0001518715-23-000060.txt : 20230330 0001518715-23-000060.hdr.sgml : 20230330 20230330151521 ACCESSION NUMBER: 0001518715-23-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230328 FILED AS OF DATE: 20230330 DATE AS OF CHANGE: 20230330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN AMEN DARRELL CENTRAL INDEX KEY: 0001529709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 23780251 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_168020370586066.xml FORM 4 X0407 4 2023-03-28 0 0001518715 HomeStreet, Inc. HMST 0001529709 VAN AMEN DARRELL 601 UNION STREET, SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Chief Investment Officer 0 Common Stock 2023-03-28 4 M 0 1236 0 A 79685 D Common Stock 2023-03-28 4 F 0 301 18.75 D 79384 D Common Stock 3000 I Jeanie van Amen, Mr. van Amen's spouse Restricted Stock Units 2023-03-28 4 M 0 1236 0 D Common Stock 1236.0 0 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. On March 28, 2020, the reporting person was granted 3,708 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. /s/ Godfrey B. Evans, Attorney in fact for Darrell van Amen 2023-03-30