0001209191-13-056721.txt : 20131212 0001209191-13-056721.hdr.sgml : 20131212 20131212192040 ACCESSION NUMBER: 0001209191-13-056721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131210 FILED AS OF DATE: 20131212 DATE AS OF CHANGE: 20131212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Regional Management Corp. CENTRAL INDEX KEY: 0001519401 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 570847115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 509 WEST BUTLER ROAD CITY: GREENVILLE STATE: SC ZIP: 29607 BUSINESS PHONE: 864-422-8011 MAIL ADDRESS: STREET 1: 509 WEST BUTLER ROAD CITY: GREENVILLE STATE: SC ZIP: 29607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scott Erik A CENTRAL INDEX KEY: 0001525546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35477 FILM NUMBER: 131274719 MAIL ADDRESS: STREET 1: C/O PALLADIUM EQUITY PARTNERS, LLC STREET 2: 1270 AVENUE OF THE AMERICAS, SUITE 2200 CITY: NEW YORK STATE: NY ZIP: 10020 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-10 0 0001519401 Regional Management Corp. RM 0001525546 Scott Erik A C/O PALLADIUM EQUITY PARTNERS III, L.P., 1270 AVENUE OF THE AMERICAS, SUITE 2200 NEW YORK NY 10020 1 0 0 0 Common Stock, par value $0.10 per share 2013-12-10 4 M 0 2000 15.00 A 0 D Common Stock, par value $0.10 per share 2013-12-10 4 S 0 4691 29.605 D 0 D Stock Option (right to buy) 15.00 2013-12-10 4 M 0 2000 0.00 D 2022-03-27 Common Stock 2000 0 D Pursuant to the arrangements between the Reporting Person and Palladium Equity Partners III, L.P. (the "Fund"), the Reporting Person is not permitted to retain the equity awards granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein. This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share. The option vests in five equal annual installments beginning on the first anniversary of March 27, 2012. Mr. Scott is a member of the board of directors of the Issuer and a Managing Director of Palladium, which is affiliated with investment funds that own shares of common stock of the Issuer, which are reported in a separate filing. Mr. Scott disclaims beneficial ownership of such shares of common stock of the Issuer. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. /s/ Erik A. Scott 2013-12-12