0001209191-17-000913.txt : 20170104
0001209191-17-000913.hdr.sgml : 20170104
20170104162643
ACCESSION NUMBER: 0001209191-17-000913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CommScope Holding Company, Inc.
CENTRAL INDEX KEY: 0001517228
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 274332098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 COMMSCOPE PLACE, SE
CITY: HICKORY
STATE: NC
ZIP: 28602
BUSINESS PHONE: 828-324-2200
MAIL ADDRESS:
STREET 1: 1100 COMMSCOPE PLACE, SE
CITY: HICKORY
STATE: NC
ZIP: 28602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karlsson Peter U
CENTRAL INDEX KEY: 0001588990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36146
FILM NUMBER: 17505866
MAIL ADDRESS:
STREET 1: 1100 COMMSCOPE PLACE SE
CITY: HICKORY
STATE: NC
ZIP: 28602
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-03
0
0001517228
CommScope Holding Company, Inc.
COMM
0001588990
Karlsson Peter U
C/O COMMSCOPE HOLDING COMPANY, INC.,
1100 COMMSCOPE PLACE, SE
HICKORY
NC
28602
0
1
0
0
SVP of CommScope, Inc.
Common Stock
2017-01-03
4
M
0
7796
5.74
A
26023
D
Common Stock
2017-01-03
4
S
0
7796
37.1264
D
18227
D
Stock Option (Right to Buy)
5.74
2017-01-03
4
M
0
7796
0.00
D
2016-02-17
2021-01-26
Common Stock
7796
38983
D
The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2016.
As previously reported, includes (a) 10,425 restricted stock units that were granted on 02/23/2016 and will vest in three equal installments on 02/23/2017, 02/23/2018, and 02/23/2019; and (b) 5,202 restricted stock units that were granted on 02/24/2015 and will vest ratably on 02/24/2017 and 02/24/2018, each subject to the reporting person's continued employment with the issuer.
The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $36.935 to $37.595. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
/s/Peter U. Karlsson
2017-01-04