0000950170-24-071996.txt : 20240611 0000950170-24-071996.hdr.sgml : 20240611 20240611164740 ACCESSION NUMBER: 0000950170-24-071996 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240609 FILED AS OF DATE: 20240611 DATE AS OF CHANGE: 20240611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Corebridge Financial, Inc. CENTRAL INDEX KEY: 0001889539 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22546 FILM NUMBER: 241036416 BUSINESS ADDRESS: STREET 1: 2919 ALLEN PARKWAY STREET 2: WOODSON TOWER CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 1-877-375-2422 MAIL ADDRESS: STREET 1: 2919 ALLEN PARKWAY STREET 2: WOODSON TOWER CITY: HOUSTON STATE: TX ZIP: 77019 FORMER NAME: FORMER CONFORMED NAME: SAFG Retirement Services, Inc. DATE OF NAME CHANGE: 20211020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc. CENTRAL INDEX KEY: 0001517518 ORGANIZATION NAME: IRS NUMBER: 451474578 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 888-777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc. DATE OF NAME CHANGE: 20110406 3 1 ownership.xml 3 X0206 3 2024-06-09 0 0001517518 ClearBridge Energy Midstream Opportunity Fund Inc. EMO 0001889539 Corebridge Financial, Inc. 2919 ALLEN PARKWAY, WOODSON TOWER HOUSTON TX 77019 false false false true See Remarks 4.66% Series H Senior Secured Notes due October 15, 2025 5494298.53 I Held through subsidiaries Series I Mandatory Redeemable Preferred Stock 30 I Held through subsidiaries Series J Mandatory Redeemable Preferred Stock 70 I Held through subsidiaries As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result of and following such event, AIG and CRBG report beneficial ownership independently and CRBG reports beneficial ownership of securities its subsidiaries either hold directly or may be deemed to beneficially own pursuant to investment management agreements. American General Life Insurance Company ("AGLIC"), The United States Life Insurance Company in The City of New York ("USL") and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of CRBG, directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. USL directly holds 20 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 10 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. AGLIC directly holds 47 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 23 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. /s/ Christine A. Nixon, Authorized Signatory of Corebridge Financial, Inc. 2024-06-11