0000950170-24-071996.txt : 20240611
0000950170-24-071996.hdr.sgml : 20240611
20240611164740
ACCESSION NUMBER: 0000950170-24-071996
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240609
FILED AS OF DATE: 20240611
DATE AS OF CHANGE: 20240611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Corebridge Financial, Inc.
CENTRAL INDEX KEY: 0001889539
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22546
FILM NUMBER: 241036416
BUSINESS ADDRESS:
STREET 1: 2919 ALLEN PARKWAY
STREET 2: WOODSON TOWER
CITY: HOUSTON
STATE: TX
ZIP: 77019
BUSINESS PHONE: 1-877-375-2422
MAIL ADDRESS:
STREET 1: 2919 ALLEN PARKWAY
STREET 2: WOODSON TOWER
CITY: HOUSTON
STATE: TX
ZIP: 77019
FORMER NAME:
FORMER CONFORMED NAME: SAFG Retirement Services, Inc.
DATE OF NAME CHANGE: 20211020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc.
CENTRAL INDEX KEY: 0001517518
ORGANIZATION NAME:
IRS NUMBER: 451474578
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 888-777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc.
DATE OF NAME CHANGE: 20110406
3
1
ownership.xml
3
X0206
3
2024-06-09
0
0001517518
ClearBridge Energy Midstream Opportunity Fund Inc.
EMO
0001889539
Corebridge Financial, Inc.
2919 ALLEN PARKWAY, WOODSON TOWER
HOUSTON
TX
77019
false
false
false
true
See Remarks
4.66% Series H Senior Secured Notes due October 15, 2025
5494298.53
I
Held through subsidiaries
Series I Mandatory Redeemable Preferred Stock
30
I
Held through subsidiaries
Series J Mandatory Redeemable Preferred Stock
70
I
Held through subsidiaries
As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result of and following such event, AIG and CRBG report beneficial ownership independently and CRBG reports beneficial ownership of securities its subsidiaries either hold directly or may be deemed to beneficially own pursuant to investment management agreements.
American General Life Insurance Company ("AGLIC"), The United States Life Insurance Company in The City of New York ("USL") and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of CRBG, directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement.
The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein.
USL directly holds 20 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 10 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein.
AGLIC directly holds 47 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 23 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein.
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
/s/ Christine A. Nixon, Authorized Signatory of Corebridge Financial, Inc.
2024-06-11