0001209191-13-056721.txt : 20131212
0001209191-13-056721.hdr.sgml : 20131212
20131212192040
ACCESSION NUMBER: 0001209191-13-056721
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131210
FILED AS OF DATE: 20131212
DATE AS OF CHANGE: 20131212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regional Management Corp.
CENTRAL INDEX KEY: 0001519401
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 570847115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 509 WEST BUTLER ROAD
CITY: GREENVILLE
STATE: SC
ZIP: 29607
BUSINESS PHONE: 864-422-8011
MAIL ADDRESS:
STREET 1: 509 WEST BUTLER ROAD
CITY: GREENVILLE
STATE: SC
ZIP: 29607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scott Erik A
CENTRAL INDEX KEY: 0001525546
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35477
FILM NUMBER: 131274719
MAIL ADDRESS:
STREET 1: C/O PALLADIUM EQUITY PARTNERS, LLC
STREET 2: 1270 AVENUE OF THE AMERICAS, SUITE 2200
CITY: NEW YORK
STATE: NY
ZIP: 10020
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-12-10
0
0001519401
Regional Management Corp.
RM
0001525546
Scott Erik A
C/O PALLADIUM EQUITY PARTNERS III, L.P.,
1270 AVENUE OF THE AMERICAS, SUITE 2200
NEW YORK
NY
10020
1
0
0
0
Common Stock, par value $0.10 per share
2013-12-10
4
M
0
2000
15.00
A
0
D
Common Stock, par value $0.10 per share
2013-12-10
4
S
0
4691
29.605
D
0
D
Stock Option (right to buy)
15.00
2013-12-10
4
M
0
2000
0.00
D
2022-03-27
Common Stock
2000
0
D
Pursuant to the arrangements between the Reporting Person and Palladium Equity Partners III, L.P. (the "Fund"), the Reporting Person is not permitted to retain the equity awards granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein.
This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share.
The option vests in five equal annual installments beginning on the first anniversary of March 27, 2012.
Mr. Scott is a member of the board of directors of the Issuer and a Managing Director of Palladium, which is affiliated with investment funds that own shares of common stock of the Issuer, which are reported in a separate filing. Mr. Scott disclaims beneficial ownership of such shares of common stock of the Issuer.
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Erik A. Scott
2013-12-12