The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 4,034 | 222,402 | SH | DFND | 0 | 222,402 | 0 | ||
AMBAC FINL GROUP INC | *W EXP 04/30/202 | 023139116 | 6,216 | 515,000 | SH | DFND | 0 | 515,000 | 0 | ||
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 12,749 | 960,000 | SH | Put | DFND | 0 | 960,000 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 14,571 | 777,120 | SH | DFND | 0 | 777,120 | 0 | ||
DIGITAL GENERATION INC | COM | 25400B108 | 6,428 | 497,164 | SH | DFND | 0 | 497,164 | 0 | ||
DINEEQUITY INC | COM | 254423106 | 6,847 | 99,225 | SH | DFND | 0 | 99,225 | 0 | ||
DRYSHIPS INC. | NOTE 5.000%12/0 | 262498AB4 | 29,795 | 30,500,000 | PRN | DFND | 0 | 30,500,000 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 52,160 | 2,699,787 | SH | DFND | 0 | 2,699,787 | 0 | ||
GENERAL MTRS CO | JR PFD CNV SRB | 37045V209 | 18,626 | 371,405 | SH | DFND | 0 | 371,405 | 0 | ||
GENTIVA HEALTH SERVICES INC | COM | 37247A102 | 1,204 | 100,000 | SH | DFND | 0 | 100,000 | 0 | ||
HARBINGER GROUP INC | COM | 41146A106 | 8,918 | 860,012 | SH | DFND | 0 | 860,012 | 0 | ||
IRON MTN INC | COM | 462846106 | 19,634 | 726,661 | SH | DFND | 0 | 726,661 | 0 | ||
K12 INC | COM | 48273U102 | 360 | 11,667 | SH | DFND | 0 | 11,667 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 2,813 | 584,848 | SH | DFND | 0 | 584,848 | 0 | ||
NII HLDGS INC | CL B NEW | 62913F201 | 272 | 44,800 | SH | DFND | 0 | 44,800 | 0 | ||
SUNCOKE ENERGY PARTNERS LP | COMUNIT REP LT | 86722Y101 | 19,979 | 839,447 | SH | DFND | 0 | 839,447 | 0 |