0001518715-22-000114.txt : 20220526 0001518715-22-000114.hdr.sgml : 20220526 20220526191850 ACCESSION NUMBER: 0001518715-22-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220526 FILED AS OF DATE: 20220526 DATE AS OF CHANGE: 20220526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MICHEL JOHN CENTRAL INDEX KEY: 0001594287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 22972120 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE, SUITE 750 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_165360711143326.xml FORM 4 X0306 4 2022-05-26 0 0001518715 HomeStreet, Inc. HMST 0001594287 MICHEL JOHN 601 UNION STREET SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Chief Financial Officer Common Stock 2022-05-26 4 M 0 1807 0 A 41807 D Common Stock 18988 I J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 Restricted Stock Units 2022-05-26 4 M 0 1807 0 D Common Stock 1807.0 1807 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust. On May 26, 2020, the reporting person was granted 5,421 RSUs, which vest incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. /s/ Godfrey B. Evans, Attorney in fact for John Michel 2022-05-26