0001518715-18-000043.txt : 20180130 0001518715-18-000043.hdr.sgml : 20180130 20180130215931 ACCESSION NUMBER: 0001518715-18-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN AMEN DARRELL CENTRAL INDEX KEY: 0001529709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 18560872 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TWO UNION SQUARE STREET 2: 601 UNION STREET, STE. 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 2000 TWO UNION SQUARE STREET 2: 601 UNION STREET, STE. 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_151736755644608.xml FORM 4 X0306 4 2018-01-26 0 0001518715 HomeStreet, Inc. HMST 0001529709 VAN AMEN DARRELL 601 UNION STREET, SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Chief Investment Officer Common Stock 2018-01-26 4 M 0 821 0 A 32639 D Common Stock 2018-01-28 4 M 0 1004 0 A 33643 D Common Stock 2018-01-29 4 M 0 903 0 A 34546 D Common Stock 2286.702 I HomeStreet, Inc. 401(k) Savings Plan Restricted Stock Units 2018-01-26 4 M 0 821 0 D Common Stock 821.0 4553 D Restricted Stock Units 2018-01-28 4 M 0 1004 0 D Common Stock 1004.0 3549 D Restricted Stock Units 2018-01-29 4 M 0 903 0 D Common Stock 903.0 2646 D Restricted Stock Units 2018-01-29 4 A 0 2361 0 A Common Stock 2361.0 5007 D Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Common stock acquired upon vesting of RSUs granted on January 28, 2016. Common stock acquired upon vesting of RSUs granted on January 29, 2015. Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 29, 2018, the reporting person was granted 2,361 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. The reporting person's remaining RSUs includes 1,004 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 1,642 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. /s/ Donna M. Cochener, Attorney in fact for Darrell van Amen 2018-01-30