0001144204-17-064186.txt : 20171218 0001144204-17-064186.hdr.sgml : 20171218 20171218185427 ACCESSION NUMBER: 0001144204-17-064186 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171205 FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dundon Thomas G. CENTRAL INDEX KEY: 0001518314 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38073 FILM NUMBER: 171262503 MAIL ADDRESS: STREET 1: C/O SANTANDER CONSUMER USA STREET 2: 8585 N. STEMMONS FREEWAY, 1100-N CITY: DALLAS STATE: TX ZIP: 75247 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DDFS Partnership LP CENTRAL INDEX KEY: 0001725169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38073 FILM NUMBER: 171262505 BUSINESS ADDRESS: STREET 1: 2100 ROSS AVE STREET 2: SUITE 3300 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (917) 861-5424 MAIL ADDRESS: STREET 1: 2100 ROSS AVE STREET 2: SUITE 3300 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DDFS Management Co LLC CENTRAL INDEX KEY: 0001725762 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38073 FILM NUMBER: 171262504 BUSINESS ADDRESS: STREET 1: 2100 ROSS AVE STREET 2: SUITE 3300 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (917) 861-5424 MAIL ADDRESS: STREET 1: 2100 ROSS AVE STREET 2: SUITE 3300 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARVANA CO. CENTRAL INDEX KEY: 0001690820 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 814549921 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1930 W. RIO SALADO PARKWAY CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: (602) 852-6604 MAIL ADDRESS: STREET 1: 1930 W. RIO SALADO PARKWAY CITY: TEMPE STATE: AZ ZIP: 85281 3 1 tv481508_3.xml OWNERSHIP DOCUMENT X0206 3 2017-12-05 0 0001690820 CARVANA CO. CVNA 0001725169 DDFS Partnership LP 2100 ROSS AVE SUITE 3300 DALLAS TX 75201 0 0 1 0 0001725762 DDFS Management Co LLC 2100 ROSS AVE SUITE 3300 DALLAS TX 75201 0 0 1 0 0001518314 Dundon Thomas G. 2100 ROSS AVE SUITE 3300 DALLAS TX 75201 0 0 1 0 Class A Convertible Preferred Stock 19.69 Class A Common Stock 5077559 I See Footnotes Twenty days after mailing of an information statement to shareholders of the Issuer in accordance with the requirements of the Securities Exchange Act of 1934, the Class A Convertible Preferred Stock, par value $0.01 per share of the Issuer ("Preferred Stock") will be convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to adjustment. The conversion rate will be subject to customary anti-dilution and other adjustments. On or after December 5, 2018, the Company will have the option to cause all Preferred Shares to be converted into Common Stock subject to certain conditions. Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS and Thomas G. Dundon directly holds 100% of the membership interests in DMC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. DDFS PARTNERSHIP LP by /s/ Thomas G. Dundon, President 2017-12-18 DDFS MANAGEMENT COMPANY LLC by /s/ Thomas G. Dundon, President 2017-12-18 /s/ Thomas G. Dundon, individually 2017-12-18