0001104659-24-127688.txt : 20241211 0001104659-24-127688.hdr.sgml : 20241211 20241211180822 ACCESSION NUMBER: 0001104659-24-127688 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241209 FILED AS OF DATE: 20241211 DATE AS OF CHANGE: 20241211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huerta Luis Felipe CENTRAL INDEX KEY: 0001829229 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 241542614 MAIL ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY, SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 W GEORGIA STREET STREET 2: SUITE 910 CITY: VANCOUVER STATE: A1 ZIP: V6C 3L2 BUSINESS PHONE: (604) 424 0984 MAIL ADDRESS: STREET 1: 925 W GEORGIA STREET STREET 2: SUITE 910 CITY: VANCOUVER STATE: A1 ZIP: V6C 3L2 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 tm2430794-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-12-09 0 0001517006 Gatos Silver, Inc. GATO 0001829229 Huerta Luis Felipe C/O GATOS SILVER, INC. 925 WEST GEORGIA STREET - SUITE 910 VANCOUVER A1 V3X 3L4 BRITISH COLUMBIA, CANADA 0 1 0 0 Vice President, Mexico 0 Employee Stock Option (Right to Buy) 15.34 2024-12-09 4 A 0 18621 0.00 A 2034-12-09 Common Stock 18621 18621 D Restricted Stock Units 2024-12-09 4 A 0 10952 0.00 A Common Stock 10952 10952 D Restricted Stock Units Common Stock 32221 32221 D Restricted Stock Units Common Stock 19219 19219 D These options were granted on December 9, 2024. These options shall vest in three equal tranches on each of December 9, 2025, December 9, 2026 and December 9, 2027. Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the issuer's common stock, an equivalent amount of cash, or a combination thereof upon vesting. These RSUs will vest on December 9, 2027. On September 11, 2023, the reporting person was granted a total of 32,221 RSUs, which vest on November 30, 2025. Such RSUs were previously reported in Table I of Form 4 by the reporting person. See Remarks below for additional information. On January 15, 2024, the reporting person was granted a total of 19,219 RSUs, which vest on December 31, 2026. Such RSUs were previously reported in Table I of Form 4 by the reporting person. See Remarks below for additional information. Effective December 9, 2024, the issuer and the reporting person executed an amendment to the RSUs previously granted to the reporting person whereby the reporting person's outstanding RSUs may, in addition to being settled in shares of the issuer common stock, be settled in an equivalent amount of cash, or a combination of cash and shares. Accordingly, beginning with this Form 4, the reporting person's outstanding RSUs that were previously reported in Table I of Form 4 as common stock equivalents are now reported in Table II of Form 4 as derivative securities. /s/ Stephen Bodley as Attorney-in-Fact for Luis Felipe Huerta 2024-12-11