General Counsel

0001519418-18-000013.txt : 20181114 0001519418-18-000013.hdr.sgml : 20181114 20181114144315 ACCESSION NUMBER: 0001519418-18-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Kinetics LLC CENTRAL INDEX KEY: 0001519418 IRS NUMBER: 450642972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14519 FILM NUMBER: 181182838 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001519418 XXXXXXXX 09-30-2018 09-30-2018 Horizon Kinetics LLC

470 PARK AVENUE SOUTH 4TH FLOOR SOUTH NEW YORK NY 10016

13F HOLDINGS REPORT 028-14519 N Jay Kesslen General Counsel 914-703-6904 Jay Kesslen New York NY 11-14-2018 4 738 4110293 false 1 0001056823 028-06986 HORIZON ASSET MANAGEMENT LLC 2 0001011814 028-05163 KINETICS ASSET MANAGEMENT LLC 3 0001527271 028-14521 Kinetics Advisers, LLC 4 0000019481 028-00085 Virtus Investment Advisers, Inc. INFORMATION TABLE 2 form13fhr-infoTable.xml 3M CO COM 88579Y101 654 3106 SH DFND 1 3106 0 0 A T & T INC COM 00206R102 478 14248 SH DFND 1 14248 0 0 ABB LTD SPONSORED ADR 000375204 363 15350 SH DFND 1 15350 0 0 ABBOTT LABS COM 002824100 1638 22328 SH DFND 1 22328 0 0 ABBVIE INC COM 00287Y109 946 10000 SH DFND 2 10000 0 0 ABBVIE INC COM 00287Y109 1829 19343 SH DFND 1 19343 0 0 ADVANCED MICRO DEVICES INC COM 007903107 278 8992 SH DFND 1 8992 0 0 AFLAC INC COM 001055102 278 5900 SH DFND 1 5900 0 0 AIR LEASE CORP CL A 00912X302 408 8887 SH OTR 4 0 8887 0 AKEBIA THERAPEUTICS INC COM 00972D105 456 51676 SH DFND 1 51676 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 174 106034 SH DFND 1 106034 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 346 2098 SH DFND 1 2098 0 0 ALICO INC COM 016230104 1007 29800 SH DFND 1 29800 0 0 ALKERMES PLC COM G01767105 891 21000 SH DFND 2 21000 0 0 ALPHABET INC CL A 02079K305 4071 3373 SH DFND 2 3373 0 0 ALPHABET INC CL A 02079K305 4667 3866 SH DFND 1 3866 0 0 ALPHABET INC CL C 02079K107 418 350 SH OTR 4 0 350 0 ALPHABET INC CL C 02079K107 4026 3373 SH DFND 2 3373 0 0 ALPHABET INC CL C 02079K107 4463 3739 SH DFND 1 3739 0 0 ALTISOURCE PORTFOLIO SOLNS REG SHS L0175J104 380 11799 SH DFND 4 0 11799 0 ALTRIA GROUP INC COM 02209S103 1899 31480 SH DFND 1 31480 0 0 AMAZON COM INC COM 023135106 425 212 SH OTR 4 0 212 0 AMAZON COM INC COM 023135106 669 334 SH DFND 1 334 0 0 AMC NETWORKS INC CL A 00164V103 25 371 SH DFND 2 371 0 0 AMC NETWORKS INC CL A 00164V103 424 6393 SH OTR 4 0 6393 0 AMC NETWORKS INC CL A 00164V103 26313 396641 SH DFND 1 396641 0 0 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 428 17254 SH OTR 4 0 17254 0 AMERICAN EXPRESS COMPANY COM 025816109 13 125 SH DFND 2 125 0 0 AMERICAN EXPRESS COMPANY COM 025816109 1236 11603 SH DFND 1 11603 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 401 3611 SH OTR 4 0 3611 0 AMERICAN HOMES 4 RENT CL A 02665T306 387 17692 SH OTR 4 0 17692 0 AMERICAN INTL GROUP INC W EXP 01/19/202 026874156 18 1215 SH DFND 1 1215 0 0 AMERICAN INTL GROUP INC W EXP 01/19/202 026874156 734 50174 SH DFND 3 50174 0 0 AMERICAN RAILCAR INDS INC COM 02916P103 338 7334 SH DFND 1 7334 0 0 AMERICAN RAILCAR INDS INC COM 02916P103 409 8870 SH OTR 4 0 8870 0 AMERICAN RAILCAR INDS INC COM 02916P103 1477 32034 SH DFND 2 32034 0 0 AMERICAN TOWER REIT COM 03027X100 207 1425 SH DFND 1 1425 0 0 AMERIPRISE FINL INC COM 03076C106 396 2681 SH DFND 1 2681 0 0 AMKOR TECHNOLOGY INC COM 031652100 383 51862 SH OTR 4 0 51862 0 ANALOG DEVICES INC COM 032654105 830 8980 SH DFND 1 8980 0 0 ANIXTER INTL INC COM 035290105 405 5754 SH OTR 4 0 5754 0 ANTHEM INC COM 036752103 13 46 SH DFND 2 46 0 0 ANTHEM INC COM 036752103 219 800 SH DFND 1 800 0 0 APPLE INC COM 037833100 2946 13049 SH DFND 1 13049 0 0 APPOLO INVT CORP COM 03761U106 76 14006 SH DFND 1 14006 0 0 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 36 11286 SH DFND 1 11286 0 0 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 498 155124 SH OTR 4 0 155124 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 207 4500 SH DFND 2 4500 0 0 ARES CAP CORP COM 04010L103 17 1000 SH DFND 2 1000 0 0 ARES CAP CORP COM 04010L103 364 21185 SH DFND 1 21185 0 0 ASCENT CAPITAL GROUP INC COM SER A 043632108 183 103390 SH DFND 1 103390 0 0 ASSOCIATED CAP GROUP INC CL A 045528106 4 100 SH DFND 3 100 0 0 ASSOCIATED CAP GROUP INC CL A 045528106 25252 593459 SH DFND 2 593459 0 0 ASSOCIATED CAP GROUP INC CL A 045528106 37936 891561 SH DFND 1 891561 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1000 25263 SH DFND 2 25263 0 0 AUTONATION INC COM 05329W102 101 2420 SH DFND 2420 0 0 AUTONATION INC COM 05329W102 386 9293 SH OTR 4 0 9293 0 AVANOS MEDICAL INC COM 05350V106 3 49 SH DFND 1 49 0 0 AVANOS MEDICAL INC COM 05350V106 726 10600 SH DFND 2 10600 0 0 BALCHEM CORP COM 057665200 6132 54704 SH DFND 1 54704 0 0 BANCO SANTANDER SA ADR 05964H105 732 146363 SH DFND 1 146363 0 0 BANK AMER CORP COM 060505104 1517 51508 SH DFND 1 51508 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 1583 31047 SH DFND 1 31047 0 0 BAXTER INTL INC COM 071813109 958 12433 SH DFND 1 12433 0 0 BEL FUSE INC CL B 077347300 894 33718 SH DFND 1 33718 0 0 BERKLEY W R CORP COM 084423102 407 5097 SH OTR 4 0 5097 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3840 12 SH DFND 1 12 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 400 1870 SH OTR 4 0 1870 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 997 4657 SH DFND 2 4657 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 29237 136552 SH DFND 1 136552 0 0 BGC PARTNERS INC CL A 05541T101 4662 394448 SH DFND 1 394448 0 0 BIOGEN INC COM 09062X103 274 775 SH DFND 1 775 0 0 BIOGEN INC COM 09062X103 1325 3750 SH DFND 2 3750 0 0 BLACK KNIGHT INC COM 09215C105 636 12247 SH DFND 1 12247 0 0 BLACK STONE MINERALS L P COM UNIT 09225M101 8643 474629 SH DFND 1 474629 0 0 BLACKROCK CREDIT ALL INC TR COM 092508100 647 52822 SH DFND 1 52822 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 960 69613 SH DFND 1 69613 0 0 BLACKROCK FLOATING RATE INCOME COM 091941104 187 14182 SH DFND 1 14182 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 844 40730 SH DFND 1 40730 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 1149 87834 SH DFND 1 87834 0 0 BLACKROCK MUNICIPAL INCOME INVEST TRUST COM 09248H105 144 11019 SH DFND 1 11019 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 231 18053 SH DFND 1 18053 0 0 BLACKROCK MUNIHLDGS QUALITY FUND II INC COM 09254C107 1321 109532 SH DFND 1 109532 0 0 BLACKROCK MUNIHOLDINGS N Y QUALITY FUND COM 09255C106 129 10840 SH DFND 1 10840 0 0 BLACKROCK MUNIYIELD N Y QUALITY FUND INC COM 09255E102 299 25989 SH DFND 1 25989 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 519 42975 SH DFND 1 42975 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 820 69845 SH DFND 1 69845 0 0 BLACKROCK NY MUN INC QUALITY TRUST COM 09249U105 232 18654 SH DFND 1 18654 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 441 11572 SH DFND 1 11572 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 218 6500 SH DFND 1 6500 0 0 BOEING CO #N/A! 097023105 2859 7687 SH DFND 1 7687 0 0 BOK FINL CORP COM NEW 05561Q201 197 2022 SH DFND 1 2022 0 0 BOK FINL CORP COM NEW 05561Q201 383 3933 SH OTR 4 0 3933 0 BOSTON BEER INC CL A 100557107 367 1276 SH OTR 4 0 1276 0 BOSTON OMAHA CORP COM 101044105 1215 40637 SH DFND 1 40637 0 0 BOVIE MEDICAL CORP COM 10211F100 4366 615000 SH DFND 1 615000 0 0 BP PLC SPONSORED ADR 055622104 1826 39618 SH DFND 1 39618 0 0 BRISTOL MYERS SQUIBBCO COM 110122108 1273 20500 SH DFND 2 20500 0 0 BRISTOL MYERS SQUIBBCO COM 110122108 1519 24465 SH DFND 1 24465 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 275 5891 SH DFND 1 5891 0 0 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 819 6207 SH DFND 1 6207 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 36589 821671 SH DFND 1 821671 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 36713 824453 SH DFND 2 824453 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 2 39 SH DFND 1 39 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 302 6600 SH DFND 2 6600 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP INT UNIT G16252101 749 18777 SH DFND 1 18777 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP INT UNIT G16252101 3160 79226 SH DFND 2 79226 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 525 25143 SH DFND 1 25143 0 0 BROOKFIELD REAL ASSETS INCOME FUND SHS BEN INT 112830104 964 41812 SH DFND 1 41812 0 0 BROWN & BROWN INC COM 115236101 391 13218 SH OTR 4 0 13218 0 BROWN FORMAN CORP CL B 115637209 14 284 SH DFND 1 284 0 0 BROWN FORMAN CORP CL B 115637209 417 8246 SH OTR 4 0 8246 0 BRUKER CORP COM 116794108 385 11503 SH OTR 4 0 11503 0 BUCKLE INC COM 118440106 398 17264 SH OTR 4 0 17264 0 BWX TECHNOLOGIES INC COM 05605H100 262 4182 SH DFND 1 4182 0 0 CABLE ONE INC COM 12685J105 557 630 SH DFND 1 630 0 0 CABLE ONE INC COM 12685J105 1060 1200 SH DFND 2 1200 0 0 CACI INTL INC CL A 127190304 16 86 SH DFND 3 86 0 0 CACI INTL INC CL A 127190304 13766 74752 SH DFND 2 74752 0 0 CACI INTL INC CL A 127190304 18983 103083 SH DFND 1 103083 0 0 CAPITAL SOUTHWEST CORP COM 140501107 4 200 SH DFND 1 200 0 0 CAPITAL SOUTHWEST CORP COM 140501107 363 19100 SH DFND 2 19100 0 0 CARBO CERAMICS INC COM 140781105 397 54800 SH DFND 1 54800 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 33 513 SH DFND 2 513 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 398 6245 SH OTR 4 0 6245 0 CARNIVAL CORP UNIT 99/99/9999 143658300 1643 25765 SH DFND 1 25765 0 0 CATERPILLAR INC COM 149123101 1617 10605 SH DFND 1 10605 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 200 2079 SH DFND 3 2079 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 21936 228597 SH DFND 2 228597 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 45109 470078 SH DFND 1 470078 0 0 CBS CORP NEW CL B 124857202 413 7194 SH OTR 4 0 7194 0 CBS CORP NEW CL B 124857202 1430 24885 SH DFND 1 24885 0 0 CBS CORP NEW CL B 124857202 2981 51885 SH DFND 2 51885 0 0 CELGENE CORP COM 151020104 3 30 SH DFND 1 30 0 0 CELGENE CORP COM 151020104 626 7000 SH DFND 2 7000 0 0 CELLDEX THERAPEUTICS INC COM 15117B103 0 41 SH DFND 1 41 0 0 CELLDEX THERAPEUTICS INC COM 15117B103 12 26294 SH DFND 2 26294 0 0 CENTERPOINT ENERGY INC COM 15189T107 1227 44373 SH DFND 1 44373 0 0 CHENIERE ENERGY INC COM NEW 16411R208 40 570 SH DFND 1 570 0 0 CHENIERE ENERGY INC COM NEW 16411R208 434 6249 SH OTR 4 0 6249 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 2510 3129000 PRN DFND 2 3129000 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 54725 68226000 PRN DFND 1 68226000 0 0 CHEVRON CORP COM 166764100 4 33 SH DFND 2 33 0 0 CHEVRON CORP COM 166764100 1619 13236 SH DFND 1 13236 0 0 CHOICE HOTELS INTL INC COM 169905106 415 4985 SH DFND 4 0 4985 0 CINCINNATI FINL CORP COM 172062101 472 6141 SH DFND 1 6141 0 0 CINTAS CORP COM 172908105 377 1905 SH OTR 4 0 1905 0 CISCO SYSTEMS INC COM 17275R102 113 2331 SH DFND 2 2331 0 0 CISCO SYSTEMS INC COM 17275R102 2462 50599 SH DFND 1 50599 0 0 CIVEO CORP CDA COM 17878Y108 51 12200 SH DFND 3 12200 0 0 CIVEO CORP CDA COM 17878Y108 29874 7198497 SH DFND 2 7198497 0 0 CIVEO CORP CDA COM 17878Y108 143291 34527866 SH DFND 1 34527866 0 0 CLEARBRIDGE MLP AND MIDSTREAM FUND INC COM 184692101 3892 267847 SH DFND 1 267847 0 0 CLEARBRIDGE MLP AND MIDSTREAM TR FD INC COM 18469Q108 1254 110353 SH DFND 2 110353 0 0 CLEARBRIDGE MLP AND MIDSTREAM TR FD INC COM 18469Q108 4526 398417 SH DFND 1 398417 0 0 CLEVELAND-CLIFFS INC COM 185899101 449 35455 SH DFND 1 35455 0 0 CME GROUP INC COM 12572Q105 232 1362 SH DFND 3 1362 0 0 CME GROUP INC COM 12572Q105 7242 42546 SH DFND 2 42546 0 0 CME GROUP INC COM 12572Q105 30532 179379 SH DFND 1 179379 0 0 CMS ENERGY CORP COM 125896100 1223 24953 SH DFND 1 24953 0 0 COHEN & STEERS INC COM 19247A100 392 9647 SH OTR 4 0 9647 0 COHEN & STEERS QUALITY RLTY COM 19247L106 834 68042 SH DFND 1 68042 0 0 COLFAX CORP COM 194014106 412 11412 SH OTR 4 0 11412 0 COLFAX CORP COM 194014106 1272 35263 SH DFND 2 35263 0 0 COLFAX CORP COM 194014106 4703 130412 SH DFND 1 130412 0 0 COLGATE PALMOLIVE CO COM 194162103 206 3074 SH DFND 1 3074 0 0 COLONY CAPITAL INC CL A COM 19626G108 2 349 SH DFND 1 349 0 0 COLONY CAPITAL INC CL A COM 19626G108 394 64623 SH DFND 4 0 64623 0 COLUMBIA SPORTSWEAR CO COM 198516106 416 4472 SH OTR 4 0 4472 0 COMCAST CORP NEW CL A 20030N101 388 10948 SH OTR 4 0 10948 0 COMCAST CORP NEW CL A 20030N101 392 11057 SH DFND 1 11057 0 0 CONDUENT INC COM 206787103 2 104 SH DFND 1 104 0 0 CONDUENT INC COM 206787103 397 17615 SH OTR 4 0 17615 0 CONOCOPHILLIPS COM 20825C104 248 3204 SH DFND 3204 0 0 CONTINENTAL RESOURCES INC COM 212015101 460 6739 SH OTR 4 0 6739 0 CONTINENTAL RESOURCES INC COM 212015101 816 11953 SH DFND 1 11953 0 0 CONTINENTAL RESOURCES INC COM 212015101 4227 61900 SH DFND 2 61900 0 0 COPART INC COM 217204106 3710 72000 SH DFND 2 72000 0 0 CORELOGIC INC COM 21871D103 1061 21473 SH DFND 1 21473 0 0 COSTAMARE INC SHS Y1771G102 1505 231894 SH DFND 1 231894 0 0 COVANTA HLDG CORP COM 22282E102 386 23742 SH OTR 4 0 23742 0 CSW INDUSTRIALS INC COM 126402106 13 242 SH DFND 1 242 0 0 CSW INDUSTRIALS INC COM 126402106 870 16200 SH DFND 2 16200 0 0 CSX CORP COM 126408103 56 760 SH DFND 2 760 0 0 CSX CORP COM 126408103 223 3012 SH DFND 1 3012 0 0 CUBIC CORP COM 229669106 886 12127 SH DFND 1 12127 0 0 CVR ENERGY INC COM 12662P108 421 10462 SH OTR 4 0 10462 0 CVR ENERGY INC COM 12662P108 604 15020 SH DFND 1 15020 0 0 CVS HEALTH CORP COM 126650100 245 3114 SH DFND 1 3114 0 0 D R HORTON INC COM 23331A109 401 9509 SH OTR 4 0 9509 0 DANAHER CORP COM 235851102 415 3822 SH OTR 4 0 3822 0 DANAHER CORP COM 235851102 1655 15235 SH DFND 1 15235 0 0 DELTA AIR LINES INC DEL NEW COM NEW 247361702 373 6450 SH DFND 1 6450 0 0 DELUXE CORP COM 248019101 631 11080 SH DFND 1 11080 0 0 DIAMOND OFFSHORE DRILLNG INC COM 25271C102 1679 83971 SH DFND 1 83971 0 0 DICKS SPORTING GOODSINC COM 253393102 388 10939 SH OTR 4 0 10939 0 DILLARDS INC CL A 254067101 405 5300 SH OTR 4 0 5300 0 DISCOVERY INC COM SER A 25470F104 2358 73679 SH DFND 1 73679 0 0 DISCOVERY INC COM SER A 25470F104 5635 176100 SH DFND 2 176100 0 0 DISCOVERY INC COM SER C 25470F302 139 4711 SH DFND 1 4711 0 0 DISCOVERY INC COM SER C 25470F302 409 13820 SH OTR 4 0 13820 0 DISCOVERY INC COM SER C 25470F302 2804 94801 SH DFND 2 94801 0 0 DISH NETWORK CORP CL A 25470M109 396 11078 SH OTR 4 0 11078 0 DISH NETWORK CORP CL A 25470M109 8506 237867 SH DFND 2 237867 0 0 DISH NETWORK CORP CL A 25470M109 14479 404886 SH DFND 1 404886 0 0 DISNEY WALT CO COM DISNEY 254687106 819 7000 SH DFND 1 7000 0 0 DORMAN PRODUCTS INC COM 258278100 769 10000 SH DFND 2 10000 0 0 DORMAN PRODUCTS INC COM 258278100 1839 23906 SH DFND 1 23906 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 929 45998 SH DFND 2 45998 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 16910 837108 SH DFND 1 837108 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 1967 95622 SH DFND 2 95622 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 6470 314529 SH DFND 1 314529 0 0 DSW INC CL A 23334L102 446 13150 SH OTR 4 0 13150 0 DUFF & PHELPS SLCT ENGY MLP COM 26433F108 1168 192391 SH DFND 1 192391 0 0 DUFF & PHELPS UTIL CORP BD T COM 26432K108 120 14325 SH DFND 1 14325 0 0 EATON CORP PLC SHS G29183103 253 2921 SH DFND 2921 0 0 EATON VANCE FLTING RATE INC COM 278279104 149 10200 SH DFND 1 10200 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 310 24445 SH DFND 1 24445 0 0 EATON VANCE MUN BD FD COM 27827X101 141 12263 SH DFND 1 12263 0 0 EATON VANCE NY MUN BD FD COM 27827Y109 236 21347 SH DFND 1 21347 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 287 20379 SH DFND 1 20379 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 167 25848 SH DFND 1 25848 0 0 EBAY INC COM 278642103 11 348 SH DFND 1 348 0 0 EBAY INC COM 278642103 391 11827 SH OTR 4 0 11827 0 EBAY INC COM 278642103 1757 53200 SH DFND 2 53200 0 0 ECHOSTAR CORP CL A 278768106 181 3907 SH DFND 3 3907 0 0 ECHOSTAR CORP CL A 278768106 391 8439 SH DFND 4 0 8439 0 ECHOSTAR CORP CL A 278768106 3408 73504 SH DFND 1 73504 0 0 ECHOSTAR CORP CL A 278768106 15769 340070 SH DFND 2 340070 0 0 ELI LILLY AND COMPANY COM 532457108 617 5754 SH DFND 1 5754 0 0 ELI LILLY AND COMPANY COM 532457108 1663 15500 SH DFND 2 15500 0 0 EMERSON ELEC CO COM 291011104 1968 25693 SH DFND 1 25693 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 699 24347 SH DFND 1 24347 0 0 EOG RES INC COM 26875P101 215 1682 SH DFND 1 1682 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 402 4173 SH OTR 4 0 4173 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 5344 55405 SH DFND 1 55405 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 6994 72510 SH DFND 2 72510 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1 11 SH DFND 1 11 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 392 5920 SH OTR 4 0 5920 0 ERIE INDTY CO CL A 29530P102 400 3137 SH OTR 4 0 3137 0 EXPEDIA GROUP INC COM NEW 30212P303 270 2068 SH DFND 1 2068 0 0 EXPEDIA GROUP INC COM NEW 30212P303 409 3136 SH DFND 4 0 3136 0 EXPRESS SCRIPTS HOLDING COMPANY COM 30219G108 217 2284 SH DFND 1 2284 0 0 EXTERRAN CORP COM 30227H106 2 93 SH DFND 1 93 0 0 EXTERRAN CORP COM 30227H106 441 16614 SH OTR 4 0 16614 0 EXXON MOBIL CORP COM 30231G102 8606 101222 SH DFND 1 101222 0 0 FACEBOOK INC CL A 30303M102 175 1064 SH DFND 1 1064 0 0 FACEBOOK INC CL A 30303M102 414 2520 SH OTR 4 0 2520 0 FEDERATED INVS INC PA CL B 314211103 434 17984 SH DFND 1 17984 0 0 FEDERATED PREM MUN INC FD COM 31423P108 557 43686 SH DFND 1 43686 0 0 FEDEX CORP COM 31428X106 113 471 SH DFND 1 471 0 0 FEDEX CORP COM 31428X106 381 1584 SH OTR 4 0 1584 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 1549 39369 SH DFND 1 39369 0 0 FIDELITY NATL INFORMATION SVC COM 31620M106 492 4511 SH DFND 1 4511 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 14 32 SH DFND 1 32 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 396 876 SH DFND 4 0 876 0 FLAHERTY & CRUMRINE PFD INC COM 33848E106 309 26520 SH DFND 1 26520 0 0 FLOWERS FOODS INC COM 343498101 945 50651 SH DFND 1 50651 0 0 FOREST CITY REALTY TRUST CL A 345605109 654 26049 SH DFND 1 26049 0 0 FORTIVE CORP COM 34959J108 25 300 SH DFND 2 300 0 0 FORTIVE CORP COM 34959J108 391 4649 SH OTR 4 0 4649 0 FORTIVE CORP COM 34959J108 638 7573 SH DFND 1 7573 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 920 17565 SH DFND 1 17565 0 0 FRANCO NEVADA CORP COM 351858105 171 2738 SH DFND 3 2738 0 0 FRANCO NEVADA CORP COM 351858105 17230 275466 SH DFND 1 275466 0 0 FRANCO NEVADA CORP COM 351858105 25452 406909 SH DFND 2 406909 0 0 FRANKLIN RESOURCES INC COM 354613101 2 72 SH DFND 1 72 0 0 FRANKLIN RESOURCES INC COM 354613101 387 12714 SH OTR 4 0 12714 0 FREEPORT MCMORAN INC CL B 35671D857 411 29542 SH OTR 4 0 29542 0 FREEPORT MCMORAN INC CL B 35671D857 1324 95133 SH DFND 1 95133 0 0 FRONTLINE LTD SHS NEW G3682E192 148 25400 SH DFND 1 25400 0 0 GAMCO INVESTORS INC COM 361438104 2 100 SH DFND 3 100 0 0 GAMCO INVESTORS INC COM 361438104 504 21500 SH DFND 2 21500 0 0 GAMCO INVESTORS INC COM 361438104 1424 60821 SH DFND 1 60821 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 2 65 SH DFND 1 65 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 407 11559 SH OTR 4 0 11559 0 GAP INC COM 364760108 432 14967 SH OTR 4 0 14967 0 GARMIN LTD SHS H2906T109 415 5925 SH OTR 4 0 5925 0 GCI LIBERTY INC COM CL A 36164V305 417 8186 SH OTR 4 0 8186 0 GCI LIBERTY INC COM CL A 36164V305 1584 31050 SH DFND 1 31050 0 0 GCI LIBERTY INC COM CL A 36164V305 5622 110231 SH DFND 2 110231 0 0 GDL FUND COM SH BEN IT 361570104 542 59691 SH DFND 1 59691 0 0 GENERAL DYNAMICS CORP COM 369550108 31 152 SH DFND 2 152 0 0 GENERAL DYNAMICS CORP COM 369550108 212 1036 SH DFND 1 1036 0 0 GENERAL ELECTRIC CO COM 369604103 1144 101317 SH DFND 1 101317 0 0 GENERAL MLS INC COM 370334104 233 5424 SH DFND 1 5424 0 0 GENERAL MTRS CO COM 37045V100 81 2399 SH DFND 2 2399 0 0 GENERAL MTRS CO COM 37045V100 921 27350 SH DFND 1 27350 0 0 GENUINE PARTS CO COM 372460105 418 4210 SH DFND 1 4210 0 0 GILEAD SCIENCES INC COM 375558103 695 9000 SH DFND 2 9000 0 0 GLADSTONE LD CORP COM 376549101 1104 89432 SH DFND 1 89432 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 70 1750 SH DFND 1 1750 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 911 22673 SH DFND 2 22673 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 513 2286 SH DFND 1 2286 0 0 GRAHAM HLDGS CO COM 384637104 39 68 SH DFND 1 68 0 0 GRAHAM HLDGS CO COM 384637104 869 1500 SH DFND 2 1500 0 0 GRAINGER W W INC COM 384802104 412 1154 SH OTR 4 0 1154 0 GRAINGER W W INC COM 384802104 643 1800 SH DFND 1 1800 0 0 GREEN BRICK PARTNERS INC COM 392709101 182 18000 SH DFND 1 18000 0 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 266 21452 SH DFND 2 21452 0 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 403 32501 SH OTR 4 0 32501 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 609 49105 SH DFND 1 49105 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 441 24252 SH OTR 4 0 24252 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 176 9414 SH DFND 1 9414 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 307 16475 SH DFND 2 16475 0 0 HARRIS CORP DEL COM 413875105 2325 13739 SH DFND 1 13739 0 0 HEARTLAND EXPRESS INC COM 422347104 393 19940 SH OTR 4 0 19940 0 HERC HLDGS INC COM 42704L104 2 44 SH DFND 1 44 0 0 HERC HLDGS INC COM 42704L104 410 8005 SH OTR 4 0 8005 0 HERTZ GLOBAL HOLDINGS INC COM 42806J106 131 8000 SH DFND 2 8000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42806J106 354 21684 SH OTR 4 0 21684 0 HESS CORP COM 42809H107 434 6065 SH OTR 4 0 6065 0 HILLTOP HOLDINGS INC COM 432748101 406 20150 SH OTR 4 0 20150 0 HONEYWELL INTL INC COM 438516106 1816 10916 SH DFND 1 10916 0 0 HORNBECK OFFSHORE SERV INC NOTE 1.500% 9/0 440543AN6 53 60000 PRN DFND 1 60000 0 0 HOST MARRIOTT CORP NEW COM 44107P104 399 18924 SH OTR 4 0 18924 0 HOSTESS BRANDS INC CL A 44109J106 368 33238 SH OTR 4 0 33238 0 HOWARD HUGHES CORP COM 44267D107 400 3219 SH OTR 4 0 3219 0 HOWARD HUGHES CORP COM 44267D107 4283 34482 SH DFND 3 34482 0 0 HOWARD HUGHES CORP COM 44267D107 96681 778304 SH DFND 2 778304 0 0 HOWARD HUGHES CORP COM 44267D107 154007 1239793 SH DFND 1 1239793 0 0 HYATT HOTELS CORP COM CL A 448579102 420 5279 SH OTR 4 0 5279 0 IAC INTERACTIVECORP COM 44919P508 15 67 SH DFND 2 67 0 0 IAC INTERACTIVECORP COM 44919P508 408 1882 SH OTR 4 0 1882 0 IAC INTERACTIVECORP COM 44919P508 1114 5141 SH DFND 1 5141 0 0 IBERIABANK CORP COM 450828108 276 3396 SH DFND 1 3396 0 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 1647 23289 SH DFND 3 23289 0 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 73823 1043876 SH DFND 1 1043876 0 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 76941 1087970 SH DFND 2 1087970 0 0 INGREDION INC COM 457187102 302 2875 SH DFND 2 2875 0 0 INTEC PHARMA LTD JERUSALEM SHS SHS M53644106 310 54794 SH DFND 1 54794 0 0 INTEL CORP COM 458140100 427 9037 SH DFND 1 9037 0 0 INTER PARFUMS INC COM 458334109 4486 69600 SH DFND 2 69600 0 0 INTER PARFUMS INC COM 458334109 8881 137802 SH DFND 1 137802 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 751 10025 SH DFND 2 10025 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 2997 40025 SH DFND 1 40025 0 0 INTERMOLECULAR INC COM COM 45882D109 79 67647 SH DFND 1 67647 0 0 INTERNATIONAL SPEEDWAY CORP CL A 460335201 7 150 SH DFND 1 150 0 0 INTERNATIONAL SPEEDWAY CORP CL A 460335201 403 9211 SH OTR 4 0 9211 0 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 361 35769 SH DFND 1 35769 0 0 INTL FLAVORS & FRAGRANCES COM 459506101 647 4650 SH DFND 1 4650 0 0 INTREXON CORP COM 46122T102 499 28990 SH OTR 4 0 28990 0 INTUIT INC COM 461202103 408 1795 SH OTR 4 0 1795 0 INTUITIVE SURGICAL INC COM 46120E602 351 612 SH DFND 1 612 0 0 INVESCO INSURED MUNICIPAL INCOME TRUST COM 46132P108 504 36403 SH DFND 1 36403 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 674 58191 SH DFND 1 58191 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1200 11230 SH DFND 1 11230 0 0 INVESCO VAN KAMPEN SENIOR INCOME TRUST COM 46131H107 110 25536 SH DFND 1 25536 0 0 INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE COM 46131T101 159 12714 SH DFND 1 12714 0 0 IONIS PHARMACEUTICALS INC COM 462222100 10 200 SH DFND 1 200 0 0 IONIS PHARMACEUTICALS INC COM 462222100 619 12000 SH DFND 2 12000 0 0 ISHARES TR SH TR CRPORT ETF 464288646 2799 54000 SH DFND 2 54000 0 0 ISHARES TR MICRO-CAP ETF 464288869 599 5638 SH DFND 1 5638 0 0 JBG SMITH PPTYS COM 46590V100 406 11021 SH OTR 4 0 11021 0 JEFFRIES FINL GROUP INC COM 47233W109 74 3350 SH DFND 2 3350 0 0 JEFFRIES FINL GROUP INC COM 47233W109 384 17489 SH OTR 4 0 17489 0 JEFFRIES FINL GROUP INC COM 47233W109 529 24093 SH DFND 1 24093 0 0 JOHNSON & JOHNSON COM 478160104 1374 9942 SH DFND 2 9942 0 0 JOHNSON & JOHNSON COM 478160104 1915 13859 SH DFND 1 13859 0 0 JP MORGAN CHASE & CO COM 46625H100 102 903 SH DFND 2 903 0 0 JP MORGAN CHASE & CO COM 46625H100 994 8805 SH DFND 1 8805 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 14 284 SH DFND 1 284 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 574 11442 SH DFND 2 11442 0 0 KADMON HLDGS INC COM 48283N106 203 60689 SH DFND 1 60689 0 0 KAYNE ANDERSON MDSTM ENERGY FD INC COM 48661E108 1159 90566 SH DFND 1 90566 0 0 KAYNE ANDERSON MLP INVSMNT COM 486606106 1189 66625 SH DFND 2 66625 0 0 KAYNE ANDERSON MLP INVSMNT COM 486606106 4976 278791 SH DFND 1 278791 0 0 KIMBERLY CLARK CORP COM 494368103 337 2966 SH DFND 1 2966 0 0 KLA-TENCOR CORP COM 482480100 1368 13450 SH DFND 1 13450 0 0 KONINKLIJKE PHILIPS NV NY REG SH NEW 500472303 210 4607 SH DFND 1 4607 0 0 KRAFT HEINZ COMPANY COM 500754106 1306 23702 SH DFND 1 23702 0 0 L BRANDS INC COM 501797104 432 14243 SH OTR 4 0 14243 0 LANCASTER COLONY CORP COM 513847103 378 2534 SH OTR 4 0 2534 0 LANDS END INC NEW COM 51509F105 16 921 SH DFND 1 921 0 0 LANDS END INC NEW COM 51509F105 400 22818 SH OTR 4 0 22818 0 LAS VEGAS SANDS CORP COM 517834107 392 6604 SH OTR 4 0 6604 0 LAS VEGAS SANDS CORP COM 517834107 3752 63234 SH DFND 1 63234 0 0 LAS VEGAS SANDS CORP COM 517834107 4864 81989 SH DFND 2 81989 0 0 LAUDER ESTEE COS INC CL A 518439104 421 2895 SH DFND 4 0 2895 0 LENDINGTREE INC NEW COM 52603B107 1894 8233 SH DFND 2 8233 0 0 LENNAR CORP CL A 526057104 127 2725 SH DFND 1 2725 0 0 LENNAR CORP CL A 526057104 370 7917 SH OTR 4 0 7917 0 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 430 15754 SH DFND 2 15754 0 0 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 1951 71516 SH DFND 1 71516 0 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 433 15873 SH OTR 4 0 15873 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 2067 75850 SH DFND 2 75850 0 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 3560 130653 SH DFND 1 130653 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 143 1700 SH DFND 3 1700 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 5313 63002 SH DFND 1 63002 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 7341 87049 SH DFND 2 87049 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 416 4936 SH OTR 4 0 4936 0 LIBERTY BROADBAND CORP COM SER C 530307305 31870 378055 SH DFND 2 378055 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 32537 385965 SH DFND 1 385965 0 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 412 8769 SH DFND 4 0 8769 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 907 19277 SH DFND 1 19277 0 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 1303 27698 SH DFND 2 27698 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 205 5758 SH DFND 3 5758 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 4992 140299 SH DFND 2 140299 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 5005 140663 SH DFND 1 140663 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 417 11215 SH OTR 4 0 11215 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 560 15050 SH DFND 3 15050 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 6004 161435 SH DFND 2 161435 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 8597 231152 SH DFND 1 231152 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 17 594 SH DFND 1 594 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 423 15025 SH OTR 4 0 15025 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1966 69800 SH DFND 2 69800 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 3 137 SH DFND 1 137 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 341 16518 SH DFND 2 16518 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 408 19797 SH OTR 4 0 19797 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 377 8678 SH OTR 4 0 8678 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 608 14000 SH DFND 3 14000 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 57367 1320293 SH DFND 2 1320293 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 70022 1611548 SH DFND 1 1611548 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 1448 33325 SH DFND 3 33325 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 17664 406636 SH DFND 2 406636 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 36692 844653 SH DFND 1 844653 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 51 3413 SH DFND 3413 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 423 28499 SH OTR 4 0 28499 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 445 19113 SH OTR 4 0 19113 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 5092 218556 SH DFND 2 218556 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 29473 1264947 SH DFND 1 1264947 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 21348 391921 SH DFND 1 391921 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 37038 679973 SH DFND 2 679973 0 0 LOCKHEED MARTIN CORP COM 539830109 285 824 SH DFND 1 824 0 0 LOEWS CORP COM 540424108 401 7978 SH OTR 4 0 7978 0 LOEWS CORP COM 540424108 2907 57873 SH DFND 1 57873 0 0 LORAL SPACE & COMMUNICATNS L COM 543881106 400 8805 SH DFND 1 8805 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 25 247 SH DFND 2 247 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 401 3915 SH OTR 4 0 3915 0 M & T BK CORP COM 55261F104 1824 11085 SH DFND 1 11085 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 419 1329 SH OTR 4 0 1329 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 7094 22499 SH DFND 2 22499 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 15113 47930 SH DFND 1 47930 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RR LP 559080106 254 3754 SH DFND 1 3754 0 0 MAMMOTH ENERGY SVCS INC COM 56155L108 1046 35930 SH DFND 1 35930 0 0 MAMMOTH ENERGY SVCS INC COM 56155L108 1792 61576 SH DFND 2 61576 0 0 MANITOWOC INC COM NEW 563571405 193 8025 SH DFND 2 8025 0 0 MANITOWOC INC COM NEW 563571405 415 17284 SH OTR 4 0 17284 0 MANTECH INTL CORP CL A 564563104 1582 25000 SH DFND 2 25000 0 0 MARATHON PETE CORP COM 56585A102 358 4474 SH DFND 1 4474 0 0 MARCUS & MILLICHAP INC COM 566324109 401 11541 SH OTR 4 0 11541 0 MARKEL CORP COM 570535104 5657 4760 SH DFND 1 4760 0 0 MARKEL CORP COM 570535104 18926 15924 SH DFND 2 15924 0 0 MARKETAXESS HLDGS INC COM 57060D108 892 5000 SH DFND 2 5000 0 0 MARRIOTT INTL INC NEW CL A 571903202 15 110 SH DFND 1 110 0 0 MARRIOTT INTL INC NEW CL A 571903202 412 3117 SH OTR 4 0 3117 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 4 35 SH DFND 1 35 0 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 398 3559 SH OTR 4 0 3559 0 MASCO CORP COM 574599106 68 1850 SH DFND 1 1850 0 0 MASCO CORP COM 574599106 209 5700 SH DFND 2 5700 0 0 MASTEC INC COM 576323109 419 9393 SH OTR 4 0 9393 0 MASTERCARD INC CL A 57636Q104 2466 11077 SH DFND 2 11077 0 0 MASTERCARD INC CL A 57636Q104 14632 65729 SH DFND 1 65729 0 0 MCDONALDS CORP COM 580135101 746 4457 SH DFND 1 4457 0 0 MCEWEN MNG INC COM 58039P107 36 18473 SH DFND 1 18473 0 0 MERCK & COMPANY COM 58933Y105 1064 15000 SH DFND 2 15000 0 0 MERCK & COMPANY COM 58933Y105 2294 32331 SH DFND 1 32331 0 0 MERCURY GENL CORP NEW COM 589400100 10 200 SH DFND 1 200 0 0 MERCURY GENL CORP NEW COM 589400100 403 8036 SH OTR 4 0 8036 0 MESABI TR CTF BEN INT 590672101 1336 50425 SH DFND 1 50425 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 2733 553199 SH DFND 1 553199 0 0 MGM RESORTS INTERNATIONAL COM 552953101 61 2200 SH DFND 1 2200 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1557 55800 SH DFND 2 55800 0 0 MICROSOFT COM 594918104 209 1826 SH DFND 2 1826 0 0 MICROSOFT COM 594918104 1982 17328 SH DFND 1 17328 0 0 MOHAWK INDUSTRIES INC COM 608190104 380 2167 SH OTR 4 0 2167 0 MONDELEZ INTL INC CL A 609207105 1272 29607 SH DFND 1 29607 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 395 6772 SH OTR 4 0 6772 0 MORNINGSTAR INC COM 617700109 387 3076 SH OTR 4 0 3076 0 MOVADO GROUP INC COM 624580106 1771 42274 SH DFND 1 42274 0 0 MSC INDL DIRECT INC CL A 553530106 410 4651 SH OTR 4 0 4651 0 MSG NETWORK INC CL A 553573106 428 16601 SH OTR 4 0 16601 0 MSG NETWORK INC CL A 553573106 1674 64900 SH DFND 2 64900 0 0 MSG NETWORK INC CL A 553573106 2899 112367 SH DFND 1 112367 0 0 NANTKWEST INC COM 63016Q102 514 138999 SH OTR 4 0 138999 0 NASDAQ INC COM 631103108 154 1800 SH DFND 2 1800 0 0 NASDAQ INC COM 631103108 774 9021 SH DFND 1 9021 0 0 NATIONAL GEN HLDGS CORP COM 636220303 423 15745 SH OTR 4 0 15745 0 NATIONAL INSTRS CORP COM 636518102 407 8417 SH OTR 4 0 8417 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 71 5893 SH DFND 2 5893 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 19982 1651415 SH DFND 1 1651415 0 0 NAVISTAR INTL CORP NEW COM 63934E108 381 9885 SH OTR 4 0 9885 0 NEUBERGER BERMAN MUNI FD INC COM 64124P101 1046 77803 SH DFND 1 77803 0 0 NEUBERGER BERMAN NY MUN FD INC COM 64124K102 339 29716 SH DFND 1 29716 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 77 4909 SH DFND 1 4909 0 0 NEW MEDIA INVT GROUP INC COM COM 64704V106 217 13800 SH DFND 2 13800 0 0 NEWELL BRANDS INC COM 651229106 381 18757 SH OTR 4 0 18757 0 NEWELL BRANDS INC COM 651229106 1428 70327 SH DFND 1 70327 0 0 NEWMARKET CORP COM 651587107 411 1014 SH OTR 4 0 1014 0 NEWS CORP NEW CL A 65249B109 435 32964 SH OTR 4 0 32964 0 NOMAD FOODS LTD USD ORD SHS G6564A105 393 19403 SH OTR 4 0 19403 0 NORDSTROM INC COM 655664100 378 6312 SH OTR 4 0 6312 0 NORFOLK SOUTHN CORP COM 655844108 63 349 SH DFND 2 349 0 0 NORFOLK SOUTHN CORP COM 655844108 875 4845 SH DFND 1 4845 0 0 NORTHROP GRUMMAN CORP COM 666807102 8 26 SH DFND 2 26 0 0 NORTHROP GRUMMAN CORP COM 666807102 326 1026 SH DFND 1 1026 0 0 NOVAGOLD RES INC COM NEW 66987E206 15 4000 SH DFND 2 4000 0 0 NOVAGOLD RES INC COM NEW 66987E206 17 4629 SH DFND 1 4629 0 0 NOVAGOLD RES INC COM NEW 66987E206 408 110026 SH OTR 4 0 110026 0 NOVARTIS AG SPONSORED ADR 66987V109 1042 12088 SH DFND 1 12088 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1206 14000 SH DFND 2 14000 0 0 NOVO-NORDISK A S ADR 670100205 365 7740 SH DFND 1 7740 0 0 NUVEEN AMT-FREE QLTY MUN INCOME COM 670657105 7241 571977 SH DFND 1 571977 0 0 NUVEEN BUILD AMER BD FD COM 67074C103 2382 119096 SH DFND 1 119096 0 0 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 3299 150855 SH DFND 1 150855 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 963 66843 SH DFND 1 66843 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 380 26128 SH DFND 1 26128 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 5609 506648 SH DFND 1 506648 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 105 10105 SH DFND 1 10105 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 614 59592 SH DFND 1 59592 0 0 NUVEEN INT DUR QUAL MUN TRM COM 670677103 283 22972 SH DFND 1 22972 0 0 NUVEEN INTER DURATION MN TMF COM 670671106 914 73210 SH DFND 1 73210 0 0 NUVEEN MUN HIGH INC OPP FD COM 670682103 219 17467 SH DFND 1 17467 0 0 NUVEEN MUN VALUE FD INC COM 670928100 147 15688 SH DFND 1 15688 0 0 NUVEEN NY AMT FREE QLTY MUN INC FD COM 670656107 869 72999 SH DFND 1 72999 0 0 NUVEEN NY QLTY INCOME FD COM 67066X107 651 52891 SH DFND 1 52891 0 0 NUVEEN PFD & INC OPPORTUNITIES FD COM 67073B106 212 22865 SH DFND 1 22865 0 0 NUVEEN PREFERRED & INCOME SECURITIES FD COM 67072C105 410 46601 SH DFND 1 46601 0 0 NUVEEN QUALITY MUNI INC FD COM 67066V101 1436 112236 SH DFND 1 112236 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 206 21500 SH DFND 1 21500 0 0 NUVEEN SR INCOME FD COM 67067Y104 678 110034 SH DFND 1 110034 0 0 NVIDIA CORP COM 67066G104 340 1209 SH DFND 1 1209 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 945 22824 SH DFND 2 22824 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 11800 285018 SH DFND 1 285018 0 0 OCWEN FINL CORP COM NEW 675746309 395 100132 SH OTR 4 0 100132 0 OHA INVT CORP COM 67091U102 74 48230 SH DFND 1 48230 0 0 ORACLE CORP COM 68389X105 23 452 SH DFND 2 452 0 0 ORACLE CORP COM 68389X105 228 4415 SH DFND 1 4415 0 0 ORACLE CORP COM 68389X105 424 8225 SH OTR 4 0 8225 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 211 19000 SH DFND 2 19000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 65 12000 SH DFND 2 12000 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 269 13200 SH DFND 2 13200 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 409 20044 SH OTR 4 0 20044 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 494 24211 SH DFND 1 24211 0 0 PATTERSON UTI ENERGY INC COM 703481101 8357 488403 SH DFND 1 488403 0 0 PAYCHEX INC COM 704326107 39 531 SH DFND 1 531 0 0 PAYCHEX INC COM 704326107 110 1498 SH DFND 2 1498 0 0 PAYCHEX INC COM 704326107 402 5455 SH OTR 4 0 5455 0 PAYPAL HLDGS INC COM 70450Y103 1146 13052 SH DFND 1 13052 0 0 PAYPAL HLDGS INC COM 70450Y103 6667 75900 SH DFND 2 75900 0 0 PCM FUND INC COM 69323T101 743 65745 SH DFND 1 65745 0 0 PEGASYSTEMS INC COM 705573103 386 6169 SH OTR 4 0 6169 0 PENN NATL GAMING INC COM 707569109 409 12412 SH OTR 4 0 12412 0 PENN VA CORP NEW COM 70788V102 266 3297 SH DFND 1 3297 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 369 7787 SH OTR 4 0 7787 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 441 9300 SH DFND 1 9300 0 0 PEPSICO INC COM 713448108 2008 17963 SH DFND 1 17963 0 0 PERKINELMER INC COM 714046109 548 5630 SH DFND 1 5630 0 0 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 1307 164200 SH DFND 2 164200 0 0 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 2570 322925 SH DFND 1 322925 0 0 PERSHING GOLD CORP COM NEW 715302204 85 69842 SH DFND 1 69842 0 0 PFIZER INC COM 717081103 1361 30888 SH DFND 1 30888 0 0 PFIZER INC COM 717081103 1546 35075 SH DFND 2 35075 0 0 PHILIP MORRIS INTL INC COM 718172109 2528 31007 SH DFND 1 31007 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 773 32056 SH DFND 2 32056 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 2192 90893 SH DFND 1 90893 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 2210 66000 SH DFND 2 66000 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 6588 196704 SH DFND 1 196704 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 12 116 SH DFND 1 116 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 478 4700 SH DFND 2 4700 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 3176 115013 SH DFND 1 115013 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 2863 242198 SH DFND 1 242198 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 5488 520185 SH DFND 1 520185 0 0 PIMCO MUN INCOME FD II COM 72200W106 204 15400 SH DFND 1 15400 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 546 46832 SH DFND 1 46832 0 0 PIONEER FLOATING RATE TR COM 72369J102 118 10732 SH DFND 1 10732 0 0 PIONEER MUN HIGH INC ADV TR COM 723762100 250 23490 SH DFND 1 23490 0 0 PIONEER MUN HIGH INCOME TR COM SHS 723763108 277 24948 SH DFND 2 24948 0 0 PIONEER MUN HIGH INCOME TR COM SHS 723763108 561 50480 SH DFND 1 50480 0 0 PJT PARTNERS INC COM CL A 69343T107 22 428 SH DFND 428 0 0 PJT PARTNERS INC COM CL A 69343T107 401 7657 SH OTR 4 0 7657 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 395 31645 SH OTR 4 0 31645 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 2552 204612 SH DFND 1 204612 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 2795 224134 SH DFND 2 224134 0 0 PRAXAIR INC COM 74005P104 255 1585 SH DFND 1 1585 0 0 PRICE T ROWE GROUP INC COM 74144T108 425 3891 SH DFND 1 3891 0 0 PRICESMART INC COM 741511109 384 4743 SH OTR 4 0 4743 0 PROGENICS PHARMACEUTICALS IN COM 743187106 421 67200 SH DFND 2 67200 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 1343 20100 SH DFND 1 20100 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 69 13082 SH DFND 1 13082 0 0 QUALCOMM INC COM 747525103 204 2836 SH DFND 1 2836 0 0 QUEST DIAGNOSTICS INC COM 74834L100 572 5300 SH DFND 1 5300 0 0 QURATE RETAIL INC COM SER A 74915M100 410 18479 SH OTR 4 0 18479 0 QURATE RETAIL INC COM SER A 74915M100 507 22823 SH DFND 1 22823 0 0 QURATE RETAIL INC COM SER A 74915M100 5317 239400 SH DFND 2 239400 0 0 RAFAEL HLDGS INC COM CL B 75062E106 17 2000 SH DFND 2 2000 0 0 RAFAEL HLDGS INC COM CL B 75062E106 154 18306 SH DFND 1 18306 0 0 RALPH LAUREN CORP CL A 751212101 423 3076 SH OTR 4 0 3076 0 RAYMOND JAMES FINANCIAL INC COM 754730109 408 4434 SH OTR 4 0 4434 0 RAYONIER ADVANCED MATLS INC COM 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SH DFND 2 2138 0 0 ROYCE MICRO-CAP TR INC COM 780915104 25333 2481209 SH DFND 1 2481209 0 0 ROYCE VALUE TR INC COM 780910105 1569 95980 SH DFND 1 95980 0 0 RPC INC COM 749660106 421 27174 SH OTR 4 0 27174 0 S&P GLOBAL INC COM 78409V104 640 3276 SH DFND 1 3276 0 0 S&W SEED CO COM 785135104 71 28827 SH DFND 1 28827 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 1743 41295 SH DFND 1 41295 0 0 SALESFORCE COM INC COM 79466L302 416 2614 SH OTR 4 0 2614 0 SANDRIDGE ENERGY INC COM NEW 80007P869 645 59327 SH DFND 1 59327 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 7 2000 SH DFND 3 2000 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 8210 2201110 SH DFND 1 2201110 0 0 SANOFI RIGHT 12/31/2020 80105N113 0 402 SH DFND 1 402 0 0 SANOFI RIGHT 12/31/2020 80105N113 8 15538 SH DFND 2 15538 0 0 SANOFI SPONSORED ADR 80105N105 1117 25000 SH DFND 2 25000 0 0 SCHLUMBERGER COM 806857108 736 12084 SH DFND 1 12084 0 0 SCHWAB CHARLES CORP NEW COM 808513105 40 804 SH DFND 1 804 0 0 SCHWAB CHARLES CORP NEW COM 808513105 396 8048 SH OTR 4 0 8048 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 223 3974 SH DFND 1 3974 0 0 SCIENCE APPLICATNS INTL CP N COM 808625107 9 109 SH DFND 2 109 0 0 SCIENCE APPLICATNS INTL CP N COM 808625107 17810 220963 SH DFND 1 220963 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 404 5126 SH OTR 4 0 5126 0 SCRIPPS E W CO OHIO CL A 811054402 1023 62000 SH DFND 2 62000 0 0 SEALED AIR CORP NEW COM 81211K100 1278 31820 SH DFND 1 31820 0 0 SEARS HLDGS CORP COM 812350106 1 796 SH DFND 1 796 0 0 SEARS HLDGS CORP COM 812350106 324 334485 SH DFND 4 0 334485 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 47 16441 SH DFND 1 16441 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 355 124636 SH OTR 4 0 124636 0 SEASPAN CORP SHS Y75638109 373 44760 SH OTR 4 0 44760 0 SECOND SIGHT MED PRODS INC COM 81362J100 50 26156 SH DFND 1 26156 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 385 8102 SH OTR 4 0 8102 0 SILGAN HOLDINGS INC COM 827048109 400 14384 SH OTR 4 0 14384 0 SIMON PPTY GROUP INC NEW COM 828806109 50 282 SH DFND 1 282 0 0 SIMON PPTY GROUP INC NEW COM 828806109 390 2206 SH OTR 4 0 2206 0 SONOCO PRODUCTS COM 835495102 1379 24850 SH DFND 1 24850 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 724 24000 SH DFND 2 24000 0 0 SPECTRUM BRNDS HOLDINGS INC COM 84790A105 1 16 SH DFND 1 16 0 0 SPECTRUM BRNDS HOLDINGS INC COM 84790A105 368 4927 SH OTR 4 0 4927 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 414 7281 SH OTR 4 0 7281 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 370 1274 SH DFND 1 1274 0 0 STEEL CONNECT INC COM 858098106 75 35401 SH DFND 1 35401 0 0 STRYKER CORP COM 863667101 355 2000 SH DFND 1 2000 0 0 SUNCOR ENERGY INC NEW COM 867224107 2425 62666 SH DFND 1 62666 0 0 SUNOCO LP COM U REP LP 86765K109 559 18923 SH DFND 1 18923 0 0 SYNTEL INC COM 87162H103 405 9879 SH OTR 4 0 9879 0 SYSCO CORP COM 871829107 4 50 SH DFND 1 50 0 0 SYSCO CORP COM 871829107 199 2713 SH DFND 2 2713 0 0 TAUBMAN CTRS INC COM 876664103 393 6570 SH OTR 4 0 6570 0 TEGNA INC COM 87901J105 4 350 SH DFND 1 350 0 0 TEGNA INC COM 87901J105 139 11600 SH DFND 2 11600 0 0 TELEFLEX INC COM 879369106 720 2707 SH DFND 1 2707 0 0 TESLA INC COM 88160R101 363 1372 SH OTR 4 0 1372 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 36834 42703 SH DFND 3 42703 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 610812 708139 SH DFND 2 708139 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 930332 1078570 SH DFND 1 1078570 0 0 THIRD PT REINS LTD COM G8827U100 399 30673 SH OTR 4 0 30673 0 TIMKEN CO COM 887389104 414 8306 SH OTR 4 0 8306 0 TIMKENSTEEL CORP COM 887399103 2 154 SH DFND 1 154 0 0 TIMKENSTEEL CORP COM 887399103 421 28339 SH OTR 4 0 28339 0 TOOTSIE ROLL INDS INC COM 890516107 15 522 SH DFND 1 522 0 0 TOOTSIE ROLL INDS INC COM 890516107 410 14026 SH OTR 4 0 14026 0 TORONTO DOMINION BK ONT COM NEW 891160509 1085 17850 SH DFND 1 17850 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 2250 83553 SH DFND 1 83553 0 0 TORTOISE MLP FD INC COM 89148B101 6528 405971 SH DFND 1 405971 0 0 TRANSOCEAN LTD REG SHS H8817H100 1 100 SH DFND 1 100 0 0 TRANSOCEAN LTD REG SHS H8817H100 487 34928 SH OTR 4 0 34928 0 TRI POINTE GROUP INC COM 87265H109 668 53869 SH DFND 2 53869 0 0 TRI POINTE GROUP INC COM 87265H109 1759 141883 SH DFND 1 141883 0 0 TRILOGY METALS INC COM 89621C105 145 72359 SH DFND 1 72359 0 0 TRINITY PLACE HOLDINGS INC COM 89656D101 62 10156 SH DFND 1 10156 0 0 TTEC HOLDINGS INC COM 89854H102 434 16767 SH OTR 4 0 16767 0 UNDER ARMOUR INC CL C 904311206 446 22918 SH OTR 4 0 22918 0 UNION PACIFIC CORP COM 907818108 46 280 SH DFND 2 280 0 0 UNION PACIFIC CORP COM 907818108 2173 13344 SH DFND 1 13344 0 0 UNITED PARCEL SVC INC CL B 911312106 512 4389 SH DFND 1 4389 0 0 UNITED TECHNOLOGIES CORP DEL CORP 913017109 303 2170 SH DFND 1 2170 0 0 URBAN EDGE PPTYS COM 91704F104 3 155 SH DFND 1 155 0 0 URBAN EDGE PPTYS COM 91704F104 402 18199 SH OTR 4 0 18199 0 URBAN OUTFITTERS INC COM 917047102 402 9840 SH OTR 4 0 9840 0 US BANCORP DEL COM NEW 902973304 318 6020 SH DFND 1 6020 0 0 VALMONT INDS INC COM 920253101 447 3225 SH DFND 1 3225 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4175 15633 SH DFND 1 15633 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 496 3053 SH DFND 1 3053 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 78 520 SH DFND 2 520 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4813 32163 SH DFND 1 32163 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 5281 88394 SH DFND 2 88394 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 135669 2270990 SH DFND 1 2270990 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 101 1288 SH DFND 1 1288 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1696 21700 SH DFND 2 21700 0 0 VERISK ANALYTICS INC CL A 92345Y106 916 7600 SH DFND 2 7600 0 0 VERIZON COMMUNICATIONS COM 92343V104 1820 34087 SH DFND 1 34087 0 0 VIACOM INC NEW CL B 92553P201 250 7410 SH DFND 1 7410 0 0 VIACOM INC NEW CL B 92553P201 454 13459 SH OTR 4 0 13459 0 VIACOM INC NEW CL B 92553P201 713 21117 SH DFND 2 21117 0 0 VIASAT INC COM 92552V100 222 3468 SH DFND 1 3468 0 0 VIASAT INC COM 92552V100 706 11047 SH DFND 2 11047 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 1688 40105 SH DFND 2 40105 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 3035 72079 SH DFND 1 72079 0 0 VIRTU FINL INC CL A 928254101 380 18581 SH OTR 4 0 18581 0 VISA INC COM COM CL A 92826C839 614 4094 SH DFND 1 4094 0 0 VISA INC COM COM CL A 92826C839 4377 29160 SH DFND 2 29160 0 0 VORNADO RLTY TR SH BEN INT 929042109 2 27 SH DFND 1 27 0 0 VORNADO RLTY TR SH BEN INT 929042109 393 5379 SH OTR 4 0 5379 0 W & T OFFSHORE INC COM 92922P106 565 58644 SH OTR 4 0 58644 0 W P CAREY INC COM 92936U109 756 11762 SH DFND 1 11762 0 0 WALMART INC COM 931142103 278 2964 SH DFND 2964 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 415 5762 SH OTR 4 0 5762 0 WELBILT INC COM 949090104 2 103 SH DFND 1 103 0 0 WELBILT INC COM 949090104 390 18675 SH DFND 4 0 18675 0 WELBILT INC COM 949090104 695 33300 SH DFND 2 33300 0 0 WELLS FARGO & CO NEW COM 949746101 35 675 SH DFND 2 675 0 0 WELLS FARGO & CO NEW COM 949746101 376 7156 SH DFND 1 7156 0 0 WENDYS COMPANY COM 95058W100 399 23250 SH OTR 4 0 23250 0 WENDYS COMPANY COM 95058W100 18770 1095117 SH DFND 2 1095117 0 0 WENDYS COMPANY COM 95058W100 47223 2755124 SH DFND 1 2755124 0 0 WERNER ENTERPRISES INC COM 950755108 391 11049 SH OTR 4 0 11049 0 WESTERN ASSET CORPORATE LN FD COM 95790J102 1093 109976 SH DFND 1 109976 0 0 WESTERN ASSET INFLATION LINKED INCOME FD COM SH BEN INT 95766Q106 206 18323 SH DFND 1 18323 0 0 WESTERN ASSET INTM MUNI FD I COM 958435109 228 26965 SH DFND 1 26965 0 0 WESTLAKE CHEM CORP COM 960413102 392 4718 SH OTR 4 0 4718 0 WHEATON PRECIOUS METALS CORP COM 962879102 1308 74727 SH DFND 2 74727 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 50856 2906062 SH DFND 1 2906062 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD COM G9618E107 498 532 SH DFND 1 532 0 0 WILLIAMS COS INC COM 969457100 4725 173770 SH DFND 1 173770 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 339 3500 SH DFND 1 3500 0 0 WPP PLC NEW ADR ADR 92937A102 364 4967 SH DFND 1 4967 0 0 WSTRN ASSET INFLATION LINKED OPPORT INC FD COM 95766R104 427 39420 SH DFND 1 39420 0 0 WYNN RESORTS LTD COM 983134107 229 1800 SH DFND 2 1800 0 0 WYNN RESORTS LTD COM 983134107 1990 15665 SH DFND 1 15665 0 0 XEROX CORP COM NEW 984121608 389 14427 SH OTR 4 0 14427 0 XPO LOGISTICS INC COM 983793100 413 3617 SH OTR 4 0 3617 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 31004 493600 SH Call DFND 1 493600 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 10383 465500 SH Call DFND 1 465500 0 0 NEW GOLD INC COM 644535106 682 273100 SH Call DFND 1 273100 0 0 NVIDIA CORP COM 67066G104 11452 117400 SH Put DFND 1 117400 0 0