EX-99.H OTH MAT CONT 3 ex99h3.htm

 

APPENDIX IV-7

LIST OF FUNDS

SERVICES & FEES

 

This Appendix IV-7 is part of the Fund Services Agreement between Northern Lights Fund Trust II and Ultimus Fund Solutions, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV-7 along with the associated Fees.

 

EFFECTIVE DATE

 

The Effective Date for the Fund(s) set forth on this Appendix IV-7 shall be upon commencement of operations.

 

COVERED FUNDS

 

The Fund(s) to be covered under this Agreement include:

 

Fund Name Board Approval Date
North Star Opportunity Fund August 11, 2011
North Star Dividend Fund January 22, 2013
North Star Micro Cap Fund January 22, 2013
North Star Bond Fund April 25, 2014
North Star Small Cap Value Fund December 22, 2022

*Funds with the same investment adviser are collectively referred to as the “Complex.”

 

[REDACTED – schedule has been excluded because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed]

 

 

 

 

 

 

 

 

(signatures on following page)

 

 
 

IN WITNESS WHEREOF, the parties hereto have executed this Appendix IV-7 to the Fund Services Agreement effective as of December 22, 2022.

 

 

 

NORTHERN LIGHTS FUND TRUST II  ULTIMUS FUND SOLUTIONS, LLC
       
       
By: /s/ Kevin Wolf  By: /s/ Gary Tenkman
 Kevin Wolf   Gary Tenkman
 President   Chief Executive Officer

 

 

The undersigned investment adviser hereby acknowledges and agrees to the terms of this Fund Services Agreement.

 

North Star Investment Management Corporation

20 N. Wacker Drive, Suite 1416

Chicago, IL 60606

 

By: _/s/ Peter Gottlieb

Name: Peter Gottlieb

Title: President