0001104659-23-118197.txt : 20231114
0001104659-23-118197.hdr.sgml : 20231114
20231114164901
ACCESSION NUMBER: 0001104659-23-118197
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231109
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Erfan Ali
CENTRAL INDEX KEY: 0001716691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 231407470
MAIL ADDRESS:
STREET 1: 55 E. 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gatos Silver, Inc.
CENTRAL INDEX KEY: 0001517006
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 272654848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 925 W GEORGIA STREET
STREET 2: SUITE 910
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3L2
BUSINESS PHONE: (604) 424 0984
MAIL ADDRESS:
STREET 1: 925 W GEORGIA STREET
STREET 2: SUITE 910
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3L2
FORMER COMPANY:
FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp
DATE OF NAME CHANGE: 20190618
FORMER COMPANY:
FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp
DATE OF NAME CHANGE: 20110330
4
1
tm2330060-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-11-09
0
0001517006
Gatos Silver, Inc.
GATO
0001716691
Erfan Ali
C/O GATOS SILVER, INC.
925 W GEORGIA STREET, SUITE 910
VANCOUVER
A1
V6C 3L2
BRITISH COLUMBIA, CANADA
1
0
0
0
0
Common Stock
2023-11-09
4
A
0
9494
0
A
34642
D
Common Stock
82262
I
By Ajami Associates Limited
Employee Stock Option (Right to Buy)
4.74
2023-11-09
4
A
0
19175
0
A
2033-11-09
Common Stock
19175
19175
D
Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
These options were granted on November 9, 2023 and vested immediately.
/s/ Stephen Bodley as Attorney-in-Fact for Ali Erfan
2023-11-14