0001518715-22-000073.txt : 20220330
0001518715-22-000073.hdr.sgml : 20220330
20220330190332
ACCESSION NUMBER: 0001518715-22-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220328
FILED AS OF DATE: 20220330
DATE AS OF CHANGE: 20220330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEMON PAULETTE
CENTRAL INDEX KEY: 0001529657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 22788404
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_164868139366481.xml
FORM 4
X0306
4
2022-03-28
0
0001518715
HomeStreet, Inc.
HMST
0001529657
LEMON PAULETTE
601 UNION STREET, SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP - Retail Banking Director
Common Stock
2022-03-28
4
M
0
583
0
A
14417.20
D
Common Stock
2022-03-28
4
F
0
142
48.55
D
14275.20
D
Common Stock
2022-03-28
4
M
0
736
0
A
15011.20
D
Common Stock
2022-03-28
4
F
0
180
48.55
D
14831.20
D
Common Stock
2401.226
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2022-03-28
4
M
0
583
0
D
Common Stock
583.0
0
D
Restricted Stock Units
2022-03-28
4
M
0
736
0
D
Common Stock
736.0
736
D
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
On March 28, 2019, the reporting person was granted 1,749 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On March 28, 2020, the reporting person was granted 2,208 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Godfrey B. Evans, attorney in fact for Paulette Lemon
2022-03-30