0001209191-21-019047.txt : 20210309 0001209191-21-019047.hdr.sgml : 20210309 20210309164337 ACCESSION NUMBER: 0001209191-21-019047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palomares Carlos CENTRAL INDEX KEY: 0001525514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35477 FILM NUMBER: 21726518 MAIL ADDRESS: STREET 1: 509 WEST BUTLER ROAD CITY: GREENVILLE STATE: SC ZIP: 29607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Regional Management Corp. CENTRAL INDEX KEY: 0001519401 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 570847115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 979 BATESVILLE ROAD STREET 2: SUITE B CITY: GREER STATE: SC ZIP: 29651 BUSINESS PHONE: 864-448-7000 MAIL ADDRESS: STREET 1: 979 BATESVILLE ROAD STREET 2: SUITE B CITY: GREER STATE: SC ZIP: 29651 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-05 0 0001519401 Regional Management Corp. RM 0001525514 Palomares Carlos C/O REGIONAL MANAGEMENT CORP. 979 BATESVILLE ROAD, SUITE B GREER SC 29651 1 0 0 0 Common Stock 2021-03-05 4 M 0 10000 15.00 A 55660 D Common Stock 2021-03-05 4 F 0 4084 36.73 D 51576 D Stock Option (right to buy) 15.00 2021-03-05 4 M 0 10000 0.00 D 2022-03-27 Common Stock 10000 0 D Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of option exercise on March 5, 2021. Represents the closing market price of the issuer's common stock at the time of option exercise on March 5, 2021. The option vested and became exercisable in five equal installments on each of March 27, 2013, March 27, 2014, March 27, 2015, March 27, 2016, and March 27, 2017. The option is now fully exercisable. /s/ Catherine R. Atwood, attorney-in-fact 2021-03-09