0000950170-24-086311.txt : 20240725 0000950170-24-086311.hdr.sgml : 20240725 20240725080006 ACCESSION NUMBER: 0000950170-24-086311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240723 FILED AS OF DATE: 20240725 DATE AS OF CHANGE: 20240725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Corebridge Financial, Inc. CENTRAL INDEX KEY: 0001889539 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22546 FILM NUMBER: 241139867 BUSINESS ADDRESS: STREET 1: 2919 ALLEN PARKWAY STREET 2: WOODSON TOWER CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 1-877-375-2422 MAIL ADDRESS: STREET 1: 2919 ALLEN PARKWAY STREET 2: WOODSON TOWER CITY: HOUSTON STATE: TX ZIP: 77019 FORMER NAME: FORMER CONFORMED NAME: SAFG Retirement Services, Inc. DATE OF NAME CHANGE: 20211020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc. CENTRAL INDEX KEY: 0001517518 ORGANIZATION NAME: IRS NUMBER: 451474578 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 888-777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc. DATE OF NAME CHANGE: 20110406 4 1 ownership.xml 4 X0508 4 2024-07-23 0001517518 ClearBridge Energy Midstream Opportunity Fund Inc. EMO 0001889539 Corebridge Financial, Inc. 2919 ALLEN PARKWAY, WOODSON TOWER HOUSTON TX 77019 false false false true See Remarks false Series I Mandatory Redeemable Preferred Stock 2024-07-23 4 J false 30 100825.44 D 0 I Held through subsidiaries Series J Mandatory Redeemable Preferred Stock 70 I Held through subsidiaries 4.66% Series H Senior Secured Notes due October 15, 2025 5494298.53 I Held through subsidiaries The Series I Mandatory Redeemable Preferred Stock (the "Series I MRPS") were redeemed by the issuer at a price equal to the liquidation value of $100,000 of the redeemed securities plus accrued interest of $825.44 per share (the "Series I Redemption"). The United States Life Insurance Company in The City of New York ("USL"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held 20 shares of the Issuer's Series I MRPS. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, was deemed to have beneficial ownership of 10 shares of the Issuer's Series I MRPS held by a controlled subsidiary of American International Group ("AIG") pursuant to an investment management agreement. CRBG was an indirect beneficial owner of the Series I MRPS. American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG, directly holds 47 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 23 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. AGLIC, USL and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of CRBG, directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. /s/ Christine Nixon, Authorized Signatory of Corebridge Financial, Inc. 2024-07-25