0001518715-20-000028.txt : 20200131
0001518715-20-000028.hdr.sgml : 20200131
20200131170221
ACCESSION NUMBER: 0001518715-20-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200126
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Endresen William
CENTRAL INDEX KEY: 0001672215
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 20565811
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_158050812449526.xml
FORM 4
X0306
4
2020-01-26
0
0001518715
HomeStreet, Inc.
HMST
0001672215
Endresen William
601 UNION STREET
SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP, Comm'l RE & Capital Pres.
Common Stock
2020-01-26
4
F
0
223
32.46
D
2613
D
Common Stock
2020-01-29
4
M
0
868
0
A
3481
D
Common Stock
2020-01-26
4
F
0
212
31.75
D
3269
D
Common Stock
352.597
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2020-01-29
4
M
0
868
0
D
Common Stock
868.0
3847
D
Shares withheld to cover taxes occurred concurrent with Restricted Stock Units ("RSUs") vesting on the same date and was inadvertently omitted from the Form 4 filed on January 28, 2020.
Common stock acquired upon vesting of RSUs granted on January 29, 2018.
Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 29, 2020.
Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
On January 29, 2018, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
The reporting person's remaining RSUs includes 868 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,979 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Donna M. Cochener, Attorney in fact for William Endresen
2020-01-31