0001209191-21-037956.txt : 20210603
0001209191-21-037956.hdr.sgml : 20210603
20210603195741
ACCESSION NUMBER: 0001209191-21-037956
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210601
FILED AS OF DATE: 20210603
DATE AS OF CHANGE: 20210603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRETSCH GREGORY C.
CENTRAL INDEX KEY: 0001517236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38678
FILM NUMBER: 21994352
MAIL ADDRESS:
STREET 1: C/O RESPONSYS, INC.
STREET 2: 900 CHERRY AVENUE, 5TH FLOOR
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UPWORK, INC
CENTRAL INDEX KEY: 0001627475
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 464337682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 475 BRANNAN STREET
STREET 2: SUITE 430
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 650-316-7500
MAIL ADDRESS:
STREET 1: 475 BRANNAN STREET
STREET 2: SUITE 430
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
FORMER COMPANY:
FORMER CONFORMED NAME: Upwork Inc.
DATE OF NAME CHANGE: 20180427
FORMER COMPANY:
FORMER CONFORMED NAME: Elance-oDesk, Inc.
DATE OF NAME CHANGE: 20141209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-01
0
0001627475
UPWORK, INC
UPWK
0001517236
GRETSCH GREGORY C.
C/O UPWORK INC.,
475 BRANNAN STREET, SUITE 430
SAN FRANCISCO
CA
94107
1
0
0
0
Common Stock
2021-06-01
4
A
0
4069
0.00
A
963341
D
Common Stock
2021-06-01
4
A
0
1316
0.00
A
964657
D
Common Stock
716795
I
By Gregory C. Gretsch Trust, UAD 1/28/00
Common Stock
25944
I
By Trusts for Children
Common Stock
266667
I
By Martis Creek Investments, L.P. - Fund 3
Common Stock
95000
I
By Martis Creek Investments, L.P. - Fund 4
Common Stock
769925
I
By Martis Creek Investments, L.P. - Fund 5
Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.
Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.
The shares are held by the Gregory C. Gretsch Trust, UAD 1/28/00, of which the Reporting Person is the trustee.
The Reporting Person has sole voting and dispositive power over the shares held by each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5.
/s/Jacob McQuown, Attorney-in-Fact
2021-06-03