The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIANCE ONE INTL INC | COM | 018772103 | 1,217 | 1,106,600 | SH | DFND | 0 | 1,106,600 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 39,017 | 1,859,730 | SH | DFND | 0 | 1,859,730 | 0 | ||
ALPHA NATURAL RESOURCES INC | NOTE 3.750%12/1 | 02076XAE2 | 2,629 | 7,000,000 | PRN | DFND | 0 | 7,000,000 | 0 | ||
AMBAC FINL GROUP INC | *W EXP 04/30/202 | 023139116 | 2,777 | 206,653 | SH | DFND | 0 | 206,653 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 6,852 | 7,000,000 | PRN | DFND | 0 | 7,000,000 | 0 | ||
DYNEGY INC NEW DEL | PFD CONV SER A | 26817R207 | 35,474 | 325,000 | SH | DFND | 0 | 325,000 | 0 | ||
ENPRO INDS INC | COM | 29355X107 | 24,264 | 367,919 | SH | DFND | 0 | 367,919 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 31,732 | 9,529,265 | SH | DFND | 0 | 9,529,265 | 0 | ||
HARBINGER GROUP INC | COM | 41146A106 | 8,661 | 693,991 | SH | DFND | 0 | 693,991 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 8,460 | 772,616 | SH | DFND | 0 | 772,616 | 0 | ||
INTELSAT S A | COM | L5140P101 | 1,221 | 101,779 | SH | DFND | 0 | 101,779 | 0 | ||
MIDSTATES PETE CO INC | COM | 59804T100 | 1,232 | 1,449,020 | SH | DFND | 0 | 1,449,020 | 0 | ||
STAR BULK CARRIERS CORP | SHS NEW | Y8162K121 | 17,719 | 4,881,261 | SH | DFND | 0 | 4,881,261 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 144 | 16,000 | SH | Put | DFND | 0 | 16,000 | 0 |