0001628280-24-027938.txt : 20240612 0001628280-24-027938.hdr.sgml : 20240612 20240612200800 ACCESSION NUMBER: 0001628280-24-027938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240612 FILED AS OF DATE: 20240612 DATE AS OF CHANGE: 20240612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andres Dale CENTRAL INDEX KEY: 0001866675 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 241039782 MAIL ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 W GEORGIA STREET STREET 2: SUITE 910 CITY: VANCOUVER STATE: A1 ZIP: V6C 3L2 BUSINESS PHONE: (604) 424 0984 MAIL ADDRESS: STREET 1: 925 W GEORGIA STREET STREET 2: SUITE 910 CITY: VANCOUVER STATE: A1 ZIP: V6C 3L2 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 wk-form4_1718237273.xml FORM 4 X0508 4 2024-06-12 0 0001517006 Gatos Silver, Inc. GATO 0001866675 Andres Dale C/O GATOS SILVER, INC. 925 WEST GEORGIA STREET - SUITE 910 VANCOUVER A1 V6C 3L2 BRITISH COLUMBIA, CANADA 1 1 0 0 CEO 0 Common Stock 2024-06-12 4 F 0 160890 11.05 D 299839 D Restricted Share Units Common Stock 93750 93750 D Represents shares withheld by the issuer to satisfy tax withholding obligations upon the settlement of vested restricted stock units (RSUs) previously granted to the reporting person. Each RSU represents a contingent right to receive one share of the issuer common stock, an equivalent amount of cash, or a combination thereof upon vesting. On January 15, 2024, the reporting person was granted a total of 93,750 RSUs, which vest on December 31, 2026. Such RSUs were previously reported in Table I of Form 4 by the reporting person. See Remarks below for additional information. Effective June 11, 2024, the issuer and the reporting person executed an amendment (RSU Amendment) to the RSUs previously granted to the reporting person whereby the reporting person outstanding RSUs may, in addition to being settled in shares of the issuer common stock, outstanding RSUs may also, be settled in an equivalent amount of cash, or a combination of cash and shares. Accordingly, beginning with this Form 4, the reporting person outstanding RSUs that were previously reported in Table I of Form 4 as common stock equivalents are now reported in Table II of Form 4 as derivative securities. /s/ Stephen Bodley as Attorney-in-Fact for Dale Andres 2024-06-12