0001518715-24-000007.txt : 20240103
0001518715-24-000007.hdr.sgml : 20240103
20240103215728
ACCESSION NUMBER: 0001518715-24-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240101
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Endresen William
CENTRAL INDEX KEY: 0001672215
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 24509672
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wk-form4_1704337036.xml
FORM 4
X0508
4
2024-01-01
0
0001518715
HomeStreet, Inc.
HMST
0001672215
Endresen William
601 UNION STREET
SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP, Comm'l RE & Capital Pres.
0
Common Stock
2024-01-01
4
M
0
935
A
19358
D
Common Stock
2024-01-01
4
F
0
288
10.30
D
19070
D
Common Stock
2024-01-01
4
M
0
647
A
19717
D
Common Stock
2024-01-01
4
F
0
200
10.30
D
19517
D
Common Stock
2024-01-01
4
M
0
1245
A
20762
D
Common Stock
2024-01-01
4
F
0
383
10.30
D
20379
D
Common Stock
537.752
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2024-01-01
4
A
0
11761
0
A
Common Stock
11761
11761
D
Restricted Stock Units
2024-01-01
4
M
0
935
0
D
Common Stock
935
0
D
Restricted Stock Units
2024-01-01
4
M
0
647
0
D
Common Stock
647
647
D
Restricted Stock Units
2024-01-01
4
M
0
1245
0
D
Common Stock
1245
2491
D
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 1, 2024.
On January 1, 2024, the reporting person was granted 11,761 RSUs, of which 3,920 shares vest each on January 1, 2025 and January 1, 2026, and 3,921 shares vest on January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023 and 647 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2023, the reporting person was granted 3,736 RSUs, of which 1,245 shares vest on each of January 1, 2024 and January 1, 2025, and 1,246 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Godfrey B. Evans, Attorney in fact for William Endresen
2024-01-03