0001209191-17-000913.txt : 20170104 0001209191-17-000913.hdr.sgml : 20170104 20170104162643 ACCESSION NUMBER: 0001209191-17-000913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommScope Holding Company, Inc. CENTRAL INDEX KEY: 0001517228 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 274332098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 BUSINESS PHONE: 828-324-2200 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karlsson Peter U CENTRAL INDEX KEY: 0001588990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36146 FILM NUMBER: 17505866 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE SE CITY: HICKORY STATE: NC ZIP: 28602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-03 0 0001517228 CommScope Holding Company, Inc. COMM 0001588990 Karlsson Peter U C/O COMMSCOPE HOLDING COMPANY, INC., 1100 COMMSCOPE PLACE, SE HICKORY NC 28602 0 1 0 0 SVP of CommScope, Inc. Common Stock 2017-01-03 4 M 0 7796 5.74 A 26023 D Common Stock 2017-01-03 4 S 0 7796 37.1264 D 18227 D Stock Option (Right to Buy) 5.74 2017-01-03 4 M 0 7796 0.00 D 2016-02-17 2021-01-26 Common Stock 7796 38983 D The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2016. As previously reported, includes (a) 10,425 restricted stock units that were granted on 02/23/2016 and will vest in three equal installments on 02/23/2017, 02/23/2018, and 02/23/2019; and (b) 5,202 restricted stock units that were granted on 02/24/2015 and will vest ratably on 02/24/2017 and 02/24/2018, each subject to the reporting person's continued employment with the issuer. The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $36.935 to $37.595. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. /s/Peter U. Karlsson 2017-01-04