0001628280-24-027938.txt : 20240612
0001628280-24-027938.hdr.sgml : 20240612
20240612200800
ACCESSION NUMBER: 0001628280-24-027938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240612
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Andres Dale
CENTRAL INDEX KEY: 0001866675
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 241039782
MAIL ADDRESS:
STREET 1: 8400 E. CRESCENT PARKWAY
STREET 2: SUITE 600
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gatos Silver, Inc.
CENTRAL INDEX KEY: 0001517006
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 272654848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 925 W GEORGIA STREET
STREET 2: SUITE 910
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3L2
BUSINESS PHONE: (604) 424 0984
MAIL ADDRESS:
STREET 1: 925 W GEORGIA STREET
STREET 2: SUITE 910
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3L2
FORMER COMPANY:
FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp
DATE OF NAME CHANGE: 20190618
FORMER COMPANY:
FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp
DATE OF NAME CHANGE: 20110330
4
1
wk-form4_1718237273.xml
FORM 4
X0508
4
2024-06-12
0
0001517006
Gatos Silver, Inc.
GATO
0001866675
Andres Dale
C/O GATOS SILVER, INC.
925 WEST GEORGIA STREET - SUITE 910
VANCOUVER
A1
V6C 3L2
BRITISH COLUMBIA, CANADA
1
1
0
0
CEO
0
Common Stock
2024-06-12
4
F
0
160890
11.05
D
299839
D
Restricted Share Units
Common Stock
93750
93750
D
Represents shares withheld by the issuer to satisfy tax withholding obligations upon the settlement of vested restricted stock units (RSUs) previously granted to the reporting person.
Each RSU represents a contingent right to receive one share of the issuer common stock, an equivalent amount of cash, or a combination thereof upon vesting.
On January 15, 2024, the reporting person was granted a total of 93,750 RSUs, which vest on December 31, 2026. Such RSUs were previously reported in Table I of Form 4 by the reporting person. See Remarks below for additional information.
Effective June 11, 2024, the issuer and the reporting person executed an amendment (RSU Amendment) to the RSUs previously granted to the reporting person whereby the reporting person outstanding RSUs may, in addition to being settled in shares of the issuer common stock, outstanding RSUs may also, be settled in an equivalent amount of cash, or a combination of cash and shares. Accordingly, beginning with this Form 4, the reporting person outstanding RSUs that were previously reported in Table I of Form 4 as common stock equivalents are now reported in Table II of Form 4 as derivative securities.
/s/ Stephen Bodley as Attorney-in-Fact for Dale Andres
2024-06-12