0001518715-18-000042.txt : 20180130
0001518715-18-000042.hdr.sgml : 20180130
20180130215844
ACCESSION NUMBER: 0001518715-18-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180126
FILED AS OF DATE: 20180130
DATE AS OF CHANGE: 20180130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VINCENT MARY L
CENTRAL INDEX KEY: 0001529713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 18560869
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 TWO UNION SQUARE
STREET 2: 601 UNION STREET, STE. 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 2000 TWO UNION SQUARE
STREET 2: 601 UNION STREET, STE. 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_151736751058933.xml
FORM 4
X0306
4
2018-01-26
0
0001518715
HomeStreet, Inc.
HMST
0001529713
VINCENT MARY L
601 UNION STREET, SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP - Chief Risk Officer
Common Stock
2018-01-26
4
M
0
278
0
A
14154.80
D
Common Stock
2018-01-28
4
M
0
358
0
A
14512.80
D
Common Stock
2018-01-29
4
M
0
395
0
A
14907.80
D
Common Stock
8459.156
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2018-01-26
4
M
0
278
0
D
Common Stock
278.0
1667
D
Restricted Stock Units
2018-01-28
4
M
0
358
0
D
Common Stock
358.0
1309
D
Restricted Stock Units
2018-01-29
4
M
0
395
0
D
Common Stock
395.0
914
D
Restricted Stock Units
2018-01-29
4
A
0
1173
0
A
Common Stock
1173.0
2087
D
Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
Common stock acquired upon vesting of RSUs granted on January 28, 2016.
Common stock acquired upon vesting of RSUs granted on January 29, 2015.
Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 28, 2016, the reporting person was granted 1,074 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 29, 2015, the reporting person was granted 1,185 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 29, 2018, the reporting person was granted 1,173 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
The reporting person's remaining RSUs includes 358 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 556 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Donna M. Cochener, Attorney in fact for Mary Vincent
2018-01-30