW
16411R208
316
5344
SH
OTR
4
0
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0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
44904
64554000
PRN
DFND
1
64554000
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
2183
3138000
PRN
DFND
2
3138000
0
0
CHEVRON CORP
COM
166764100
1465
13463
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DFND
1
13463
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CHEVRON CORP
COM
166764100
4
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DFND
2
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0
0
CHOICE HOTELS INTL INC
COM
169905106
324
4520
SH
OTR
4
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4520
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CINCINNATI FINL CORP
COM
172062101
441
5696
SH
DFND
1
5696
0
0
CINTAS CORP
COM
172908105
323
1924
SH
OTR
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0
1924
0
CISCO SYSTEMS INC
COM
17275R102
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46091
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DFND
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CISCO SYSTEMS INC
COM
17275R102
101
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DFND
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COM
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DFND
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COM
17878Y108
11434
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DFND
2
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0
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COM
17878Y108
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DFND
3
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CLEARBRIDGE MLP AND MIDSTREAM FUND INC
COM
184692101
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DFND
1
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0
0
CLEARBRIDGE MLP AND MIDSTREAM TR FD INC
COM
18469Q108
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DFND
1
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CLEARBRIDGE MLP AND MIDSTREAM TR FD INC
COM
18469Q108
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DFND
2
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0
CLEVELAND-CLIFFS INC
COM
185899101
91
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DFND
1
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0
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CME GROUP INC
COM
12572Q105
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SH
DFND
1
178365
0
0
CME GROUP INC
COM
12572Q105
8712
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SH
DFND
2
46311
0
0
CME GROUP INC
COM
12572Q105
255
1355
SH
DFND
3
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CMS ENERGY CORP
COM
125896100
1280
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SH
DFND
1
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COHEN & STEERS INC
COM
19247A100
322
9379
SH
OTR
4
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0
COHEN & STEERS QUALITY RLTY
COM
19247L106
689
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DFND
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COLFAX CORP
COM
194014106
1878
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DFND
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COLFAX CORP
COM
194014106
503
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DFND
2
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COLFAX CORP
COM
194014106
316
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OTR
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CL A COM
19626G108
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DFND
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COLONY CAPITAL INC
CL A COM
19626G108
307
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COLUMBIA SPORTSWEAR CO
COM
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OTR
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307
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OTR
4
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COM
206787103
2
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DFND
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CONDUENT INC
COM
206787103
309
29097
SH
OTR
4
0
29097
0
CONSTELLATION BRANDS INC
CL A
21036P108
297
1846
SH
OTR
4
0
1846
0
CONTINENTAL RESOURCES INC
COM
212015101
430
10700
SH
DFND
1
10700
0
0
CONTINENTAL RESOURCES INC
COM
212015101
2315
57600
SH
DFND
2
57600
0
0
CONTINENTAL RESOURCES INC
COM
212015101
312
7757
SH
OTR
4
0
7757
0
CORELOGIC INC
COM
21871D103
713
21339
SH
DFND
1
21339
0
0
COSTAMARE INC
SHS
Y1771G102
1089
248077
SH
DFND
1
248077
0
0
COVANTA HLDG CORP
COM
22282E102
298
22187
SH
OTR
4
0
22187
0
CSW INDUSTRIALS INC
COM
126402106
12
238
SH
DFND
1
238
0
0
CSW INDUSTRIALS INC
COM
126402106
754
15600
SH
DFND
2
15600
0
0
CSX CORP
COM
126408103
251
4045
SH
DFND
1
4045
0
0
CSX CORP
COM
126408103
47
760
SH
DFND
2
760
0
0
CUBIC CORP
COM
229669106
636
11827
SH
DFND
1
11827
0
0
CVR ENERGY INC
COM
12662P108
518
15020
SH
DFND
1
15020
0
0
CVR ENERGY INC
COM
12662P108
327
9482
SH
OTR
4
0
9482
0
CVS HEALTH CORP
COM
126650100
242
3690
SH
DFND
1
3690
0
0
D R HORTON INC
COM
23331A109
309
8904
SH
OTR
4
0
8904
0
DANAHER CORP
COM
235851102
1431
13878
SH
DFND
1
13878
0
0
DANAHER CORP
COM
235851102
325
3155
SH
OTR
4
0
3155
0
DELTA AIR LINES INC DEL
COM NEW
247361702
317
6350
SH
DFND
1
6350
0
0
DELUXE CORP
COM
248019101
406
10550
SH
DFND
1
10550
0
0
DIAMOND OFFSHORE DRILLNG INC
COM
25271C102
260
27533
SH
DFND
1
27533
0
0
DICKS SPORTING GOODSINC
COM
253393102
305
9785
SH
OTR
4
0
9785
0
DILLARDS INC CL A
CL A
254067101
319
5297
SH
OTR
4
0
5297
0
DISCOVERY INC
COM SER A
25470F104
1760
71142
SH
DFND
1
71142
0
0
DISCOVERY INC
COM SER A
25470F104
4357
176100
SH
DFND
2
176100
0
0
DISCOVERY INC
COM SER C
25470F302
42
1825
SH
DFND
1
1825
0
0
DISCOVERY INC
COM SER C
25470F302
2185
94656
SH
DFND
2
94656
0
0
DISCOVERY INC
COM SER C
25470F302
291
12614
SH
OTR
4
0
12614
0
DISH NETWORK CORP
CL A
25470M109
8594
344190
SH
DFND
1
344190
0
0
DISH NETWORK CORP
CL A
25470M109
4784
191588
SH
DFND
2
191588
0
0
DISH NETWORK CORP
CL A
25470M109
283
11353
SH
OTR
4
0
11353
0
DISNEY WALT CO DISNEY
COM DISNEY
254687106
781
7126
SH
DFND
1
7126
0
0
DORMAN PRODUCTS INC
COM
258278100
1252
13906
SH
DFND
1
13906
0
0
DORMAN PRODUCTS INC
COM
258278100
900
10000
SH
DFND
2
10000
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
13188
760992
SH
DFND
1
760992
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
505
29151
SH
DFND
2
29151
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
6749
356124
SH
DFND
1
356124
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
1782
94053
SH
DFND
2
94053
0
0
DSW INC
CL A
23334L102
327
13223
SH
OTR
4
0
13223
0
DUFF & PHELPS SLCT MLP & MIDSTREAM ENGY FD
COM
26433F108
584
148717
SH
DFND
1
148717
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
110
13375
SH
DFND
1
13375
0
0
EATON VANCE FLTING RATE INC
COM
278279104
129
10200
SH
DFND
1
10200
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
226
18966
SH
DFND
1
18966
0
0
EATON VANCE MUN BD FD
COM
27827X101
141
12459
SH
DFND
1
12459
0
0
EATON VANCE NY MUN BD FD
COM
27827Y109
279
25352
SH
DFND
1
25352
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
256
20379
SH
DFND
1
20379
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
155
25848
SH
DFND
1
25848
0
0
EBAY INC
COM
278642103
10
348
SH
DFND
1
348
0
0
EBAY INC
COM
278642103
315
11212
SH
OTR
4
0
11212
0
ECHOSTAR CORP
CL A
278768106
2117
57651
SH
DFND
1
57651
0
0
ECHOSTAR CORP
CL A
278768106
10933
297727
SH
DFND
2
297727
0
0
ECHOSTAR CORP
CL A
278768106
138
3764
SH
DFND
3
3764
0
0
ECHOSTAR CORP
CL A
278768106
324
8822
SH
OTR
4
0
8822
0
ELI LILLY AND COMPANY
COM
532457108
666
5754
SH
DFND
1
5754
0
0
ELI LILLY AND COMPANY
COM
532457108
1562
13500
SH
DFND
2
13500
0
0
EMERSON ELEC CO
COM
291011104
1376
23022
SH
DFND
1
23022
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
212
16036
SH
DFND
1
16036
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
402
16367
SH
DFND
1
16367
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
5333
54904
SH
DFND
1
54904
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
6985
71910
SH
DFND
2
71910
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
313
3223
SH
OTR
4
0
3223
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1
11
SH
DFND
1
11
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
307
4657
SH
OTR
4
0
4657
0
ERIE INDTY CO
CL A
29530P102
332
2490
SH
OTR
4
0
2490
0
EXPEDIA GROUP INC
COM NEW
30212P303
233
2068
SH
DFND
1
2068
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
311
2757
SH
OTR
4
0
2757
0
EXTERRAN CORP
COM
30227H106
2
100
SH
DFND
1
100
0
0
EXTERRAN CORP
COM
30227H106
298
16819
SH
OTR
4
0
16819
0
EXXON MOBIL CORP
COM
30231G102
6840
100315
SH
DFND
1
100315
0
0
FACEBOOK INC
CL A
30303M102
38
291
SH
DFND
1
291
0
0
FACEBOOK INC
CL A
30303M102
312
2382
SH
OTR
4
0
2382
0
FEDERATED PREM MUN INC FD
COM
31423P108
526
42863
SH
DFND
1
42863
0
0
FEDEX CORP
COM
31428X106
30
184
SH
DFND
1
184
0
0
FEDEX CORP
COM
31428X106
315
1955
SH
OTR
4
0
1955
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
1231
39169
SH
DFND
1
39169
0
0
FIDELITY NATL INFORMATION SVC
COM
31620M106
476
4641
SH
DFND
1
4641
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
12
32
SH
DFND
1
32
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
326
864
SH
OTR
4
0
864
0
FLAHERTY & CRMN PFD SEC INCOM
COM
338478100
173
10333
SH
DFND
1
10333
0
0
FLAHERTY & CRUMRINE PFD INC
COM
33848E106
213
20228
SH
DFND
1
20228
0
0
FLOWERS FOODS INC
COM
343498101
926
50151
SH
DFND
1
50151
0
0
FORTIVE CORP
COM
34959J108
495
7322
SH
DFND
1
7322
0
0
FORTIVE CORP
COM
34959J108
20
300
SH
DFND
2
300
0
0
FORTIVE CORP
COM
34959J108
323
4770
SH
OTR
4
0
4770
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
629
16562
SH
DFND
1
16562
0
0
FRANCO NEVADA CORP
COM
351858105
24232
345329
SH
DFND
1
345329
0
0
FRANCO NEVADA CORP
COM
351858105
28828
410832
SH
DFND
2
410832
0
0
FRANCO NEVADA CORP
COM
351858105
190
2714
SH
DFND
3
2714
0
0
FRANKLIN RESOURCES INC
COM
354613101
6
199
SH
DFND
1
199
0
0
FRANKLIN RESOURCES INC
COM
354613101
324
10912
SH
OTR
4
0
10912
0
FREEPORT MCMORAN INC
CL B
35671D857
815
79096
SH
DFND
1
79096
0
0
FREEPORT MCMORAN INC
CL B
35671D857
322
31222
SH
OTR
4
0
31222
0
FRONTLINE LTD
SHS NEW
G3682E192
81
14700
SH
DFND
1
14700
0
0
GAMCO INVESTORS INC
COM
361438104
1944
115080
SH
DFND
1
115080
0
0
GAMCO INVESTORS INC
COM
361438104
723
42800
SH
DFND
2
42800
0
0
GAMCO INVESTORS INC
COM
361438104
2
100
SH
DFND
3
100
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
307
9506
SH
OTR
4
0
9506
0
GAP INC
COM
364760108
325
12631
SH
OTR
4
0
12631
0
GARMIN LTD SHS
SHS
H2906T109
324
5109
SH
OTR
4
0
5109
0
GCI LIBERTY INC
COM CL A
36164V305
988
24006
SH
DFND
1
24006
0
0
GCI LIBERTY INC
COM CL A
36164V305
4021
97687
SH
DFND
2
97687
0
0
GCI LIBERTY INC
COM CL A
36164V305
305
7406
SH
OTR
4
0
7406
0
GDL FUND
COM SH BEN IT
361570104
545
59485
SH
DFND
1
59485
0
0
GENERAL ELECTRIC CO
COM
369604103
3581
473061
SH
DFND
1
473061
0
0
GENERAL ELECTRIC CO
COM
369604103
7938
1048616
SH
DFND
2
1048616
0
0
GENERAL MLS INC
COM
370334104
215
5524
SH
DFND
1
5524
0
0
GENERAL MTRS CO
COM
37045V100
912
27275
SH
DFND
1
27275
0
0
GENERAL MTRS CO
COM
37045V100
80
2399
SH
DFND
2
2399
0
0
GENUINE PARTS CO
COM
372460105
399
4160
SH
DFND
1
4160
0
0
GILEAD SCIENCES INC
COM
375558103
563
9000
SH
DFND
2
9000
0
0
GLADSTONE LD CORP
COM
376549101
982
85509
SH
DFND
1
85509
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
67
1750
SH
DFND
1
1750
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
866
22673
SH
DFND
2
22673
0
0
GRAHAM HLDGS CO
COM
384637104
26
41
SH
DFND
1
41
0
0
GRAHAM HLDGS CO
COM
384637104
833
1300
SH
DFND
2
1300
0
0
GRAINGER W W INC
COM
384802104
508
1800
SH
DFND
1
1800
0
0
GRAINGER W W INC
COM
384802104
322
1142
SH
OTR
4
0
1142
0
GREEN BRICK PARTNERS INC
COM
392709101
130
18000
SH
DFND
1
18000
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
235
27239
SH
DFND
1
27239
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
81
9452
SH
DFND
2
9452
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
308
35760
SH
OTR
4
0
35760
0
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
140
8850
SH
DFND
1
8850
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
247
15584
SH
DFND
2
15584
0
0
HARRIS CORP DEL
COM
413875105
1749
12989
SH
DFND
1
12989
0
0
HEARTLAND EXPRESS INC
COM
422347104
334
18249
SH
OTR
4
0
18249
0
HERC HLDGS INC
COM
42704L104
2
69
SH
DFND
1
69
0
0
HERC HLDGS INC
COM
42704L104
307
11827
SH
OTR
4
0
11827
0
HERTZ GLOBAL HOLDINGS INC
COM
42806J106
291
21341
SH
OTR
4
0
21341
0
HESS CORP
COM
42809H107
280
6904
SH
OTR
4
0
6904
0
HILLTOP HOLDINGS INC
COM
432748101
334
18739
SH
OTR
4
0
18739
0
HOME DEPOT INC
COM
437076102
265
1544
SH
DFND
1
1544
0
0
HONEYWELL INTL INC
COM
438516106
1529
11572
SH
DFND
1
11572
0
0
HORNBECK OFFSHORE SVCS INC N
NOTE 1.500% 9/0
440543AN6
44
60000
PRN
DFND
1
60000
0
0
HOST MARRIOTT CORP NEW
COM
44107P104
307
18437
SH
OTR
4
0
18437
0
HOSTESS BRANDS INC
CL A
44109J106
316
28847
SH
OTR
4
0
28847
0
HOWARD HUGHES CORP
COM
44267D107
108190
1108281
SH
DFND
1
1108281
0
0
HOWARD HUGHES CORP
COM
44267D107
72242
740035
SH
DFND
2
740035
0
0
HOWARD HUGHES CORP
COM
44267D107
3341
34228
SH
DFND
3
34228
0
0
HOWARD HUGHES CORP
COM
44267D107
324
3317
SH
OTR
4
0
3317
0
HYATT HOTELS CORP
COM CL A
448579102
323
4772
SH
OTR
4
0
4772
0
IAC INTERACTIVECORP
COM
44919P508
893
4881
SH
DFND
1
4881
0
0
IAC INTERACTIVECORP
COM
44919P508
327
1789
SH
OTR
4
0
1789
0
IBERIABANK CORP
COM
450828108
218
3396
SH
DFND
1
3396
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
55755
976795
SH
DFND
1
976795
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
59609
1044314
SH
DFND
2
1044314
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
1313
23004
SH
DFND
3
23004
0
0
INGREDION INC
COM
457187102
263
2875
SH
DFND
2
2875
0
0
INTEC PHARMA LTD JERUSALEM
SHS
M53644106
413
54794
SH
DFND
1
54794
0
0
INTEL CORP
COM
458140100
427
9098
SH
DFND
1
9098
0
0
INTER PARFUMS INC
COM
458334109
8948
136461
SH
DFND
1
136461
0
0
INTER PARFUMS INC
COM
458334109
4564
69600
SH
DFND
2
69600
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
3504
46515
SH
DFND
1
46515
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
755
10025
SH
DFND
2
10025
0
0
INTERMOLECULAR INC
COM
45882D109
57
56875
SH
DFND
1
56875
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
7
150
SH
DFND
1
150
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
323
7354
SH
OTR
4
0
7354
0
INTERNET INITIATIVE JAPAN IN
SPONSORED ADR
46059T109
382
33508
SH
DFND
1
33508
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
624
4650
SH
DFND
1
4650
0
0
INTREXON CORP
COM
46122T102
291
44514
SH
OTR
4
0
44514
0
INTUIT INC
COM
461202103
319
1623
SH
OTR
4
0
1623
0
INTUITIVE SURGICAL INC
COM
46120E602
314
655
SH
DFND
1
655
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
3103
27300
SH
DFND
1
27300
0
0
INVESCO INSURED MUNICIPAL INCOME TRUST
COM
46132P108
492
36403
SH
DFND
1
36403
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
653
58191
SH
DFND
1
58191
0
0
INVESCO S&P 500 EQL WGT ETF
S&P500 EQL WGT
46137V357
844
9232
SH
DFND
1
9232
0
0
INVESCO VAN KAMPEN SENIOR INCOME TRUST
COM
46131H107
96
24628
SH
DFND
1
24628
0
0
INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE
COM
46131T101
152
12714
SH
DFND
1
12714
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
11
200
SH
DFND
1
200
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
649
12000
SH
DFND
2
12000
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
2789
54000
SH
DFND
2
54000
0
0
ISHARES TR
MICRO-CAP ETF
464288869
450
5454
SH
DFND
1
5454
0
0
JBG SMITH PPTYS
COM
46590V100
303
8707
SH
OTR
4
0
8707
0
JEFFRIES FINL GROUP INC
COM
47233W109
411
23686
SH
DFND
1
23686
0
0
JEFFRIES FINL GROUP INC
COM
47233W109
58
3350
SH
DFND
2
3350
0
0
JEFFRIES FINL GROUP INC
COM
47233W109
317
18235
SH
OTR
4
0
18235
0
JOHNSON & JOHNSON
COM
478160104
1944
15062
SH
DFND
1
15062
0
0
JOHNSON & JOHNSON
COM
478160104
1283
9942
SH
DFND
2
9942
0
0
JP MORGAN CHASE & CO
COM
46625H100
949
9719
SH
DFND
1
9719
0
0
JP MORGAN CHASE & CO
COM
46625H100
88
903
SH
DFND
2
903
0
0
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
3617
72157
SH
DFND
1
72157
0
0
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
1059
21131
SH
DFND
2
21131
0
0
KADMON HLDGS INC
COM
48283N106
126
60689
SH
DFND
1
60689
0
0
KAYNE ANDERSON MDSTM ENERGY FD INC
COM
48661E108
643
66601
SH
DFND
1
66601
0
0
KAYNE ANDERSON MLP INVSMNT C
COM
486606106
3527
256348
SH
DFND
1
256348
0
0
KAYNE ANDERSON MLP INVSMNT C
COM
486606106
829
60213
SH
DFND
2
60213
0
0
KIMBERLY CLARK CORP
COM
494368103
344
3016
SH
DFND
1
3016
0
0
KLA-TENCOR CORP
COM
482480100
1213
13550
SH
DFND
1
13550
0
0
KRAFT HEINZ COMPANY
COM
500754106
796
18487
SH
DFND
1
18487
0
0
L BRANDS INC
COM
501797104
300
11671
SH
OTR
4
0
11671
0
LANCASTER COLONY CORP
COM
513847103
304
1720
SH
OTR
4
0
1720
0
LANDS END INC
COM
51509F105
11
790
SH
DFND
1
790
0
0
LANDS END INC
COM
51509F105
329
23181
SH
OTR
4
0
23181
0
LAS VEGAS SANDS CORP
COM
517834107
3386
65046
SH
DFND
1
65046
0
0
LAS VEGAS SANDS CORP
COM
517834107
2722
52300
SH
DFND
2
52300
0
0
LAS VEGAS SANDS CORP
COM
517834107
323
6198
SH
OTR
4
0
6198
0
LAUDER ESTEE COS INC
CL A
518439104
321
2470
SH
OTR
4
0
2470
0
LENDINGTREE INC NEW
COM
52603B107
1808
8233
SH
DFND
2
8233
0
0
LENNAR CORP
CL A
526057104
107
2725
SH
DFND
1
2725
0
0
LENNAR CORP
CL A
526057104
303
7731
SH
OTR
4
0
7731
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
1667
66829
SH
DFND
1
66829
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
393
15754
SH
DFND
2
15754
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
2950
118522
SH
DFND
1
118522
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
1888
75850
SH
DFND
2
75850
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
323
12971
SH
OTR
4
0
12971
0
LIBERTY BROADBAND CORP
COM SER A
530307107
3176
44232
SH
DFND
1
44232
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
5357
74602
SH
DFND
2
74602
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
122
1700
SH
DFND
3
1700
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
24342
337945
SH
DFND
1
337945
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
19650
272797
SH
DFND
2
272797
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
307
4256
SH
OTR
4
0
4256
0
LIBERTY EXPEDIA HOLDINGS
SER A COM
53046P109
595
15205
SH
DFND
1
15205
0
0
LIBERTY EXPEDIA HOLDINGS
SER A COM
53046P109
1057
27024
SH
DFND
2
27024
0
0
LIBERTY EXPEDIA HOLDINGS
SER A COM
53046P109
310
7932
SH
OTR
4
0
7932
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
3993
134370
SH
DFND
1
134370
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
4146
139499
SH
DFND
2
139499
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
170
5713
SH
DFND
3
5713
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
6710
218564
SH
DFND
1
218564
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
4892
159335
SH
DFND
2
159335
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
462
15050
SH
DFND
3
15050
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
325
10588
SH
OTR
4
0
10588
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
12
594
SH
DFND
1
594
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1238
60000
SH
DFND
2
60000
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
307
14881
SH
OTR
4
0
14881
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
2
111
SH
DFND
1
111
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
241
16518
SH
DFND
2
16518
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
292
20041
SH
OTR
4
0
20041
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
55301
1495439
SH
DFND
1
1495439
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
41809
1130583
SH
DFND
2
1130583
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
518
14000
SH
DFND
3
14000
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
313
8467
SH
OTR
4
0
8467
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
29151
792155
SH
DFND
1
792155
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
13727
373014
SH
DFND
2
373014
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
1221
33180
SH
DFND
3
33180
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
54
3413
SH
DFND
3413
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
299
18848
SH
OTR
4
0
18848
0
LINDE PLC
COM
G5494J103
247
1585
SH
DFND
1
1585
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
14052
944332
SH
DFND
1
944332
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
2962
199033
SH
DFND
2
199033
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
344
23122
SH
OTR
4
0
23122
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
19117
388168
SH
DFND
1
388168
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
32543
660764
SH
DFND
2
660764
0
0
LOCKHEED MARTIN CORP
COM
539830109
227
866
SH
DFND
1
866
0
0
LOEWS CORP
COM
540424108
2288
50253
SH
DFND
1
50253
0
0
LOEWS CORP
COM
540424108
322
7081
SH
OTR
4
0
7081
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
21
247
SH
DFND
2
247
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
327
3935
SH
OTR
4
0
3935
0
M & T BK CORP
COM
55261F104
1547
10807
SH
DFND
1
10807
0
0
MADISON SQUARE GARDEN CO
CL A
55825T103
11885
44395
SH
DFND
1
44395
0
0
MADISON SQUARE GARDEN CO
CL A
55825T103
6019
22484
SH
DFND
2
22484
0
0
MADISON SQUARE GARDEN CO
CL A
55825T103
330
1234
SH
OTR
4
0
1234
0
MANITOWOC INC
COM NEW
563571405
119
8025
SH
DFND
2
8025
0
0
MANITOWOC INC
COM NEW
563571405
324
21958
SH
OTR
4
0
21958
0
MANTECH INTL CORP
CL A
564563104
1307
25000
SH
DFND
2
25000
0
0
MARATHON PETE CORP
COM
56585A102
265
4495
SH
DFND
1
4495
0
0
MARCUS & MILLICHAP INC
COM
566324109
330
9621
SH
OTR
4
0
9621
0
MARKEL CORP
COM
570535104
4816
4639
SH
DFND
1
4639
0
0
MARKEL CORP
COM
570535104
16089
15499
SH
DFND
2
15499
0
0
MARKETAXESS HLDGS INC
COM
57060D108
1057
5000
SH
DFND
2
5000
0
0
MARRIOTT INTL INC NEW
COM
571903202
46
424
SH
DFND
1
424
0
0
MARRIOTT INTL INC NEW
CL A
571903202
324
2983
SH
OTR
4
0
2983
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
2
26
SH
DFND
1
26
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
331
4697
SH
OTR
4
0
4697
0
MASCO CORP
COM
574599106
221
7550
SH
DFND
7550
0
0
MASTEC INC
COM
576323109
328
8077
SH
OTR
4
0
8077
0
MASTERCARD INC
CL A
57636Q104
12147
64391
SH
DFND
1
64391
0
0
MASTERCARD INC
CL A
57636Q104
2090
11077
SH
DFND
2
11077
0
0
MCDONALDS CORP
COM
580135101
810
4562
SH
DFND
1
4562
0
0
MCEWEN MNG INC
COM
58039P107
31
17153
SH
DFND
1
17153
0
0
MERCK & COMPANY
COM
58933Y105
2419
31660
SH
DFND
1
31660
0
0
MERCK & COMPANY
COM
58933Y105
1146
15000
SH
DFND
2
15000
0
0
MERCURY GENL CORP NEW
COM
589400100
10
200
SH
DFND
1
200
0
0
MERCURY GENL CORP NEW
COM
589400100
312
6027
SH
OTR
4
0
6027
0
MESABI TR
CTF BEN INT
590672101
3945
166508
SH
DFND
1
166508
0
0
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
2561
553199
SH
DFND
1
553199
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
50
2050
SH
DFND
1
2050
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1206
49700
SH
DFND
2
49700
0
0
MICROSOFT
COM
594918104
1707
16802
SH
DFND
1
16802
0
0
MICROSOFT
COM
594918104
185
1826
SH
DFND
2
1826
0
0
MOHAWK INDUSTRIES INC
COM
608190104
318
2716
SH
OTR
4
0
2716
0
MONDELEZ INTL INC
CL A
609207105
1170
29216
SH
DFND
1
29216
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
316
6420
SH
OTR
4
0
6420
0
MORNINGSTAR INC
COM
617700109
312
2842
SH
OTR
4
0
2842
0
MOVADO GROUP INC
COM
624580106
1328
42013
SH
DFND
1
42013
0
0
MSC INDL DIRECT INC
CL A
553530106
319
4148
SH
OTR
4
0
4148
0
MSG NETWORK INC
CL A
553573106
2436
103402
SH
DFND
1
103402
0
0
MSG NETWORK INC
CL A
553573106
1529
64900
SH
DFND
2
64900
0
0
MSG NETWORK INC
CL A
553573106
311
13191
SH
OTR
4
0
13191
0
NANTKWEST INC
COM
63016Q102
300
258475
SH
OTR
4
0
258475
0
NASDAQ INC
COM
631103108
736
9021
SH
DFND
1
9021
0
0
NASDAQ INC
COM
631103108
147
1800
SH
DFND
2
1800
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
328
13540
SH
OTR
4
0
13540
0
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
13941
1483111
SH
DFND
1
1483111
0
0
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
49
5176
SH
DFND
2
5176
0
0
NAVISTAR INTL CORP NEW
PFD SR D CONV
638901306
321
12363
SH
OTR
4
0
12363
0
NEUBERGER BERMAN MUNI FD INC
COM
64124P101
699
55243
SH
DFND
1
55243
0
0
NEUBERGER BERMAN NY MUN FD INC
COM
64124K102
329
29549
SH
DFND
1
29549
0
0
NEW MEDIA INVT GROUP INC
COM
64704V106
5
459
SH
DFND
1
459
0
0
NEW MEDIA INVT GROUP INC
COM
64704V106
143
12400
SH
DFND
2
12400
0
0
NEWELL BRANDS INC
COM
651229106
995
53510
SH
DFND
1
53510
0
0
NEWELL BRANDS INC
COM
651229106
289
15567
SH
OTR
4
0
15567
0
NEWMARK GROUP INC
CL A
65158N102
1259
156922
SH
DFND
1
156922
0
0
NEWMARKET CORP
COM
651587107
338
819
SH
OTR
4
0
819
0
NEWS CORP NEW
CL A
65249B109
304
26818
SH
OTR
4
0
26818
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
312
18672
SH
OTR
4
0
18672
0
NORDSTROM INC
COM
655664100
317
6791
SH
OTR
4
0
6791
0
NORFOLK SOUTHN CORP
COM
655844108
682
4558
SH
DFND
1
4558
0
0
NORFOLK SOUTHN CORP
COM
655844108
52
349
SH
DFND
2
349
0
0
NORTHROP GRUMMAN CORP
COM
666807102
267
1089
SH
DFND
1
1089
0
0
NORTHROP GRUMMAN CORP
COM
666807102
6
26
SH
DFND
2
26
0
0
NOVAGOLD RES INC
COM NEW
66987E206
29
7384
SH
DFND
7384
0
0
NOVAGOLD RES INC
COM NEW
66987E206
339
85874
SH
OTR
4
0
85874
0
NOVARTIS AG
SPONSORED ADR
66987V109
1020
11883
SH
DFND
1
11883
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1201
14000
SH
DFND
2
14000
0
0
NOVO-NORDISK A S
ADR
670100205
357
7740
SH
DFND
1
7740
0
0
NUVEEN AMT-FREE QLTY MUN INCOME
COM
670657105
7035
571514
SH
DFND
1
571514
0
0
NUVEEN DIV QLTY MUNI FD 3
COM SH BEN INT
67070X101
880
65586
SH
DFND
1
65586
0
0
NUVEEN DIVID AMT FREE MUNI CRED INC FD
COM
67071L106
349
24971
SH
DFND
1
24971
0
0
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
3126
385003
SH
DFND
1
385003
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
536
59424
SH
DFND
1
59424
0
0
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
282
22872
SH
DFND
1
22872
0
0
NUVEEN INTER DURATION MN TMF
COM
670671106
906
73210
SH
DFND
1
73210
0
0
NUVEEN MUN HIGH INC OPP FD
COM
670682103
188
16191
SH
DFND
1
16191
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
143
15378
SH
DFND
1
15378
0
0
NUVEEN NY AMT FREE QLTY MUN INC FD
COM
670656107
850
72999
SH
DFND
1
72999
0
0
NUVEEN NY QLTY INCOME FD
COM
67066X107
648
52891
SH
DFND
1
52891
0
0
NUVEEN PREFERRED & INCOME SECURITIES FD
COM
67072C105
259
31312
SH
DFND
1
31312
0
0
NUVEEN QUALITY MUNI INC FD
COM
67066V101
1407
112236
SH
DFND
1
112236
0
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
206
21500
SH
DFND
1
21500
0
0
NUVEEN SR INCOME FD
COM
67067Y104
605
110034
SH
DFND
1
110034
0
0
NUVEEN TAXABLE MUNICIPAL INC FUND
COM
67074C103
3169
163678
SH
DFND
1
163678
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
13204
332183
SH
DFND
1
332183
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
891
22424
SH
DFND
2
22424
0
0
OHA INVT CORP
COM
67091U102
40
40019
SH
DFND
1
40019
0
0
ORACLE CORP
COM
68389X105
213
4708
SH
DFND
1
4708
0
0
ORACLE CORP
COM
68389X105
20
452
SH
DFND
2
452
0
0
ORACLE CORP
COM
68389X105
309
6839
SH
OTR
4
0
6839
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
256
19000
SH
DFND
2
19000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
89
12000
SH
DFND
2
12000
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
285
20096
SH
DFND
1
20096
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
312
22027
SH
OTR
4
0
22027
0
PATTERSON UTI ENERGY INC
COM
703481101
5054
488263
SH
DFND
1
488263
0
0
PAYCHEX INC
COM
704326107
144
2216
SH
DFND
2216
0
0
PAYCHEX INC
COM
704326107
319
4898
SH
OTR
4
0
4898
0
PAYPAL HLDGS INC
COM
70450Y103
1115
13263
SH
DFND
1
13263
0
0
PAYPAL HLDGS INC
COM
70450Y103
6231
74100
SH
DFND
2
74100
0
0
PCM FUND INC
COM
69323T101
591
58228
SH
DFND
1
58228
0
0
PEGASYSTEMS INC
COM
705573103
326
6826
SH
OTR
4
0
6826
0
PENN NATL GAMING INC
COM
707569109
302
16057
SH
OTR
4
0
16057
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
369
9153
SH
DFND
1
9153
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
330
8180
SH
OTR
4
0
8180
0
PEPSICO INC
COM
713448108
2033
18400
SH
DFND
1
18400
0
0
PERKINELMER INC
COM
714046109
442
5630
SH
DFND
1
5630
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
1801
305235
SH
DFND
1
305235
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
969
164200
SH
DFND
2
164200
0
0
PERSHING GOLD CORP
COM NEW
715302204
74
69842
SH
DFND
1
69842
0
0
PFIZER INC
COM
717081103
1376
31534
SH
DFND
1
31534
0
0
PFIZER INC
COM
717081103
1531
35075
SH
DFND
2
35075
0
0
PHILIP MORRIS INTL INC
COM
718172109
2020
30257
SH
DFND
1
30257
0
0
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FD
COM SHS
72202D106
1364
64807
SH
DFND
1
64807
0
0
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FD
COM SHS
72202D106
558
26531
SH
DFND
2
26531
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
5573
190997
SH
DFND
1
190997
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
1926
66000
SH
DFND
2
66000
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
12
116
SH
DFND
1
116
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
474
4700
SH
DFND
2
4700
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
2889
113766
SH
DFND
1
113766
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
2582
237540
SH
DFND
1
237540
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
4894
513559
SH
DFND
1
513559
0
0
PIMCO MUN INCOME FD II
COM
72200W106
205
15400
SH
DFND
1
15400
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
548
46832
SH
DFND
1
46832
0
0
PIONEER MUN HIGH INC ADV TR
COM
723762100
284
27821
SH
DFND
1
27821
0
0
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
504
45995
SH
DFND
1
45995
0
0
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
212
19307
SH
DFND
2
19307
0
0
PJT PARTNERS INC
COM CL A
69343T107
17
427
SH
DFND
427
0
0
PJT PARTNERS INC
COM CL A
69343T107
320
8248
SH
OTR
4
0
8248
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
1891
183075
SH
DFND
1
183075
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
1609
155734
SH
DFND
2
155734
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
322
31171
SH
OTR
4
0
31171
0
PRICE T ROWE GROUP INC
COM
74144T108
359
3891
SH
DFND
1
3891
0
0
PRICESMART INC
COM
741511109
315
5330
SH
OTR
4
0
5330
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
282
67200
SH
DFND
2
67200
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
437
5250
SH
DFND
1
5250
0
0
QURATE RETAIL INC
COM SER A
74915M100
424
21743
SH
DFND
1
21743
0
0
QURATE RETAIL INC
COM SER A
74915M100
4091
209600
SH
DFND
2
209600
0
0
QURATE RETAIL INC
COM SER A
74915M100
318
16282
SH
OTR
4
0
16282
0
RAFAEL HLDGS INC
COM CL B
75062E106
145
18306
SH
DFND
1
18306
0
0
RAFAEL HLDGS INC
COM CL B
75062E106
16
2000
SH
DFND
2
2000
0
0
RALPH LAUREN CORP
CL A
751212101
325
3142
SH
OTR
4
0
3142
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
331
4447
SH
OTR
4
0
4447
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
414
38877
SH
DFND
1
38877
0
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
62
5800
SH
DFND
2
5800
0
0
RAYTHEON CO NEW
COM NEW
755111507
752
4902
SH
DFND
1
4902
0
0
REALPAGE INC
COM
75606N109
323
6699
SH
OTR
4
0
6699
0
RED ROCK RESORTS INC
Cl A
75700L108
304
14959
SH
OTR
4
0
14959
0
RESTAURANT BRANDS INTL INC
COM
76131D103
315
6029
SH
DFND
1
6029
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
314
5996
SH
OTR
4
0
5996
0
RICEBRAN TECHNOLOGIES
COM NEW
762831204
63
20945
SH
DFND
1
20945
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1001
6653
SH
DFND
1
6653
0
0
ROLLINS INC
COM
775711104
325
8999
SH
OTR
4
0
8999
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1568
16031
SH
DFND
1
16031
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
751
12889
SH
DFND
1
12889
0
0
ROYAL GOLD INC
NOTE 2.875% 6/1
780287AA6
8636
8614000
PRN
DFND
1
8614000
0
0
ROYAL GOLD INC
COM
780287108
22136
258447
SH
DFND
1
258447
0
0
ROYAL GOLD INC
COM
780287108
27
310
SH
DFND
2
310
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
20359
2743820
SH
DFND
1
2743820
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
16
2161
SH
DFND
2
2161
0
0
ROYCE VALUE TR INC
COM
780910105
624
52893
SH
DFND
1
52893
0
0
RPC INC
COM
749660106
301
30477
SH
OTR
4
0
30477
0
S&P GLOBAL INC
COM
78409V104
608
3576
SH
DFND
1
3576
0
0
S&W SEED CO
COM
785135104
37
20549
SH
DFND
1
20549
0
0
SABINE ROYALTY TR
UNIT BEN INT
785688102
1283
34410
SH
DFND
1
34410
0
0
SALESFORCE COM INC
COM
79466L302
3
20
SH
DFND
1
20
0
0
SALESFORCE COM INC
COM
79466L302
331
2419
SH
OTR
4
0
2419
0
SANDRIDGE ENERGY INC
COM NEW
80007P869
427
56112
SH
DFND
1
56112
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
10084
2187507
SH
DFND
1
2187507
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
9
2000
SH
DFND
3
2000
0
0
SANOFI AVENTIS CONTGNT VAL RT
RIGHT 12/31/2020
80105N113
0
402
SH
DFND
1
402
0
0
SANOFI AVENTIS CONTGNT VAL RT
RIGHT 12/31/2020
80105N113
7
15538
SH
DFND
2
15538
0
0
SANOFI
SPONSORED ADR
80105N105
1085
25000
SH
DFND
2
25000
0
0
SCHLUMBERGER
COM
806857108
625
17324
SH
DFND
1
17324
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
33
804
SH
DFND
1
804
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
332
7994
SH
OTR
4
0
7994
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
14215
223157
SH
DFND
1
223157
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
315
5126
SH
OTR
4
0
5126
0
SCRIPPS E W CO OHIO
CL A
811054402
944
60000
SH
DFND
2
60000
0
0
SEALED AIR CORP NEW
COM
81211K100
1228
35250
SH
DFND
1
35250
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
35
16441
SH
DFND
1
16441
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
335
157239
SH
OTR
4
0
157239
0
SEASPAN CORP
SHS
Y75638109
318
40553
SH
OTR
4
0
40553
0
SECOND SIGHT MED PRODS INC
COM
81362J100
23
26156
SH
DFND
1
26156
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
301
9303
SH
OTR
4
0
9303
0
SILGAN HOLDINGS INC
COM
827048109
314
13290
SH
OTR
4
0
13290
0
SIMON PPTY GROUP INC NEW
COM
828806109
47
282
SH
DFND
1
282
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
310
1848
SH
OTR
4
0
1848
0
SONOCO PRODUCTS
COM
835495102
1299
24450
SH
DFND
1
24450
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
723
24000
SH
DFND
2
24000
0
0
SPECTRUM BRNDS HOLDINGS INC
COM
84790A105
1
16
SH
DFND
1
16
0
0
SPECTRUM BRNDS HOLDINGS INC
COM
84790A105
309
7311
SH
OTR
4
0
7311
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
321
7112
SH
OTR
4
0
7112
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4956
19830
SH
DFND
1
19830
0
0
STEEL CONNECT INC
COM
858098106
49
28562
SH
DFND
1
28562
0
0
STRYKER CORP
COM
863667101
322
2051
SH
DFND
1
2051
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1743
62332
SH
DFND
1
62332
0
0
SUNOCO LP
COM U REP LP
86765K109
319
11744
SH
DFND
1
11744
0
0
TAUBMAN CTRS INC
COM
876664103
312
6859
SH
OTR
4
0
6859
0
TEGNA INC
COM
87901J105
4
350
SH
DFND
1
350
0
0
TEGNA INC
COM
87901J105
126
11600
SH
DFND
2
11600
0
0
TELEFLEX INC
COM
879369106
701
2713
SH
DFND
1
2713
0
0
TESLA INC
COM
88160R101
317
953
SH
OTR
4
0
953
0
TEXAS PACIFIC LAND TRUST
SUB CTF PROP I T
882610108
577474
1066178
SH
DFND
1
1066178
0
0
TEXAS PACIFIC LAND TRUST
SUB CTF PROP I T
882610108
378689
699165
SH
DFND
2
699165
0
0
TEXAS PACIFIC LAND TRUST
SUB CTF PROP I T
882610108
22985
42437
SH
DFND
3
42437
0
0
THIRD PT REINS LTD
COM
G8827U100
319
33048
SH
OTR
4
0
33048
0
TIMKEN CO
COM
887389104
326
8747
SH
OTR
4
0
8747
0
TIMKENSTEEL CORP
COM
887399103
310
35442
SH
OTR
4
0
35442
0
TOOTSIE ROLL INDS INC
COM
890516107
17
522
SH
DFND
1
522
0
0
TOOTSIE ROLL INDS INC
COM
890516107
307
9182
SH
OTR
4
0
9182
0
TORONTO DOMINION BK ONT
COM NEW
891160509
922
18550
SH
DFND
1
18550
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
1124
56471
SH
DFND
1
56471
0
0
TORTOISE MIDSTREAM ENERGY FD INC
COM
89148B101
4550
371418
SH
DFND
1
371418
0
0
TRANSOCEAN LTD ZUG NAMEN AKT
REG SHS
H8817H100
317
45639
SH
OTR
4
0
45639
0
TRI POINTE GROUP INC
COM
87265H109
1360
124421
SH
DFND
1
124421
0
0
TRI POINTE GROUP INC
COM
87265H109
536
49069
SH
DFND
2
49069
0
0
TRILOGY METALS INC
COM
89621C105
35
20337
SH
DFND
1
20337
0
0
TRINITY PLACE HOLDINGS INC
COM
89656D101
44
10156
SH
DFND
1
10156
0
0
TTEC HOLDINGS INC
COM
89854H102
345
12074
SH
OTR
4
0
12074
0
UNDER ARMOUR INC
CL C
904311206
309
19083
SH
OTR
4
0
19083
0
UNION PACIFIC CORP
COM
907818108
1845
13344
SH
DFND
1
13344
0
0
UNION PACIFIC CORP
COM
907818108
39
280
SH
DFND
2
280
0
0
UNITED PARCEL SVC INC
CL B
911312106
496
5089
SH
DFND
1
5089
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
208
836
SH
DFND
1
836
0
0
URBAN EDGE PPTYS
COM
91704F104
3
166
SH
DFND
1
166
0
0
URBAN EDGE PPTYS
COM
91704F104
304
18296
SH
OTR
4
0
18296
0
URBAN OUTFITTERS INC
COM
917047102
319
9609
SH
OTR
4
0
9609
0
VALMONT INDS INC
COM
920253101
358
3225
SH
DFND
1
3225
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
5206
52159
SH
DFND
1
52159
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
76
762
SH
DFND
2
762
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
4788
20833
SH
DFND
1
20833
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
209
1581
SH
DFND
1
1581
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6480
50769
SH
DFND
1
50769
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
50
390
SH
DFND
2
390
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
110528
1838459
SH
DFND
1
1838459
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
4575
76100
SH
DFND
2
76100
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
60
770
SH
DFND
1
770
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1691
21700
SH
DFND
2
21700
0
0
VERISK ANALYTICS INC
CL A
92345Y106
763
7000
SH
DFND
2
7000
0
0
VERIZON COMMUNICATIONS
COM
92343V104
2004
35638
SH
DFND
1
35638
0
0
VIACOM INC NEW
CL B
92553P201
77
2983
SH
DFND
1
2983
0
0
VIACOM INC NEW
CL B
92553P201
522
20317
SH
DFND
2
20317
0
0
VIACOM INC NEW
CL B
92553P201
305
11865
SH
OTR
4
0
11865
0
VIASAT INC
COM
92552V100
204
3457
SH
DFND
1
3457
0
0
VIASAT INC
COM
92552V100
669
11344
SH
DFND
2
11344
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
2683
103025
SH
DFND
1
103025
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
973
37377
SH
DFND
2
37377
0
0
VIRTU FINL INC
CL A
928254101
345
13376
SH
OTR
4
0
13376
0
VISA INC
COM CL A
92826C839
646
4898
SH
DFND
1
4898
0
0
VISA INC
COM CL A
92826C839
3847
29160
SH
DFND
2
29160
0
0
VORNADO RLTY TR
SH BEN INT
929042109
2
27
SH
DFND
1
27
0
0
VORNADO RLTY TR
SH BEN INT
929042109
305
4917
SH
OTR
4
0
4917
0
W & T OFFSHORE INC
COM
92922P106
285
69061
SH
OTR
4
0
69061
0
W P CAREY INC
COM
92936U109
769
11762
SH
DFND
1
11762
0
0
WALMART INC
COM
931142103
276
2964
SH
DFND
2964
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
291
7539
SH
OTR
4
0
7539
0
WELBILT INC
COM
949090104
2
160
SH
DFND
1
160
0
0
WELBILT INC
COM
949090104
370
33300
SH
DFND
2
33300
0
0
WELBILT INC
COM
949090104
297
26713
SH
OTR
4
0
26713
0
WELLS FARGO & CO NEW
COM
949746101
334
7239
SH
DFND
1
7239
0
0
WELLS FARGO & CO NEW
COM
949746101
31
675
SH
DFND
2
675
0
0
WENDYS COMPANY
COM
95058W100
37958
2431657
SH
DFND
1
2431657
0
0
WENDYS COMPANY
COM
95058W100
15362
984117
SH
DFND
2
984117
0
0
WENDYS COMPANY
COM
95058W100
303
19414
SH
OTR
4
0
19414
0
WERNER ENTERPRISES INC
COM
950755108
311
10512
SH
OTR
4
0
10512
0
WESTERN ASSET CORPORATE LN FD
COM
95790J102
971
108182
SH
DFND
1
108182
0
0
WESTERN ASSET INFLATION LINKED INCOME FD
COM SH BEN INT
95766Q106
146
13830
SH
DFND
1
13830
0
0
WESTERN ASSET INTM MUNI FD I
COM
958435109
217
25971
SH
DFND
1
25971
0
0
WESTLAKE CHEM CORP
COM
960413102
337
5098
SH
OTR
4
0
5098
0
WHEATON PRECIOUS METALS CORP
COM
962879102
56551
2895592
SH
DFND
1
2895592
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
2165
110834
SH
DFND
2
110834
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD
COM
G9618E107
456
532
SH
DFND
1
532
0
0
WILLIAMS COS INC
COM
969457100
3676
166734
SH
DFND
1
166734
0
0
WPP PLC NEW ADR
ADR
92937A102
272
4967
SH
DFND
1
4967
0
0
WSTRN ASSET INFLATION LINKED OPPORT INC FD
COM
95766R104
364
35882
SH
DFND
1
35882
0
0
WYNN RESORTS LTD
COM
983134107
369
3734
SH
DFND
1
3734
0
0
WYNN RESORTS LTD
COM
983134107
178
1800
SH
DFND
2
1800
0
0
XEROX CORP
COM NEW
984121608
303
15358
SH
OTR
4
0
15358
0
XPO LOGISTICS INC
COM
983793100
348
6108
SH
OTR
4
0
6108
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06764L422
92120
1064000
SH
Call
DFND
1
1064000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
10383
465500
SH
Call
DFND
1
465500
0
0
NEW GOLD INC CDA
COM
644535106
682
273100
SH
Call
DFND
1
273100
0
0
NVIDIA CORP
COM
67066G104
2502
45500
SH
Put
DFND
1
45500
0
0