0001518715-16-000284.txt : 20160601
0001518715-16-000284.hdr.sgml : 20160601
20160601190420
ACCESSION NUMBER: 0001518715-16-000284
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160527
FILED AS OF DATE: 20160601
DATE AS OF CHANGE: 20160601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 TWO UNION SQUARE
STREET 2: 601 UNION STREET, STE. 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 2000 TWO UNION SQUARE
STREET 2: 601 UNION STREET, STE. 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VAN AMEN DARRELL
CENTRAL INDEX KEY: 0001529709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 161690591
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_146482224639622.xml
FORM 4
X0306
4
2016-05-27
0
0001518715
HomeStreet, Inc.
HMST
0001529709
VAN AMEN DARRELL
601 UNION STREET, SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP, Chief Investment Officer
Common Stock
2016-05-27
4
M
0
890
0
A
26633
D
Common Stock
2286.702
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2016-05-27
4
M
0
890
0
D
Common Stock
890.0
5708
D
Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014.
Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
Each RSU represents a contingent right to receive one share of HomeStreet common stock.
On May 29, 2014, the reporting person was granted 2,670 RSUs, which vest incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.
The reporting person's remaining RSUs also include 1,806 RSUs granted on January 29, 2015, which vest incrementally in equal amounts on January 29, 2017 and January 29, 2018, respectively, and 3,012 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.
/s/ Godfrey B. Evans, attorney in fact for Darrell van Amen
2016-06-01