false 0001518461 0001518461 2024-05-29 2024-05-29 0001518461 AMPG:CommonStockParValue0.001PerShareMember 2024-05-29 2024-05-29 0001518461 AMPG:WarrantsToPurchaseCommonStockMember 2024-05-29 2024-05-29 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): May 29, 2024

 

AmpliTech Group, Inc.
(Exact Name of Registrant as Specified in its Charter)

 

Nevada   001-40069   27-4566352
(State of incorporation)   (Commission File Number)   (IRS Employer Identification No.)

 

155 Plant Avenue

Hauppauge, NY 11788

(Address of principal executive offices)

 

(631)-521-7831

(Registrant’s telephone number, including area code)

 

 

 

(Former Name or former address if changed from last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001 per share   AMPG   The Nasdaq Stock Market LLC
Warrants to Purchase Common Stock   AMPGW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 
 

 

Item 8.01 Other Events.

 

As previously reported on May 24, 2024, AmpliTech Group, Inc. (the “Company”) received a notice dated May 22, 2024, from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”), which indicated that, as a result of the Company’s delay in filing its First Quarter Form 10-Q, the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires Nasdaq-listed companies to timely file all required periodic financial reports with the SEC. On May 29, 2024, the Company received a notice (the “Notice”) from the Staff stating that based on the May 28, 2024 filing of the First Quarter Form 10-Q, the Company has regained compliance with the Listing Rule and the Staff has indicated that the matter is now closed.

 

On May 30, 2024, the Company issued a press release in accordance with Nasdaq Listing Rule 5810(b) announcing receipt of the Notice. A copy of the press release is attached hereto as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

99.1   Press Release dated May 30, 2024.
     
104   Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMPLITECH GROUP INC.
     
Date: May 30, 2024 By: /s/ Fawad Maqbool
  Name: Fawad Maqbool
  Title: Chief Executive Officer