0001518715-21-000075.txt : 20210330
0001518715-21-000075.hdr.sgml : 20210330
20210330211112
ACCESSION NUMBER: 0001518715-21-000075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210328
FILED AS OF DATE: 20210330
DATE AS OF CHANGE: 20210330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Endresen William
CENTRAL INDEX KEY: 0001672215
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 21789412
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_161715305391863.xml
FORM 4
X0306
4
2021-03-28
0
0001518715
HomeStreet, Inc.
HMST
0001672215
Endresen William
601 UNION STREET
SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP, Comm'l RE & Capital Pres.
Common Stock
2021-03-28
4
M
0
993
0
A
6369
D
Common Stock
2021-03-28
4
F
0
242
45.77
D
6127
D
Common Stock
2021-03-28
4
M
0
1461
0
A
7588
D
Common Stock
2021-03-28
4
F
0
356
45.77
D
7232
D
Common Stock
532.377
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2021-03-28
4
M
0
993
0
D
Common Stock
993.0
8181
D
Restricted Stock Units
2021-03-28
4
M
0
1461
0
D
Common Stock
1461.0
6720
D
Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.
Common stock acquired upon vesting of RSUs granted on March 28, 2020.
Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of March 28, 2021.
Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On March 28, 2020, the reporting person was granted 4,383 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
The reporting person's remaining RSUs includes 993 RSUs granted on March 28 2019, which vest on March 28, 2022; 2,922 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 2,805 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Donna M. Cochener, Attorney in fact for William Endresen
2021-03-30