0001518715-18-000051.txt : 20180131
0001518715-18-000051.hdr.sgml : 20180131
20180131171509
ACCESSION NUMBER: 0001518715-18-000051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180126
FILED AS OF DATE: 20180131
DATE AS OF CHANGE: 20180131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Endresen William
CENTRAL INDEX KEY: 0001672215
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 18563665
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 TWO UNION SQUARE
STREET 2: 601 UNION STREET, STE. 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 2000 TWO UNION SQUARE
STREET 2: 601 UNION STREET, STE. 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_151743689486942.xml
FORM 4
X0306
4
2018-01-26
0
0001518715
HomeStreet, Inc.
HMST
0001672215
Endresen William
601 UNION STREET
SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP, Comm'l RE & Capital Pres.
Common Stock
2018-01-26
4
M
0
743
0
A
1913
D
Common Stock
2018-01-28
4
M
0
876
0
A
2789
D
Common Stock
447.469
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2018-01-26
4
M
0
743
0
D
Common Stock
743.0
4260
D
Restricted Stock Units
2018-01-28
4
M
0
876
0
D
Common Stock
876.0
3384
D
Restricted Stock Units
2018-01-29
4
A
0
2604
0
A
Common Stock
2604.0
5988
D
Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
Common stock acquired upon vesting of RSUs granted on January 28, 2016.
Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 28, 2016, the reporting person was granted 2,628 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 29, 2018, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
The reporting person's remaining RSUs includes 1,022 RSUs granted on February 27, 2015, which vest on February 27, 2018, 876 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 1,486 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Donna M. Cochener, Attorney in fact for William Endresen
2018-01-31