0001518715-18-000051.txt : 20180131 0001518715-18-000051.hdr.sgml : 20180131 20180131171509 ACCESSION NUMBER: 0001518715-18-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Endresen William CENTRAL INDEX KEY: 0001672215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 18563665 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TWO UNION SQUARE STREET 2: 601 UNION STREET, STE. 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 2000 TWO UNION SQUARE STREET 2: 601 UNION STREET, STE. 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_151743689486942.xml FORM 4 X0306 4 2018-01-26 0 0001518715 HomeStreet, Inc. HMST 0001672215 Endresen William 601 UNION STREET SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Comm'l RE & Capital Pres. Common Stock 2018-01-26 4 M 0 743 0 A 1913 D Common Stock 2018-01-28 4 M 0 876 0 A 2789 D Common Stock 447.469 I HomeStreet, Inc. 401(k) Savings Plan Restricted Stock Units 2018-01-26 4 M 0 743 0 D Common Stock 743.0 4260 D Restricted Stock Units 2018-01-28 4 M 0 876 0 D Common Stock 876.0 3384 D Restricted Stock Units 2018-01-29 4 A 0 2604 0 A Common Stock 2604.0 5988 D Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Common stock acquired upon vesting of RSUs granted on January 28, 2016. Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 28, 2016, the reporting person was granted 2,628 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 29, 2018, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. The reporting person's remaining RSUs includes 1,022 RSUs granted on February 27, 2015, which vest on February 27, 2018, 876 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 1,486 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. /s/ Donna M. Cochener, Attorney in fact for William Endresen 2018-01-31