0001518715-19-000018.txt : 20190129
0001518715-19-000018.hdr.sgml : 20190129
20190129202433
ACCESSION NUMBER: 0001518715-19-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190126
FILED AS OF DATE: 20190129
DATE AS OF CHANGE: 20190129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VINCENT MARY L
CENTRAL INDEX KEY: 0001529713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 19550113
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_154881145648950.xml
FORM 4
X0306
4
2019-01-26
0
0001518715
HomeStreet, Inc.
HMST
0001529713
VINCENT MARY L
601 UNION STREET, SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP - Chief Risk Officer
Common Stock
2019-01-26
4
M
0
278
0
A
14400.80
D
Common Stock
2019-01-26
4
F
0
83
24.32
D
14317.80
D
Common Stock
2019-01-28
4
M
0
358
0
A
14675.80
D
Common Stock
2019-01-28
4
F
0
107
24.55
D
14568.80
D
Restricted Stock Units
2019-01-26
4
M
0
278
0
D
Common Stock
278.0
1851
D
Restricted Stock Units
2019-01-28
4
M
0
358
0
D
Common Stock
358.0
1493
D
Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering.
Common stock acquired upon vesting of RSUs granted on January 28, 2016.
Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 28, 2016, the reporting person was granted 1,074 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
As of January 28, 2019, the reporting person's remaining RSUs includes 278 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,215 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Donna M. Cochener, Attorney in fact for Mary Vincent
2019-01-29