0001518715-24-000002.txt : 20240103 0001518715-24-000002.hdr.sgml : 20240103 20240103212232 ACCESSION NUMBER: 0001518715-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hand Erik D CENTRAL INDEX KEY: 0001813509 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 24509577 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wk-form4_1704334943.xml FORM 4 X0508 4 2024-01-01 0 0001518715 HomeStreet, Inc. HMST 0001813509 Hand Erik D 601 UNION STREET, SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Mortgage Lending Director 0 Common Stock 2024-01-01 4 M 0 244 A 9235 D Common Stock 2024-01-01 4 M 0 167 A 9402 D Common Stock 2024-01-01 4 M 0 322 A 9724 D Common Stock 3166.473 I HomeStreet, Inc. 401(k) Savings Plan Restricted Stock Units 2024-01-01 4 A 0 3042 0 A Common Stock 3042 3042 D Restricted Stock Units 2024-01-01 4 M 0 244 0 D Common Stock 244 0 D Restricted Stock Units 2024-01-01 4 M 0 167 0 D Common Stock 167 168 D Restricted Stock Units 2024-01-01 4 M 0 322 0 D Common Stock 322 644 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 1, 2024. On January 1, 2024, the reporting person was granted 3,042 RSUs, of which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. /s/ Godfrey B. Evans, Attorney-in-Fact for Erik D. Hand 2024-01-03