SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Zimmerman Steven W

(Last) (First) (Middle)
601 UNION STREET, SUITE 2000

(Street)
SEATTLE WA 98101

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/10/2012
3. Issuer Name and Ticker or Trading Symbol
HomeStreet, Inc. [ HMST ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 41,386 D
Common Stock 394 I Kevin Mark Zimmerman Trust dated 12/20/07(1)
Common Stock 394 I Hannah Abbey Zimmerman Trust dated 12/20/07(1)
Common Stock 7,200 I Zimmerman Grandchildren Trust dated 12/25/91(1)
Common Stock 394 I David John Zimmerman Trust dated 12/20/07(1)
Common Stock 4,000 I Zimmerman Trust U/A dated 12/84(1)
Common Stock 394 I Brian Paul Zimmerman Trust dated 12/20/07(1)
Common Stock 211.2 I Brook Vanderhoogt Trust dated 3/13/08(1)
Common Stock 211.2 I Brittney Vanderhoogt Trust dated 3/13/08(1)
Common Stock 38,238 I Zimmerman Living Trust dated 08/01/08(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Mr. Zimmerman is the trustee of this trust.
Remarks:
Mr. Zimmerman was a director of HomeStreet, Inc. as of February 10, 2012, when the company became subject to reporting pursuant to the 1934 Securities and Exchange Act, however, he resigned as a director effective upon the closing of the company's intial public offering, which was February 15, 2012.
/s/ Godfrey B. Evans, attorney in fact for Steven W. Zimmerman 02/28/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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