0001518715-15-000120.txt : 20150602 0001518715-15-000120.hdr.sgml : 20150602 20150602215010 ACCESSION NUMBER: 0001518715-15-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150529 FILED AS OF DATE: 20150602 DATE AS OF CHANGE: 20150602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TWO UNION SQUARE STREET 2: 601 UNION STREET, STE. 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 2000 TWO UNION SQUARE STREET 2: 601 UNION STREET, STE. 2000 CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN AMEN DARRELL CENTRAL INDEX KEY: 0001529709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 15908680 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_143329620005203.xml FORM 4 X0306 4 2015-05-29 0 0001518715 HomeStreet, Inc. HMST 0001529709 VAN AMEN DARRELL 601 UNION STREET, SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Chief Investment Officer Common Stock 2015-05-29 4 M 0 890 0 A 24840 D Common Stock 2286.702 I HomeStreet, Inc. 401(k) Savings Plan Restricted Stock Units 2015-05-29 4 M 0 890 0 D Common Stock 890.0 4489 D Common stock acquired upon vesting of restricted stock units granted on May 29, 2014. Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. Each restricted stock unit represents a contingent right to receive one share of HomeStreet common stock. On May 29, 2014, the reporting person was granted 2,670 restricted stock units (RSUs), which vest incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. The reporting person's remaining RSUs also include 2,709 RSUs granted on January 29, 2015, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. /s/ Godfrey B. Evans, attorney in fact for Darrell van Amen 2015-06-02