0001518715-22-000071.txt : 20220330
0001518715-22-000071.hdr.sgml : 20220330
20220330185957
ACCESSION NUMBER: 0001518715-22-000071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220328
FILED AS OF DATE: 20220330
DATE AS OF CHANGE: 20220330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harper Troy
CENTRAL INDEX KEY: 0001722279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 22788398
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_164868117962826.xml
FORM 4
X0306
4
2022-03-28
0
0001518715
HomeStreet, Inc.
HMST
0001722279
Harper Troy
601 UNION STREET
SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP & CIO
Common Stock
2022-03-28
4
M
0
505
0
A
9692
D
Common Stock
2022-03-28
4
M
0
884
0
A
10576
D
Restricted Stock Units
2022-03-28
4
M
0
505
0
D
Common Stock
505.0
0
D
Restricted Stock Units
2022-03-28
4
M
0
884
0
D
Common Stock
884.0
884
D
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Godfrey B. Evans, Attorney in fact for Troy Harper
2022-03-30