The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 12,381 | 504,120 | SH | DFND | 0 | 504,120 | 0 | ||
AMBAC FINL GROUP INC | *W EXP 04/30/202 | 023139116 | 9,935 | 665,000 | SH | DFND | 0 | 665,000 | 0 | ||
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 11,251 | 960,000 | SH | Put | DFND | 0 | 960,000 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 13,614 | 577,120 | SH | DFND | 0 | 577,120 | 0 | ||
DIGITAL GENERATION INC | COM | 25400B108 | 8,868 | 696,097 | SH | DFND | 0 | 696,097 | 0 | ||
DINEEQUITY INC | COM | 254423106 | 14,715 | 176,125 | SH | DFND | 0 | 176,125 | 0 | ||
DRYSHIPS INC. | NOTE 5.000%12/0 | 262498AB4 | 41,808 | 41,368,000 | PRN | DFND | 0 | 41,368,000 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 62,876 | 2,921,738 | SH | DFND | 0 | 2,921,738 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 20,850 | 510,160 | SH | DFND | 0 | 510,160 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 61,305 | 1,500,000 | SH | Call | DFND | 0 | 1,500,000 | 0 | |
GENTIVA HEALTH SERVICES INC | COM | 37247A102 | 1,862 | 150,000 | SH | DFND | 0 | 150,000 | 0 | ||
HARBINGER GROUP INC | COM | 41146A106 | 10,361 | 874,322 | SH | DFND | 0 | 874,322 | 0 | ||
IRON MTN INC | COM | 462846106 | 15,984 | 526,661 | SH | DFND | 0 | 526,661 | 0 | ||
K12 INC | COM | 48273U102 | 254 | 11,667 | SH | DFND | 0 | 11,667 | 0 |