0001209191-16-134339.txt : 20160728 0001209191-16-134339.hdr.sgml : 20160728 20160728175143 ACCESSION NUMBER: 0001209191-16-134339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Patheon N.V. CENTRAL INDEX KEY: 0001643848 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981153534 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: HERENGRACHT 483 CITY: AMSTERDAM STATE: P7 ZIP: 1017BT BUSINESS PHONE: 31 (20) 622-3243 MAIL ADDRESS: STREET 1: HERENGRACHT 483 CITY: AMSTERDAM STATE: P7 ZIP: 1017BT FORMER COMPANY: FORMER CONFORMED NAME: Patheon Holdings Cooperatief U.A. DATE OF NAME CHANGE: 20150601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Partners Fund VI (Patheon), L.P. CENTRAL INDEX KEY: 0001679452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37837 FILM NUMBER: 161791326 BUSINESS ADDRESS: STREET 1: C/O JLL PARTNERS STREET 2: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: C/O JLL PARTNERS STREET 2: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Associates V (Patheon), L.P. CENTRAL INDEX KEY: 0001518967 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37837 FILM NUMBER: 161791327 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Patheon Co-Investment Fund, L.P. CENTRAL INDEX KEY: 0001679453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37837 FILM NUMBER: 161791328 BUSINESS ADDRESS: STREET 1: C/O JLL PARTNERS STREET 2: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: C/O JLL PARTNERS STREET 2: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: JLL/Patheon Co-Investment Fund, L.P. DATE OF NAME CHANGE: 20160712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Associates G.P. V (Patheon), Ltd. CENTRAL INDEX KEY: 0001679434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37837 FILM NUMBER: 161791329 BUSINESS ADDRESS: STREET 1: C/O JLL PARTNERS STREET 2: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: C/O JLL PARTNERS STREET 2: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-26 0 0001643848 Patheon N.V. PTHN 0001679434 JLL Associates G.P. V (Patheon), Ltd. C/O JLL PARTNERS 450 LEXINGTON AVE., 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001679453 JLL Patheon Co-Investment Fund, L.P. C/O JLL PARTNERS 450 LEXINGTON AVE., 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518967 JLL Associates V (Patheon), L.P. C/O JLL PARTNERS 450 LEXINGTON AVE., 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001679452 JLL Partners Fund VI (Patheon), L.P. C/O JLL PARTNERS 450 LEXINGTON AVE., 31ST FLOOR NEW YORK NY 10017 0 0 1 0 Ordinary Shares 2016-07-26 4 P 0 775443 19.845 A 24455392 I By JLL Patheon Co-Investment Fund, L.P. Ordinary Shares 6106540 I By Patheon Holdco Cooperatief U.A. Ordinary Shares 4996397 I By JLL Partners Fund V (New Patheon), L.P. Ordinary Shares 7013339 I By JLL Associates V (Patheon), L.P. Ordinary Shares 19985589 I By JLL Partners Fund VI (Patheon), L.P. Ordinary Shares 2016-07-26 4 P 0 40287 19.845 A 40287 I By JLL Patheon FF II, LLC This amount reflects ordinary shares purchased under the Issuer's Directed Share Program in connection with the Issuer's IPO. Represents ordinary shares held directly by JLL Patheon Co-Investment Fund, L.P., an entity of which JLL Associates G.P. V (Patheon), Ltd. is the indirect general partner. Each of JLL Associates G.P. V (Patheon), Ltd. and JLL Associates V (Patheon), L.P. disclaims beneficial ownership of the shares held by JLL Patheon Co-Investment Fund, L.P. except to the extent of such reporting person's pecuniary interest therein. Represents ordinary shares held for the benefit of certain employees of the Issuer through Patheon Holdco Cooperatief U.A., an entity controlled by JLL Associates G.P. V (Patheon), Ltd., which shares will be released to the applicable employee upon the occurrence of a qualifying exit event and the satisfaction of certain additional performance criteria. Each of Patheon Holdco Cooperatief U.A., JLL/Delta Patheon GP, Ltd., JLL/Delta Patheon Holdings, L.P., JLL Patheon Co-Investment Fund, L.P., JLL Associates V (Patheon), L.P. and JLL Associates G.P. V (Patheon), Ltd. disclaims beneficial ownership of such shares except to the extent of such reporting person's pecuniary interest therein. Represents ordinary shares held directly by JLL Partners Fund V (New Patheon), L.P., an entity of which JLL Associates G.P. V (Patheon), Ltd. is the indirect general partner. JLL Associates G.P. V (Patheon), Ltd. disclaims beneficial ownership of the shares held by JLL Partners Fund V (New Patheon), L.P. except to the extent of such reporting person's pecuniary interest therein. Represents ordinary shares held directly by JLL Associates V (Patheon), L.P., an entity of which JLL Associates G.P. V (Patheon), Ltd. is the general partner. JLL Associates G.P. V (Patheon), Ltd. disclaims beneficial ownership of the shares held by JLL Associates V (Patheon), L.P. except to the extent of such reporting person's pecuniary interest therein. Represents ordinary shares held directly by JLL Partners Fund VI (Patheon), L.P., an entity of which JLL Associates G.P. V (Patheon), Ltd. is the indirect general partner. JLL Associates G.P. V (Patheon), Ltd. disclaims beneficial ownership of the shares held by JLL Partners Fund VI (Patheon), L.P. except to the extent of such reporting person's pecuniary interest therein. Represents ordinary shares held directly by JLL Patheon FF II, LLC, an entity controlled by JLL Associates G.P. V (Patheon), Ltd. Each of JLL Associates G.P. V (Patheon), Ltd. and JLL Associates V (Patheon), L.P. disclaims beneficial ownership of the shares held by JLL Patheon FF II, LLC except to the extent of such reporting person's pecuniary interest therein. /s/ Paul S. Levy 2016-07-28 /s/ Paul S. Levy 2016-07-28 /s/ Paul S. Levy 2016-07-28 /s/ Paul S. Levy 2016-07-28